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Institutional Ownership · SEC Form 13F

Who owns QQQJ (QQQJ)


Which tracked institutional funds hold QQQJ, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See QQQJ company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

170
Institutional holders
8,581,661
Shares held (tracked funds)

How the tape is positioned

23 tracked funds added or opened QQQJ while 9 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

QQQJ’s largest tracked holder by dollar value, RAYMOND JAMES FINANCIAL INC, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in QQQJ divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 170 tracked filers holding QQQJ, 89 increased or opened the position and 61 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in QQQJ between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 7

  • Brookwood Investment Group LLC$3M
  • NOMURA ASSET MANAGEMENT CO LTD$2M
  • Beacon Pointe Advisors, LLC$1M
  • GOLDMAN SACHS GROUP INC$775K
  • Global View Capital Management LLC$641K
  • Prospera Financial Services Inc$630K

Full exits 4

  • Coppell Advisory Solutions LLC$9M
  • U.S. Capital Wealth Advisors, LLC$1M
  • SUSQUEHANNA INTERNATIONAL GROUP, LLP$1M
  • Clarius Group, LLC$759K

Largest adds

  • UBS Group AG$13M
  • JONES FINANCIAL COMPANIES LLLP$5M
  • Systelligence, LLC$3M
  • LPL Financial LLC$2M
  • GUIDANCE CAPITAL, INC$2M
  • WELLS FARGO & COMPANY/MN$2M

Largest trims

  • NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$8M
  • OSAIC HOLDINGS, INC.$6M
  • NewEdge Advisors, LLC$1M
  • Gerber Kawasaki Wealth & Investment Management$693K
  • BANK OF AMERICA CORP /DE/$350K

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
RAYMOND JAMES FINANCIAL INC added1,188,922$43M14.0%2026-Q1
Systelligence, LLC added590,730$21M7.0%2026-Q1
LPL Financial LLC added539,938$20M6.4%2026-Q1
OSAIC HOLDINGS, INC. trimmed528,559$19M6.2%2026-Q1
JONES FINANCIAL COMPANIES LLLP added523,047$18M6.0%2026-Q1
UBS Group AG added475,440$17M5.6%2026-Q1
RETIREMENT FINANCIAL SOLUTIONS, LLC added455,769$17M5.4%2026-Q1
WELLS FARGO & COMPANY/MN added347,066$13M4.1%2026-Q1
MORGAN STANLEY added312,111$11M3.7%2026-Q1
Erickson Financial Group, LLC added210,801$8M2.5%2026-Q1
AMERIPRISE FINANCIAL INC added181,540$7M2.1%2026-Q1
BANK OF AMERICA CORP /DE/ trimmed170,868$6M2.0%2026-Q1
Wealthcare Advisory Partners LLC added156,545$6M1.8%2026-Q1
Gerber Kawasaki Wealth & Investment Management trimmed152,956$6M1.8%2026-Q1
Purus Wealth Management, LLC added132,207$5M1.6%2026-Q1
ROYAL BANK OF CANADA added125,398$5M1.5%2026-Q1
Wealthfront Advisers LLC added84,278$3M1.0%2026-Q1
COMMONWEALTH EQUITY SERVICES, LLC added83,919$3M1.0%2026-Q1
Brookwood Investment Group LLC new78,376$3M0.9%2026-Q1
Essex Financial Services, Inc. added77,055$3M0.9%2026-Q1
GUIDANCE CAPITAL, INC added62,108$3M0.8%2026-Q1
NOVEM GROUP62,950$2M0.7%2026-Q1
Tradition Wealth Management, LLC trimmed49,891$2M0.6%2026-Q1
NOMURA ASSET MANAGEMENT CO LTD new46,500$2M0.5%2026-Q1
NATIXIS ADVISORS, LLC added46,410$2M0.5%2026-Q1
GERBER, LLC45,356$2M0.5%2026-Q1
Texas Yale Capital Corp.45,340$2M0.5%2026-Q1
Invesco Ltd. trimmed45,135$2M0.5%2026-Q1
Cetera Investment Advisers trimmed43,060$2M0.5%2026-Q1
Granite Bay Wealth Management, LLC added42,804$2M0.5%2026-Q1
Mariner, LLC added42,357$2M0.5%2026-Q1
Beacon Pointe Advisors, LLC new41,323$1M0.5%2026-Q1
Clearstead Advisors, LLC added41,205$1M0.5%2026-Q1
Goldstone Financial Group, LLC trimmed39,070$1M0.5%2026-Q1
Equitable Holdings, Inc. added34,391$1M0.4%2026-Q1
Brookstone Capital Management trimmed31,859$1M0.4%2026-Q1
Proactive Wealth Strategies LLC added28,080$1M0.3%2026-Q1
McKinley Carter Wealth Services, Inc. trimmed27,475$995K0.3%2026-Q1
ELLERSON GROUP INC /ADV trimmed26,982$977K0.3%2026-Q1
Mirae Asset Global Investments Co., Ltd. trimmed26,859$973K0.3%2026-Q1
SPIREPOINT PRIVATE CLIENT, LLC added26,097$945K0.3%2026-Q1
Tannin Capital LLC trimmed24,660$893K0.3%2026-Q1
WealthCare Investment Partners, LLC added23,840$882K0.3%2026-Q1
Focus Partners Wealth added21,939$794K0.3%2026-Q1
GOLDMAN SACHS GROUP INC trimmed21,410$775K0.3%2026-Q1
Cannon Capital Management, Inc. trimmed21,370$774K0.3%2026-Q1
UNITED CAPITAL FINANCIAL ADVISORS, LLC trimmed20,492$742K0.2%2026-Q1
Arkadios Wealth Advisors19,050$690K0.2%2026-Q1
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO trimmed19,014$688K0.2%2026-Q1
Baird Financial Group, Inc. added18,892$684K0.2%2026-Q1
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC trimmed18,230$676K0.2%2026-Q1
WEDBUSH SECURITIES INC added17,967$651K0.2%2026-Q1
ENVESTNET ASSET MANAGEMENT INC added17,730$642K0.2%2026-Q1
Global View Capital Management LLC new17,705$641K0.2%2026-Q1
Cambridge Investment Research Advisors, Inc. added17,410$630K0.2%2026-Q1
Prospera Financial Services Inc new17,379$630K0.2%2026-Q1
Western Wealth Management, LLC added16,109$583K0.2%2026-Q1
LRI Investments, LLC562,679$563K0.2%2026-Q1
Creative Planning added13,957$505K0.2%2026-Q1
Steward Partners Investment Advisory, LLC added13,818$500K0.2%2026-Q1
HighTower Advisors, LLC added13,767$499K0.2%2026-Q1
Mystic Asset Management, Inc.13,765$498K0.2%2026-Q1
Cresset Asset Management, LLC added13,632$494K0.2%2026-Q1
Qube Research & Technologies Ltd added12,202$442K0.1%2026-Q1
&PARTNERS trimmed11,655$422K0.1%2026-Q1
Capital Investment Advisory Services, LLC added11,628$421K0.1%2026-Q1
RMR Wealth Builders trimmed11,364$411K0.1%2026-Q1
JANE STREET GROUP, LLC trimmed10,169$368K0.1%2026-Q1
OPPENHEIMER & CO INC trimmed9,972$361K0.1%2026-Q1
Pointe Capital Management LLC9,864$357K0.1%2026-Q1
Tower Research Capital LLC (TRC) trimmed9,858$357K0.1%2026-Q1
Private Advisor Group, LLC trimmed9,594$347K0.1%2026-Q1
CIBC Bancorp USA Inc. new9,361$339K0.1%2026-Q1
HRT FINANCIAL LP trimmed9,251$334K0.1%2026-Q1
Rockefeller Capital Management L.P.9,159$332K0.1%2026-Q1
JPMORGAN CHASE & CO added9,430$327K0.1%2026-Q1
TD Waterhouse Canada Inc. trimmed8,750$321K0.1%2026-Q1
TRUIST FINANCIAL CORP added8,808$319K0.1%2026-Q1
Kingsview Wealth Management, LLC added8,694$315K0.1%2026-Q1
World Investment Advisors added8,562$310K0.1%2026-Q1
Ellis Investment Partners, LLC trimmed8,535$309K0.1%2026-Q1
Fortune Financial Group, Inc.8,175$296K0.1%2026-Q1
HighPoint Advisor Group LLC added7,806$283K0.1%2026-Q1
GILL CAPITAL PARTNERS, LLC7,643$277K0.1%2026-Q1
MML INVESTORS SERVICES, LLC trimmed7,559$274K0.1%2026-Q1
BANK OF MONTREAL /CAN/ added7,453$270K0.1%2026-Q1
Coppell Advisory Solutions LLC trimmed14,738$9M3.0%2025-Q4 stale
SteelPeak Wealth, LLC trimmed82,955$3M0.9%2025-Q2 stale
AVANTAX ADVISORY SERVICES, INC. trimmed63,581$2M0.7%2025-Q2 stale
U.S. Capital Wealth Advisors, LLC new39,747$1M0.5%2025-Q4 stale
SUSQUEHANNA INTERNATIONAL GROUP, LLP added33,895$1M0.4%2025-Q4 stale
Cornerstone Wealth Management, LLC added30,049$961K0.3%2025-Q2 stale
Apexium Financial, LP trimmed22,190$794K0.3%2025-Q3 stale
Clarius Group, LLC20,601$759K0.2%2025-Q4 stale
GTS SECURITIES LLC new20,700$662K0.2%2025-Q2 stale
Lido Advisors, LLC trimmed13,613$395K0.1%2025-Q1 stale
CIBC Private Wealth Group LLC added9,242$341K0.1%2025-Q4 stale
CITADEL ADVISORS LLC trimmed9,619$308K0.1%2025-Q2 stale
WASHINGTON TRUST Co7,907$291K0.1%2025-Q4 stale
Congress Park Capital LLC added9,898$287K0.1%2025-Q1 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership