Who owns QQQI
Which tracked institutional funds hold QQQI, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See QQQI company fundamentals →
Ownership as of the 2026-Q2 13F filings (latest filed 2026-09-02). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
The tracked-fund tape on QQQI is one-sided between 2026-Q1 and 2026-Q2: 158 added or opened and 29 trimmed or exited — on balance accumulating.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
QQQI’s largest tracked holder by dollar value, LPL Financial LLC, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.1% of theirs — a 0.1pp gap the other way — the median holder sizes QQQI more heavily than its largest holder by dollar value does.
Book-share is each fund’s reported value in QQQI divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2026-Q1 and 2026-Q2, across 347 tracked filers holding QQQI, 277 increased or opened the position and 91 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in QQQI between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 23
- JANE STREET GROUP, LLC$14M
- Baker Avenue Asset Management, LP$12M
- ARQ WEALTH ADVISORS, LLC$8M
- RENAISSANCE TECHNOLOGIES LLC$5M
- PURSUE WEALTH PARTNERS LLC$4M
- CORNERSTONE ENTERPRISES, LLC$3M
Full exits 20
- Nearwater Capital Markets, Ltd$35M
- Northeast Financial Group, Inc.$8M
- Cambridge Investment Research Advisors, Inc.$6M
- HRT FINANCIAL LP$5M
- Massar Capital Management, LP$4M
- SG Americas Securities, LLC$4M
Largest adds
- LPL Financial LLC$80M
- Howard Capital Management, LLC$35M
- ROYAL BANK OF CANADA$24M
- GOLDMAN SACHS GROUP INC$24M
- UBS Group AG$19M
- MML INVESTORS SERVICES, LLC$16M
Largest trims
- MORGAN STANLEY$48M
- PREVAIL INNOVATIVE WEALTH ADVISORS, LLC$3M
- EverSource Wealth Advisors, LLC$2M
- AE Wealth Management LLC$1M
- PFG Investments, LLC$852K
- Kaizen Financial Strategies$586K
Institutional holders
One row per tracked fund, most shares held first (every row is from one quarter; reported value breaks ties). “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding.
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| LPL Financial LLC added | 3,310,164 | $188M | 16.2% | 2026-Q2 |
| GOLDMAN SACHS GROUP INC added | 1,244,080 | $71M | 6.1% | 2026-Q2 |
| ROYAL BANK OF CANADA added | 994,260 | $56M | 4.9% | 2026-Q2 |
| Howard Capital Management, LLC added | 940,809 | $53M | 4.6% | 2026-Q2 |
| UBS Group AG added | 760,789 | $43M | 3.7% | 2026-Q2 |
| Foguth Wealth Management, LLC. added | 735,478 | $40M | 3.4% | 2026-Q2 |
| Merit Financial Group, LLC added | 558,944 | $32M | 2.7% | 2026-Q2 |
| INDEPENDENT FINANCIAL GROUP, LLC added | 534,418 | $30M | 2.6% | 2026-Q2 |
| RAYMOND JAMES FINANCIAL INC added | 510,639 | $29M | 2.5% | 2026-Q2 |
| Second Half Financial Partners, LLC | 499,503 | $28M | 2.4% | 2026-Q2 |
| MML INVESTORS SERVICES, LLC added | 480,022 | $27M | 2.3% | 2026-Q2 |
| MADDEN SECURITIES Corp added | 454,657 | $26M | 2.2% | 2026-Q2 |
| Capital Investment Advisory Services, LLC added | 413,694 | $23M | 2.0% | 2026-Q2 |
| Private Advisor Group, LLC added | 328,985 | $19M | 1.6% | 2026-Q2 |
| MBL Wealth, LLC added | 292,422 | $17M | 1.4% | 2026-Q2 |
| Apollon Wealth Management, LLC added | 288,095 | $16M | 1.4% | 2026-Q2 |
| ENVESTNET ASSET MANAGEMENT INC added | 281,469 | $16M | 1.4% | 2026-Q2 |
| URS Advisory LLC added | 251,064 | $14M | 1.2% | 2026-Q2 |
| CITADEL ADVISORS LLC trimmed | 250,496 | $14M | 1.2% | 2026-Q2 |
| Summit Financial, LLC added | 242,782 | $14M | 1.2% | 2026-Q2 |
| JANE STREET GROUP, LLC added | 240,580 | $14M | 1.2% | 2026-Q2 |
| STIFEL FINANCIAL CORP added | 236,154 | $13M | 1.2% | 2026-Q2 |
| Aventura Private Wealth, LLC added | 229,423 | $13M | 1.1% | 2026-Q2 |
| J.W. COLE ADVISORS, INC. added | 207,608 | $12M | 1.0% | 2026-Q2 |
| Baker Avenue Asset Management, LP new | 204,151 | $12M | 1.0% | 2026-Q2 |
| Cascade Wealth Advisors, Inc trimmed | 193,307 | $11M | 0.9% | 2026-Q2 |
| CHOREO, LLC added | 176,990 | $10M | 0.9% | 2026-Q2 |
| COMMONWEALTH EQUITY SERVICES, LLC added | 175,214 | $10M | 0.9% | 2026-Q2 |
| Gotham Asset Management, LLC added | 170,523 | $10M | 0.8% | 2026-Q2 |
| Palacios Wealth Management, LLC added | 159,762 | $9M | 0.8% | 2026-Q2 |
| PSI Advisors, LLC added | 152,021 | $9M | 0.7% | 2026-Q2 |
| Chung Wu Investment Group, LLC added | 146,296 | $8M | 0.7% | 2026-Q2 |
| Kingsview Wealth Management, LLC added | 145,322 | $8M | 0.7% | 2026-Q2 |
| Stratos Wealth Partners, LTD. added | 140,708 | $8M | 0.7% | 2026-Q2 |
| ARQ WEALTH ADVISORS, LLC new | 138,848 | $8M | 0.6% | 2026-Q2 |
| Estate Planners Group, LLC trimmed | 137,290 | $8M | 0.7% | 2026-Q2 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP added | 136,101 | $8M | 0.7% | 2026-Q2 |
| SBI Securities Co., Ltd. added | 135,013 | $8M | 0.7% | 2026-Q2 |
| Teamwork Financial Advisors, LLC trimmed | 130,088 | $7M | 0.6% | 2026-Q2 |
| RFG Advisory, LLC added | 124,100 | $7M | 0.6% | 2026-Q2 |
| Genesee Capital Advisors, LLC added | 115,720 | $7M | 0.6% | 2026-Q2 |
| Owen LaRue, LLC added | 113,790 | $6M | 0.6% | 2026-Q2 |
| Farther Finance Advisors, LLC added | 110,068 | $6M | 0.5% | 2026-Q2 |
| Ameritas Advisory Services, LLC added | 105,652 | $6M | 0.5% | 2026-Q2 |
| RiverTree Advisors, LLC added | 104,729 | $6M | 0.5% | 2026-Q2 |
| StoneCrest Wealth Management, Inc. added | 103,394 | $6M | 0.5% | 2026-Q2 |
| IEQ CAPITAL, LLC added | 97,337 | $6M | 0.5% | 2026-Q2 |
| Independence Wealth Advisors, LLC added | 94,227 | $5M | 0.5% | 2026-Q2 |
| Astoria Portfolio Advisors LLC. added | 92,792 | $5M | 0.5% | 2026-Q2 |
| Foundations Investment Advisors, LLC added | 90,957 | $5M | 0.4% | 2026-Q2 |
| RENAISSANCE TECHNOLOGIES LLC added | 84,800 | $5M | 0.4% | 2026-Q2 |
| PFG Investments, LLC trimmed | 83,802 | $5M | 0.4% | 2026-Q2 |
| NewEdge Advisors, LLC added | 79,797 | $5M | 0.4% | 2026-Q2 |
| Virtue Capital Management, LLC added | 79,393 | $5M | 0.4% | 2026-Q2 |
| WEST MICHIGAN ADVISORS, LLC added | 76,126 | $4M | 0.4% | 2026-Q2 |
| Kestra Advisory Services, LLC added | 70,645 | $4M | 0.3% | 2026-Q2 |
| TRUIST FINANCIAL CORP added | 69,989 | $4M | 0.3% | 2026-Q2 |
| PURSUE WEALTH PARTNERS LLC new | 69,931 | $4M | 0.3% | 2026-Q2 |
| KESTRA PRIVATE WEALTH SERVICES, LLC added | 69,770 | $4M | 0.3% | 2026-Q2 |
| MILESTONE ASSET MANAGEMENT, LLC added | 69,054 | $4M | 0.3% | 2026-Q2 |
| PRINCIPAL FINANCIAL GROUP INC added | 68,975 | $4M | 0.3% | 2026-Q2 |
| NFSG Corp added | 68,557 | $4M | 0.3% | 2026-Q2 |
| Eddie Patel Inc trimmed | 68,489 | $4M | 0.3% | 2026-Q2 |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC trimmed | 65,417 | $4M | 0.3% | 2026-Q2 |
| FSA Advisors, Inc. added | 63,775 | $4M | 0.3% | 2026-Q2 |
| IHT Wealth Management, LLC added | 62,707 | $4M | 0.3% | 2026-Q2 |
| CHILTON INVESTMENT CO INC. added | 60,094 | $3M | 0.3% | 2026-Q2 |
| Brookstone Capital Management added | 58,848 | $3M | 0.3% | 2026-Q2 |
| Rockefeller Capital Management L.P. added | 57,641 | $3M | 0.3% | 2026-Q2 |
| Arete Wealth Advisors, LLC trimmed | 57,227 | $3M | 0.3% | 2026-Q2 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC added | 56,674 | $3M | 0.3% | 2026-Q2 |
| Belpointe Asset Management LLC added | 56,130 | $3M | 0.3% | 2026-Q2 |
| Corient Private Wealth LP added | 55,771 | $3M | 0.3% | 2026-Q2 |
| NORDEN GROUP LLC added | 52,587 | $3M | 0.3% | 2026-Q2 |
| Cetera Investment Advisers added | 49,527 | $3M | 0.2% | 2026-Q2 |
| Concurrent Investment Advisors, LLC added | 48,274 | $3M | 0.2% | 2026-Q2 |
| Diversify Advisory Services, LLC new | 48,234 | $3M | 0.2% | 2026-Q2 |
| DIVERSIFY WEALTH MANAGEMENT, LLC added | 48,234 | $3M | 0.2% | 2026-Q2 |
| Kovack Advisors, Inc. added | 47,858 | $3M | 0.2% | 2026-Q2 |
| Indivisible Partners added | 46,449 | $3M | 0.2% | 2026-Q2 |
| OSAIC HOLDINGS, INC. added | 46,022 | $3M | 0.2% | 2026-Q2 |
| CORNERSTONE ENTERPRISES, LLC new | 45,387 | $3M | 0.2% | 2026-Q2 |
| Sowell Financial Services LLC added | 45,132 | $3M | 0.2% | 2026-Q2 |
| MORGAN STANLEY trimmed | 45,017 | $3M | 0.2% | 2026-Q2 |
| Gainplan LLC added | 44,586 | $3M | 0.2% | 2026-Q2 |
| Ellis Investment Partners, LLC added | 44,356 | $3M | 0.2% | 2026-Q2 |
| Garden State Investment Advisory Services LLC added | 44,089 | $3M | 0.2% | 2026-Q2 |
| BlueStem Wealth Partners, LLC added | 43,957 | $2M | 0.2% | 2026-Q2 |
| Banco BTG Pactual S.A. added | 43,865 | $2M | 0.2% | 2026-Q2 |
| CAP Partners, LLC added | 43,497 | $2M | 0.2% | 2026-Q2 |
| Arax Advisory Partners added | 42,804 | $2M | 0.2% | 2026-Q2 |
| SteelPeak Wealth, LLC added | 42,328 | $2M | 0.2% | 2026-Q2 |
| VERUS CAPITAL PARTNERS, LLC added | 41,165 | $2M | 0.2% | 2026-Q2 |
| CCG WEALTH MANAGEMENT, LLC added | 40,143 | $2M | 0.2% | 2026-Q2 |
| PFG Advisors added | 39,308 | $2M | 0.2% | 2026-Q2 |
| Grantvest Financial Group LLC added | 39,155 | $2M | 0.2% | 2026-Q2 |
| INSIGNEO ADVISORY SERVICES, LLC added | 39,106 | $2M | 0.2% | 2026-Q2 |
| Equitable Holdings, Inc. added | 36,815 | $2M | 0.2% | 2026-Q2 |
| PUFF WEALTH MANAGEMENT, LLC added | 36,710 | $2M | 0.2% | 2026-Q2 |
| &PARTNERS added | 33,465 | $2M | 0.2% | 2026-Q2 |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.