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Institutional Ownership · SEC Form 13F

Who owns QQQE (QQQE)


Which tracked institutional funds hold QQQE, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See QQQE company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

197
Institutional holders
5,927,345
Shares held (tracked funds)

How the tape is positioned

26 tracked funds added or opened QQQE while 32 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

QQQE’s largest tracked holder by dollar value, MORGAN STANLEY, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp gap the other way — the median holder sizes QQQE more heavily than its largest holder by dollar value does.

Book-share is each fund’s reported value in QQQE divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 197 tracked filers holding QQQE, 93 increased or opened the position and 89 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in QQQE between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 10

  • BALYASNY ASSET MANAGEMENT L.P.$12M
  • JANE STREET GROUP, LLC$9M
  • TWO SIGMA INVESTMENTS, LP$9M
  • Ramiah Investment Group$6M
  • Redhawk Wealth Advisors, Inc.$3M
  • Innovative Asset Advisors Group, LLC$1M

Full exits 10

  • Avestar Capital, LLC$8M
  • HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND$4M
  • SOL Capital Management CO$4M
  • CITADEL ADVISORS LLC$3M
  • Militia Capital Partners, LP$3M
  • Virtu Financial LLC$2M

Largest adds

  • BNP PARIBAS FINANCIAL MARKETS$10M
  • BANK OF AMERICA CORP /DE/$6M
  • UBS Group AG$4M
  • Cerity Partners LLC$4M
  • Jump Financial, LLC$4M
  • ROYAL BANK OF CANADA$3M

Largest trims

  • SteelPeak Wealth, LLC$57M
  • Frisch Financial Group, Inc.$11M
  • Watershed Asset Management, L.L.C.$10M
  • INDEPENDENT FINANCIAL GROUP, LLC$8M
  • GOLDMAN SACHS GROUP INC$6M
  • NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$6M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
MORGAN STANLEY added749,497$74M11.9%2026-Q1
BANK OF AMERICA CORP /DE/ added724,041$71M11.5%2026-Q1
WADDELL & ASSOCIATES, LLC added428,472$42M6.8%2026-Q1
LPL Financial LLC trimmed366,062$36M5.8%2026-Q1
Endurance Services Ltd347,500$34M5.5%2026-Q1
UBS Group AG added278,318$27M4.4%2026-Q1
BNP PARIBAS FINANCIAL MARKETS added238,827$24M3.8%2026-Q1
GOLDMAN SACHS GROUP INC trimmed164,991$16M2.6%2026-Q1
ROYAL BANK OF CANADA added127,223$13M2.0%2026-Q1
BALYASNY ASSET MANAGEMENT L.P. added123,448$12M2.0%2026-Q1
INDEPENDENT FINANCIAL GROUP, LLC trimmed119,932$12M1.9%2026-Q1
JANE STREET GROUP, LLC added92,947$9M1.5%2026-Q1
TWO SIGMA INVESTMENTS, LP added88,600$9M1.4%2026-Q1
HighTower Advisors, LLC trimmed76,631$8M1.2%2026-Q1
Frisch Financial Group, Inc. trimmed74,429$7M1.2%2026-Q1
MRA Advisory Group trimmed71,972$7M1.1%2026-Q1
JONES FINANCIAL COMPANIES LLLP added70,937$7M1.1%2026-Q1
AMERIPRISE FINANCIAL INC added67,943$7M1.1%2026-Q1
Ramiah Investment Group new65,072$6M1.0%2026-Q1
LeConte Wealth Management, LLC trimmed64,509$6M1.0%2026-Q1
Jump Financial, LLC added61,990$6M1.0%2026-Q1
Beacon Pointe Advisors, LLC added55,123$5M0.9%2026-Q1
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO trimmed55,076$5M0.9%2026-Q1
ENVESTNET ASSET MANAGEMENT INC added54,750$5M0.9%2026-Q1
TRUIST FINANCIAL CORP added54,138$5M0.9%2026-Q1
Berkshire Money Management, Inc. trimmed52,644$5M0.8%2026-Q1
Gateway Wealth Partners, LLC added52,632$5M0.8%2026-Q1
CITIGROUP INC trimmed49,900$5M0.8%2026-Q1
Cerity Partners LLC added43,552$4M0.7%2026-Q1
COMMONWEALTH EQUITY SERVICES, LLC trimmed42,268$4M0.7%2026-Q1
Creative Planning trimmed39,798$4M0.6%2026-Q1
White Pine Investment CO added37,273$4M0.6%2026-Q1
RAYMOND JAMES FINANCIAL INC added33,435$3M0.5%2026-Q1
OSAIC HOLDINGS, INC. added32,913$3M0.5%2026-Q1
Cambridge Investment Research Advisors, Inc. added32,555$3M0.5%2026-Q1
Redhawk Wealth Advisors, Inc. new32,460$3M0.5%2026-Q1
Cetera Investment Advisers trimmed30,540$3M0.5%2026-Q1
NATIONS FINANCIAL GROUP INC, /IA/ /ADV trimmed29,781$3M0.5%2026-Q1
Tower Research Capital LLC (TRC) added29,233$3M0.5%2026-Q1
Cannon Advisors, Inc. added27,197$3M0.4%2026-Q1
LifeWealth Investments, LLC added24,630$2M0.4%2026-Q1
Regal Investment Advisors LLC added24,003$2M0.4%2026-Q1
Kestra Advisory Services, LLC trimmed23,448$2M0.4%2026-Q1
Watershed Asset Management, L.L.C. trimmed20,200$2M0.3%2026-Q1
WARNER FINANCIAL, INC added15,577$2M0.2%2026-Q1
Private Capital Management, LLC added15,331$2M0.2%2026-Q1
BECK CAPITAL MANAGEMENT, LLC trimmed15,234$2M0.2%2026-Q1
FLAGSTAR ADVISORS INC added14,485$1M0.2%2026-Q1
Innovative Asset Advisors Group, LLC new14,410$1M0.2%2026-Q1
Mystic Asset Management, Inc.13,416$1M0.2%2026-Q1
Waverly Advisors, LLC added12,608$1M0.2%2026-Q1
CAP Partners, LLC trimmed12,531$1M0.2%2026-Q1
Rockefeller Capital Management L.P. trimmed12,439$1M0.2%2026-Q1
CWM, LLC trimmed12,357$1M0.2%2026-Q1
Ameritas Investment Partners, Inc. added11,805$1M0.2%2026-Q1
Mariner, LLC trimmed11,753$1M0.2%2026-Q1
Mutual Advisors, LLC trimmed11,085$1M0.2%2026-Q1
Tradition Wealth Management, LLC trimmed11,048$1M0.2%2026-Q1
HB Wealth Management, LLC11,033$1M0.2%2026-Q1
QTR Family Wealth, LLC trimmed10,465$1M0.2%2026-Q1
Thayer Partners, LLC / MA added10,605$1M0.2%2026-Q1
FIFTH THIRD BANCORP added10,325$1M0.2%2026-Q1
STIFEL FINANCIAL CORP added10,205$1M0.2%2026-Q1
IMC-Chicago, LLC new9,707$956K0.2%2026-Q1
Fulton Bank, N.A.9,627$949K0.2%2026-Q1
Paulson Wealth Management Inc. trimmed9,508$937K0.2%2026-Q1
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC added9,362$922K0.1%2026-Q1
DAVENPORT & Co LLC trimmed9,059$893K0.1%2026-Q1
Prism Advisors, Inc. added8,676$855K0.1%2026-Q1
Retirement Planning Co of New England, Inc. added8,364$824K0.1%2026-Q1
Carr Financial Group Corp trimmed7,812$770K0.1%2026-Q1
Ameritas Advisory Services, LLC added7,408$730K0.1%2026-Q1
D.A. DAVIDSON & CO. trimmed7,263$716K0.1%2026-Q1
SAX WEALTH ADVISORS, LLC6,854$701K0.1%2026-Q1
MTM Investment Management, LLC added6,791$669K0.1%2026-Q1
HRT FINANCIAL LP added6,383$628K0.1%2026-Q1
Marshall Financial Group, LLC trimmed6,182$609K0.1%2026-Q1
PKO Investment Management Joint-Stock Co trimmed100,000$10M1.6%2025-Q2 stale
Avestar Capital, LLC added82,535$8M1.4%2025-Q4 stale
Astor Investment Management LLC trimmed71,620$6M1.0%2025-Q1 stale
WOLVERINE TRADING, LLC added51,943$5M0.9%2025-Q3 stale
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND43,000$4M0.7%2025-Q4 stale
SOL Capital Management CO trimmed39,951$4M0.7%2025-Q4 stale
Stonegate Management LLC new34,830$4M0.6%2025-Q3 stale
CITADEL ADVISORS LLC added29,751$3M0.5%2025-Q4 stale
Militia Capital Partners, LP added27,800$3M0.5%2025-Q4 stale
Virtu Financial LLC trimmed23,515$2M0.4%2025-Q4 stale
Wambolt & Associates, LLC trimmed22,471$2M0.4%2025-Q2 stale
Atria Investments, Inc added23,284$2M0.3%2025-Q1 stale
Shoker Investment Counsel, Inc. trimmed17,212$2M0.3%2025-Q2 stale
Curtis Advisory Group, LLC added18,166$2M0.3%2025-Q1 stale
Legacy Capital Group California, Inc. added17,409$2M0.2%2025-Q1 stale
COMERICA BANK trimmed12,798$1M0.2%2025-Q4 stale
AVANTAX ADVISORY SERVICES, INC. added11,153$1M0.2%2025-Q2 stale
AE Wealth Management LLC trimmed12,464$1M0.2%2025-Q1 stale
CreativeOne Wealth, LLC trimmed10,268$1M0.2%2025-Q3 stale
SUSQUEHANNA INTERNATIONAL GROUP, LLP trimmed9,438$966K0.2%2025-Q4 stale
FLOW TRADERS U.S. LLC trimmed6,368$652K0.1%2025-Q4 stale
Capital Market Strategies LLC trimmed6,423$631K0.1%2025-Q2 stale
WELCH & FORBES LLC6,975$608K0.1%2025-Q1 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership