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Institutional Ownership · SEC Form 13F

Who owns QLD (QLD)


Which tracked institutional funds hold QLD, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See QLD company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

191
Institutional holders
7,904,804
Shares held (tracked funds)

How the tape is positioned

The tracked-fund tape on QLD is one-sided between 2025-Q4 and 2026-Q1: 19 added or opened and 70 trimmed or exited — on balance reducing.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

QLD’s largest tracked holder by dollar value, Howard Capital Management Inc., sizes it at 14.1% of its own reported 13F book, while the median holder sizes it at 0.1% of theirs — a 14.0pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in QLD divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 191 tracked filers holding QLD, 72 increased or opened the position and 103 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in QLD between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 7

  • Westwood Wealth Management$13M
  • Q3 Asset Management$4M
  • AlpenGlobal Capital LLC$1M
  • GREAT VALLEY ADVISOR GROUP, INC.$889K
  • Procyon Advisors, LLC$824K
  • Potomac Capital Management, Inc.$738K

Full exits 15

  • Howard Capital Management Inc.$864M
  • Turner Capital Investments, LLC$4M
  • Tempus Wealth Planning, LLC$4M
  • IMC-Chicago, LLC$3M
  • Vontobel Holding Ltd.$3M
  • ENVESTNET ASSET MANAGEMENT INC$2M

Largest adds

  • Mariner, LLC$7M
  • Discipline Wealth Solutions, LLC$5M
  • HARBOUR INVESTMENTS, INC.$2M
  • Squarepoint Ops LLC$2M
  • HRT FINANCIAL LP$1M
  • FLOW TRADERS U.S. LLC$797K

Largest trims

  • Global View Capital Management LLC$87M
  • CITADEL ADVISORS LLC$32M
  • Main Street Group, LTD$10M
  • LPL Financial LLC$7M
  • Clearstead Trust, LLC$7M
  • Focus Financial Network, Inc.$6M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
Main Street Group, LTD trimmed1,030,565$63M4.5%2026-Q1
Clearstead Trust, LLC added733,841$45M3.2%2026-Q1
Global View Capital Management LLC trimmed651,626$40M2.8%2026-Q1
Focus Financial Network, Inc. added599,468$37M2.6%2026-Q1
Dedeker Financial LLC added277,528$17M1.2%2026-Q1
TOTH FINANCIAL ADVISORY CORP trimmed250,901$15M1.1%2026-Q1
Dale Q Rice Investment Management Ltd added247,938$15M1.1%2026-Q1
Westwood Wealth Management added216,730$13M0.9%2026-Q1
Mariner, LLC added193,080$12M0.8%2026-Q1
GenWealth Group, Inc. added139,984$9M0.6%2026-Q1
CITADEL ADVISORS LLC trimmed136,916$8M0.6%2026-Q1
HighTower Advisors, LLC trimmed131,310$8M0.6%2026-Q1
Discipline Wealth Solutions, LLC added122,373$7M0.5%2026-Q1
REGIONS FINANCIAL CORP trimmed119,656$7M0.5%2026-Q1
HUB Investment Partners, LLC trimmed109,757$7M0.5%2026-Q1
Connective Capital Management, LLC105,918$6M0.5%2026-Q1
Jump Financial, LLC added92,496$6M0.4%2026-Q1
Mesirow Financial Investment Management, Inc. trimmed86,000$5M0.4%2026-Q1
Wealthcare Advisory Partners LLC85,710$5M0.4%2026-Q1
Creative Planning trimmed85,436$5M0.4%2026-Q1
Bryn Mawr Trust Advisors, LLC trimmed84,633$5M0.4%2026-Q1
OSAIC HOLDINGS, INC. trimmed82,500$5M0.4%2026-Q1
Q3 Asset Management added72,200$4M0.3%2026-Q1
MERCER GLOBAL ADVISORS INC /ADV trimmed65,304$4M0.3%2026-Q1
Focus Partners Wealth added63,472$4M0.3%2026-Q1
CIBC WORLD MARKET INC.59,558$4M0.3%2026-Q1
Cresset Asset Management, LLC53,560$3M0.2%2026-Q1
Marshall Financial Group, LLC trimmed52,020$3M0.2%2026-Q1
Composition Wealth, LLC trimmed50,829$3M0.2%2026-Q1
UBS Group AG added50,206$3M0.2%2026-Q1
SteelPeak Wealth, LLC trimmed49,020$3M0.2%2026-Q1
LPL Financial LLC trimmed48,477$3M0.2%2026-Q1
Squarepoint Ops LLC added48,404$3M0.2%2026-Q1
PNC FINANCIAL SERVICES GROUP, INC.45,500$3M0.2%2026-Q1
Sowell Financial Services LLC trimmed45,263$3M0.2%2026-Q1
SUSQUEHANNA INTERNATIONAL GROUP, LLP trimmed44,001$3M0.2%2026-Q1
Latitude Advisors, LLC added41,336$3M0.2%2026-Q1
SBI Securities Co., Ltd. trimmed41,102$3M0.2%2026-Q1
GTS SECURITIES LLC added39,470$2M0.2%2026-Q1
IEQ CAPITAL, LLC added37,524$2M0.2%2026-Q1
BANK OF MONTREAL /CAN/ trimmed35,759$2M0.2%2026-Q1
Arax Advisory Partners35,192$2M0.2%2026-Q1
HARBOUR INVESTMENTS, INC. added33,957$2M0.1%2026-Q1
Rollins Financial Advisors, LLC added33,081$2M0.1%2026-Q1
Financial Engines Advisors L.L.C. added33,003$2M0.1%2026-Q1
Tower Research Capital LLC (TRC) added32,274$2M0.1%2026-Q1
PMV Capital Advisers, LLC trimmed31,902$2M0.1%2026-Q1
FLOW TRADERS U.S. LLC added29,582$2M0.1%2026-Q1
HRT FINANCIAL LP added29,508$2M0.1%2026-Q1
Meridian Wealth Management, LLC added28,243$2M0.1%2026-Q1
DONALDSON CAPITAL MANAGEMENT, LLC28,000$2M0.1%2026-Q1
Harvest Investment Services, LLC trimmed24,568$1M0.1%2026-Q1
GeoWealth Management, LLC trimmed23,473$1M0.1%2026-Q1
Castleview Partners, LLC trimmed21,717$1M0.1%2026-Q1
AlpenGlobal Capital LLC added20,941$1M0.1%2026-Q1
Permanens Capital L.P.20,750$1M0.1%2026-Q1
RIA Advisory Group LLC trimmed20,638$1M0.1%2026-Q1
Cassaday & Co Wealth Management LLC20,522$1M0.1%2026-Q1
Richmond Brothers, Inc. trimmed20,145$1M0.1%2026-Q1
180 WEALTH ADVISORS, LLC19,979$1M0.1%2026-Q1
WESBANCO BANK INC19,200$1M0.1%2026-Q1
Innova Wealth Partners trimmed18,682$1M0.1%2026-Q1
Beacon Capital Management, Inc. trimmed18,426$1M0.1%2026-Q1
Cambridge Investment Research Advisors, Inc. trimmed17,306$1M0.1%2026-Q1
Sanctuary Advisors, LLC16,863$1M0.1%2026-Q1
WealthBridge Capital Management, LLC added16,841$1M0.1%2026-Q1
Lido Advisors, LLC added16,586$1M0.1%2026-Q1
Avior Wealth Management, LLC16,570$1M0.1%2026-Q1
Howard Capital Management Inc. added12,277,706$864M61.9%2025-Q4 stale
FIRST NATIONAL CORP /MA/ /ADV added89,256$12M0.9%2025-Q3 stale
CROWLEY WEALTH MANAGEMENT, INC. added44,870$6M0.4%2025-Q3 stale
Watts Gwilliam & Co., LLC added35,862$5M0.4%2025-Q3 stale
SILVER OAK SECURITIES, INCORPORATED new59,331$5M0.3%2025-Q1 stale
Turner Capital Investments, LLC new84,396$4M0.3%2025-Q4 stale
Efficient Advisors, LLC new48,019$4M0.3%2025-Q1 stale
ROANOKE ASSET MANAGEMENT CORP/ NY48,000$4M0.3%2025-Q1 stale
ONCE CAPITAL MANAGEMENT, LLC added43,000$4M0.3%2025-Q1 stale
JANE STREET GROUP, LLC added42,621$4M0.3%2025-Q1 stale
Tempus Wealth Planning, LLC added53,301$4M0.3%2025-Q4 stale
Client First Investment Management LLC trimmed31,139$4M0.3%2025-Q2 stale
D. SCOTT NEAL, INC.24,928$3M0.2%2025-Q3 stale
IMC-Chicago, LLC trimmed42,818$3M0.2%2025-Q4 stale
Ridgepath Capital Management LLC trimmed31,856$3M0.2%2025-Q1 stale
AXXCESS WEALTH MANAGEMENT, LLC trimmed31,612$3M0.2%2025-Q1 stale
Vontobel Holding Ltd. added35,739$3M0.2%2025-Q4 stale
ENVESTNET ASSET MANAGEMENT INC added34,396$2M0.2%2025-Q4 stale
RENAISSANCE TECHNOLOGIES LLC added18,200$2M0.2%2025-Q2 stale
Headlands Technologies LLC added14,221$2M0.1%2025-Q3 stale
Legacy Investment Solutions, LLC added16,228$2M0.1%2025-Q2 stale
WOODWARD DIVERSIFIED CAPITAL, LLC added26,519$2M0.1%2025-Q4 stale
Revere Asset Management, Inc trimmed14,928$2M0.1%2025-Q2 stale
Orion Porfolio Solutions, LLC added24,759$2M0.1%2025-Q4 stale
TOWNSQUARE CAPITAL LLC added18,851$2M0.1%2025-Q1 stale
Canal Capital Management, LLC trimmed16,648$1M0.1%2025-Q1 stale
Aveo Capital Partners, LLC trimmed16,031$1M0.1%2025-Q1 stale
BURKE & HERBERT BANK & TRUST CO10,000$1M0.1%2025-Q3 stale
Parsonex Advisory Services, Inc. added19,236$1M0.1%2025-Q4 stale
SIMPLEX TRADING, LLC added13,773$1M0.1%2025-Q1 stale
DRW Securities, LLC trimmed7,893$1M0.1%2025-Q3 stale
Capital Advisory Group Advisory Services, LLC added14,570$1M0.1%2025-Q4 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership