Who owns QQQI
Which tracked institutional funds hold QQQI, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See QQQI company fundamentals →
Ownership as of the 2026-Q1 13F filings (latest filed 2026-05-18). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
The tracked-fund tape on QQQI is one-sided between 2025-Q4 and 2026-Q1: 98 added or opened and 29 trimmed or exited — on balance accumulating.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
QQQI’s largest tracked holder by dollar value, LPL Financial LLC, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.1% of theirs — a 0.1pp gap the other way — the median holder sizes QQQI more heavily than its largest holder by dollar value does.
Book-share is each fund’s reported value in QQQI divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2025-Q4 and 2026-Q1, across 302 tracked filers holding QQQI, 239 increased or opened the position and 71 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in QQQI between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 28
- Nearwater Capital Markets, Ltd$35M
- CHOREO, LLC$8M
- Northeast Financial Group, Inc.$8M
- HRT FINANCIAL LP$5M
- Massar Capital Management, LP$4M
- SG Americas Securities, LLC$4M
Full exits 7
- Foguth Wealth Management, LLC.$6M
- OLD MISSION CAPITAL LLC$4M
- Lifeworks Advisors, LLC$3M
- JANE STREET GROUP, LLC$891K
- IFG Advisory, LLC$888K
- Lido Advisors, LLC$860K
Largest adds
- GOLDMAN SACHS GROUP INC$38M
- MORGAN STANLEY$28M
- RAYMOND JAMES FINANCIAL INC$13M
- CITADEL ADVISORS LLC$7M
- Aventura Private Wealth, LLC$6M
- MADDEN SECURITIES Corp$6M
Largest trims
- Howard Capital Management Inc.$14M
- UBS Group AG$14M
- INDEPENDENT FINANCIAL GROUP, LLC$9M
- MML INVESTORS SERVICES, LLC$9M
- Focus Partners Wealth$3M
- Corient Private Wealth LLC$3M
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| LPL Financial LLC added | 2,164,355 | $108M | 13.2% | 2026-Q1 |
| MORGAN STANLEY added | 1,021,805 | $51M | 6.2% | 2026-Q1 |
| GOLDMAN SACHS GROUP INC added | 947,238 | $47M | 5.8% | 2026-Q1 |
| Nearwater Capital Markets, Ltd new | 700,000 | $35M | 4.3% | 2026-Q1 |
| ROYAL BANK OF CANADA added | 655,079 | $33M | 4.0% | 2026-Q1 |
| Merit Financial Group, LLC added | 553,773 | $28M | 3.4% | 2026-Q1 |
| Second Half Financial Partners, LLC | 499,503 | $25M | 3.0% | 2026-Q1 |
| UBS Group AG trimmed | 489,311 | $24M | 3.0% | 2026-Q1 |
| MADDEN SECURITIES Corp added | 427,363 | $21M | 2.6% | 2026-Q1 |
| Capital Investment Advisory Services, LLC added | 372,472 | $19M | 2.3% | 2026-Q1 |
| Howard Capital Management Inc. trimmed | 369,499 | $18M | 2.3% | 2026-Q1 |
| INDEPENDENT FINANCIAL GROUP, LLC trimmed | 289,724 | $14M | 1.8% | 2026-Q1 |
| MBL Wealth, LLC added | 276,358 | $14M | 1.7% | 2026-Q1 |
| RAYMOND JAMES FINANCIAL INC added | 273,251 | $14M | 1.7% | 2026-Q1 |
| Apollon Wealth Management, LLC added | 257,478 | $13M | 1.6% | 2026-Q1 |
| CITADEL ADVISORS LLC added | 252,700 | $13M | 1.5% | 2026-Q1 |
| MML INVESTORS SERVICES, LLC trimmed | 224,353 | $11M | 1.4% | 2026-Q1 |
| Cascade Wealth Advisors, Inc added | 196,731 | $11M | 1.4% | 2026-Q1 |
| URS Advisory LLC added | 220,475 | $11M | 1.3% | 2026-Q1 |
| ENVESTNET ASSET MANAGEMENT INC added | 216,820 | $11M | 1.3% | 2026-Q1 |
| Private Advisor Group, LLC added | 207,710 | $10M | 1.3% | 2026-Q1 |
| Summit Financial, LLC added | 202,743 | $10M | 1.2% | 2026-Q1 |
| STIFEL FINANCIAL CORP added | 156,758 | $8M | 1.0% | 2026-Q1 |
| CHOREO, LLC new | 155,449 | $8M | 0.9% | 2026-Q1 |
| Northeast Financial Group, Inc. new | 153,434 | $8M | 0.9% | 2026-Q1 |
| Palacios Wealth Management, LLC added | 140,337 | $8M | 0.9% | 2026-Q1 |
| Aventura Private Wealth, LLC added | 144,807 | $7M | 0.9% | 2026-Q1 |
| Estate Planners Group, LLC added | 140,902 | $7M | 0.9% | 2026-Q1 |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC added | 132,975 | $7M | 0.8% | 2026-Q1 |
| Teamwork Financial Advisors, LLC trimmed | 131,273 | $7M | 0.8% | 2026-Q1 |
| Chung Wu Investment Group, LLC added | 123,716 | $6M | 0.8% | 2026-Q1 |
| Cambridge Investment Research Advisors, Inc. added | 120,751 | $6M | 0.7% | 2026-Q1 |
| SBI Securities Co., Ltd. added | 118,656 | $6M | 0.7% | 2026-Q1 |
| PFG Investments, LLC added | 112,925 | $6M | 0.7% | 2026-Q1 |
| RFG Advisory, LLC added | 112,483 | $6M | 0.7% | 2026-Q1 |
| Kingsview Wealth Management, LLC added | 108,365 | $5M | 0.7% | 2026-Q1 |
| Stratos Wealth Partners, LTD. added | 105,703 | $5M | 0.6% | 2026-Q1 |
| HRT FINANCIAL LP new | 105,402 | $5M | 0.6% | 2026-Q1 |
| PSI Advisors, LLC added | 103,342 | $5M | 0.6% | 2026-Q1 |
| StoneCrest Wealth Management, Inc. trimmed | 101,292 | $5M | 0.6% | 2026-Q1 |
| IEQ CAPITAL, LLC added | 95,407 | $5M | 0.6% | 2026-Q1 |
| COMMONWEALTH EQUITY SERVICES, LLC added | 94,095 | $5M | 0.6% | 2026-Q1 |
| RiverTree Advisors, LLC added | 93,270 | $5M | 0.6% | 2026-Q1 |
| Independence Wealth Advisors, LLC added | 85,652 | $4M | 0.5% | 2026-Q1 |
| Eddie Patel Inc trimmed | 84,469 | $4M | 0.5% | 2026-Q1 |
| Massar Capital Management, LP new | 83,390 | $4M | 0.5% | 2026-Q1 |
| Farther Finance Advisors, LLC added | 80,673 | $4M | 0.5% | 2026-Q1 |
| Astoria Portfolio Advisors LLC. added | 69,997 | $4M | 0.5% | 2026-Q1 |
| SG Americas Securities, LLC new | 75,000 | $4M | 0.5% | 2026-Q1 |
| Gotham Asset Management, LLC added | 72,850 | $4M | 0.4% | 2026-Q1 |
| Owen LaRue, LLC added | 68,020 | $3M | 0.4% | 2026-Q1 |
| WEST MICHIGAN ADVISORS, LLC new | 66,403 | $3M | 0.4% | 2026-Q1 |
| KESTRA PRIVATE WEALTH SERVICES, LLC trimmed | 65,926 | $3M | 0.4% | 2026-Q1 |
| NFSG Corp added | 65,462 | $3M | 0.4% | 2026-Q1 |
| FSA Advisors, Inc. added | 60,716 | $3M | 0.4% | 2026-Q1 |
| Arete Wealth Advisors, LLC added | 57,796 | $3M | 0.4% | 2026-Q1 |
| J.W. COLE ADVISORS, INC. added | 55,401 | $3M | 0.3% | 2026-Q1 |
| Brookstone Capital Management added | 53,940 | $3M | 0.3% | 2026-Q1 |
| PARK AVENUE SECURITIES LLC added | 51,329 | $3M | 0.3% | 2026-Q1 |
| Foundations Investment Advisors, LLC added | 51,214 | $3M | 0.3% | 2026-Q1 |
| Kestra Advisory Services, LLC trimmed | 50,715 | $3M | 0.3% | 2026-Q1 |
| CHILTON INVESTMENT CO INC. new | 50,215 | $2M | 0.3% | 2026-Q1 |
| Belpointe Asset Management LLC added | 48,332 | $2M | 0.3% | 2026-Q1 |
| Kovack Advisors, Inc. added | 45,152 | $2M | 0.3% | 2026-Q1 |
| Rockefeller Capital Management L.P. added | 45,098 | $2M | 0.3% | 2026-Q1 |
| Concurrent Investment Advisors, LLC added | 44,509 | $2M | 0.3% | 2026-Q1 |
| Virtue Capital Management, LLC added | 43,270 | $2M | 0.3% | 2026-Q1 |
| Cetera Investment Advisers trimmed | 41,810 | $2M | 0.3% | 2026-Q1 |
| BlueStem Wealth Partners, LLC added | 41,301 | $2M | 0.3% | 2026-Q1 |
| Sowell Financial Services LLC added | 40,393 | $2M | 0.2% | 2026-Q1 |
| Kaizen Financial Strategies added | 36,751 | $2M | 0.2% | 2026-Q1 |
| Ellis Investment Partners, LLC added | 39,256 | $2M | 0.2% | 2026-Q1 |
| NORDEN GROUP LLC added | 38,984 | $2M | 0.2% | 2026-Q1 |
| SteelPeak Wealth, LLC new | 38,947 | $2M | 0.2% | 2026-Q1 |
| PFG Advisors new | 38,548 | $2M | 0.2% | 2026-Q1 |
| Grantvest Financial Group LLC trimmed | 38,368 | $2M | 0.2% | 2026-Q1 |
| HighTower Advisors, LLC added | 37,530 | $2M | 0.2% | 2026-Q1 |
| Garden State Investment Advisory Services LLC added | 37,321 | $2M | 0.2% | 2026-Q1 |
| DIVERSIFY WEALTH MANAGEMENT, LLC added | 33,191 | $2M | 0.2% | 2026-Q1 |
| U.S. Capital Wealth Advisors, LLC added | 35,342 | $2M | 0.2% | 2026-Q1 |
| MILESTONE ASSET MANAGEMENT, LLC added | 34,565 | $2M | 0.2% | 2026-Q1 |
| Ameritas Advisory Services, LLC added | 34,125 | $2M | 0.2% | 2026-Q1 |
| Uniplan Investment Counsel, Inc. added | 31,759 | $2M | 0.2% | 2026-Q1 |
| CAP Partners, LLC added | 31,673 | $2M | 0.2% | 2026-Q1 |
| Orion Porfolio Solutions, LLC trimmed | 30,723 | $2M | 0.2% | 2026-Q1 |
| EverSource Wealth Advisors, LLC added | 19,743 | $2M | 0.2% | 2026-Q1 |
| AE Wealth Management LLC added | 30,540 | $2M | 0.2% | 2026-Q1 |
| Grant Private Wealth Management Inc new | 28,995 | $1M | 0.2% | 2026-Q1 |
| Equitable Holdings, Inc. added | 27,216 | $1M | 0.2% | 2026-Q1 |
| Banco BTG Pactual S.A. new | 28,633 | $1M | 0.2% | 2026-Q1 |
| CCG WEALTH MANAGEMENT, LLC added | 28,271 | $1M | 0.2% | 2026-Q1 |
| IHT Wealth Management, LLC added | 28,228 | $1M | 0.2% | 2026-Q1 |
| Tactive Advisors, LLC added | 28,224 | $1M | 0.2% | 2026-Q1 |
| Tyler-Stone Wealth Management added | 196,455 | $10M | 1.3% | 2025-Q2 stale |
| Foguth Wealth Management, LLC. new | 119,898 | $6M | 0.8% | 2025-Q4 stale |
| Quadrature Capital Ltd new | 89,941 | $5M | 0.6% | 2025-Q2 stale |
| OLD MISSION CAPITAL LLC added | 67,942 | $4M | 0.4% | 2025-Q4 stale |
| Lifeworks Advisors, LLC new | 49,191 | $3M | 0.3% | 2025-Q4 stale |
| RENAISSANCE TECHNOLOGIES LLC trimmed | 27,500 | $1M | 0.2% | 2025-Q3 stale |
| Davies Financial Advisors, Inc. added | 26,300 | $1M | 0.2% | 2025-Q3 stale |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.