Who owns PTY (PTY)
Which tracked institutional funds hold PTY, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See PTY company fundamentals →
Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
23 tracked funds added or opened PTY while 35 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
PTY’s largest tracked holder by dollar value, LPL Financial LLC, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp gap the other way — the median holder sizes PTY more heavily than its largest holder by dollar value does.
Book-share is each fund’s reported value in PTY divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2025-Q4 and 2026-Q1, across 220 tracked filers holding PTY, 124 increased or opened the position and 88 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in PTY between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 4
- Beta Wealth Group, Inc.$2M
- ABSOLUTE INVESTMENT ADVISERS, LLC$997K
- Shay Capital LLC$898K
- WEALTH EFFECTS LLC$559K
Full exits 9
- Marex Group plc$4M
- Boreal Capital Management LLC$1M
- NewEdge Advisors, LLC$1M
- LANDSCAPE CAPITAL MANAGEMENT, L.L.C.$1M
- Prosperity Wealth Management, Inc.$950K
- J.W. COLE ADVISORS, INC.$800K
Largest adds
- NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$33M
- WELLS FARGO & COMPANY/MN$18M
- Independent Advisor Alliance$4M
- Thomas J. Herzfeld Advisors, Inc.$2M
- Ascentis Independent Advisors$2M
- GUGGENHEIM CAPITAL LLC$2M
Largest trims
- RIVERNORTH CAPITAL MANAGEMENT, LLC$13M
- RAYMOND JAMES FINANCIAL INC$5M
- Logan Stone Capital, LLC$3M
- TRUIST FINANCIAL CORP$2M
- Private Advisor Group, LLC$2M
- JANE STREET GROUP, LLC$2M
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| LPL Financial LLC added | 2,741,887 | $33M | 8.1% | 2026-Q1 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO added | 2,717,641 | $33M | 8.0% | 2026-Q1 |
| MORGAN STANLEY added | 2,579,936 | $31M | 7.6% | 2026-Q1 |
| WELLS FARGO & COMPANY/MN added | 2,144,104 | $26M | 6.3% | 2026-Q1 |
| XML Financial, LLC trimmed | 1,591,047 | $19M | 4.7% | 2026-Q1 |
| Merrithew & Thorsten Inc trimmed | 1,523,119 | $18M | 4.5% | 2026-Q1 |
| Invesco Ltd. added | 1,376,934 | $17M | 4.1% | 2026-Q1 |
| Cetera Investment Advisers added | 1,153,947 | $14M | 3.4% | 2026-Q1 |
| ENVESTNET ASSET MANAGEMENT INC added | 836,914 | $10M | 2.5% | 2026-Q1 |
| OSAIC HOLDINGS, INC. added | 817,243 | $10M | 2.4% | 2026-Q1 |
| Logan Stone Capital, LLC trimmed | 784,874 | $9M | 2.3% | 2026-Q1 |
| Private Advisor Group, LLC trimmed | 656,503 | $8M | 1.9% | 2026-Q1 |
| PFG Investments, LLC trimmed | 627,325 | $8M | 1.9% | 2026-Q1 |
| GUGGENHEIM CAPITAL LLC added | 615,024 | $7M | 1.8% | 2026-Q1 |
| ROYAL BANK OF CANADA added | 600,310 | $7M | 1.8% | 2026-Q1 |
| Equitable Holdings, Inc. added | 548,471 | $7M | 1.7% | 2026-Q1 |
| Accel Wealth Management added | 504,396 | $6M | 1.5% | 2026-Q1 |
| Cambridge Investment Research Advisors, Inc. added | 500,164 | $6M | 1.5% | 2026-Q1 |
| COMMONWEALTH EQUITY SERVICES, LLC trimmed | 458,924 | $6M | 1.4% | 2026-Q1 |
| Kestra Advisory Services, LLC added | 409,373 | $5M | 1.2% | 2026-Q1 |
| Independent Advisor Alliance added | 371,808 | $4M | 1.1% | 2026-Q1 |
| Ascentis Independent Advisors added | 368,364 | $4M | 1.1% | 2026-Q1 |
| Evergreen Wealth Management, LLC added | 365,641 | $4M | 1.1% | 2026-Q1 |
| Dynamic Advisor Solutions LLC added | 349,786 | $4M | 1.0% | 2026-Q1 |
| BANK OF AMERICA CORP /DE/ trimmed | 311,995 | $4M | 0.9% | 2026-Q1 |
| TRUIST FINANCIAL CORP trimmed | 288,163 | $3M | 0.9% | 2026-Q1 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC trimmed | 286,356 | $3M | 0.8% | 2026-Q1 |
| Noble Wealth Management PBC added | 261,606 | $3M | 0.8% | 2026-Q1 |
| Thomas J. Herzfeld Advisors, Inc. added | 249,976 | $3M | 0.7% | 2026-Q1 |
| RAYMOND JAMES FINANCIAL INC trimmed | 231,015 | $3M | 0.7% | 2026-Q1 |
| Steward Partners Investment Advisory, LLC added | 222,842 | $3M | 0.7% | 2026-Q1 |
| JANE STREET GROUP, LLC trimmed | 209,443 | $3M | 0.6% | 2026-Q1 |
| Strategic Wealth Partners, Ltd. added | 198,061 | $2M | 0.6% | 2026-Q1 |
| PRINCIPAL SECURITIES, INC. added | 188,836 | $2M | 0.6% | 2026-Q1 |
| UBS Group AG trimmed | 186,211 | $2M | 0.5% | 2026-Q1 |
| Beta Wealth Group, Inc. new | 176,721 | $2M | 0.5% | 2026-Q1 |
| STIFEL FINANCIAL CORP added | 175,280 | $2M | 0.5% | 2026-Q1 |
| Smith Asset Management Co., LLC added | 165,202 | $2M | 0.5% | 2026-Q1 |
| Elm3 Financial Group, LLC trimmed | 160,030 | $2M | 0.5% | 2026-Q1 |
| AG Asset Advisory, LLC added | 152,398 | $2M | 0.4% | 2026-Q1 |
| XTX Topco Ltd added | 148,788 | $2M | 0.4% | 2026-Q1 |
| EverSource Wealth Advisors, LLC trimmed | 3,895 | $2M | 0.4% | 2026-Q1 |
| Plotkin Financial Advisors, LLC added | 131,437 | $2M | 0.4% | 2026-Q1 |
| Mariner, LLC added | 130,453 | $2M | 0.4% | 2026-Q1 |
| Zullo Investment Group, Inc. trimmed | 128,967 | $2M | 0.4% | 2026-Q1 |
| Covenant Asset Management, LLC added | 126,081 | $2M | 0.4% | 2026-Q1 |
| Ausdal Financial Partners, Inc. added | 115,568 | $1M | 0.3% | 2026-Q1 |
| Vision Retirement, LLC added | 115,671 | $1M | 0.3% | 2026-Q1 |
| C2C Wealth Management, LLC added | 108,985 | $1M | 0.3% | 2026-Q1 |
| CAPTRUST FINANCIAL ADVISORS added | 106,712 | $1M | 0.3% | 2026-Q1 |
| Financial Engines Advisors L.L.C. added | 106,033 | $1M | 0.3% | 2026-Q1 |
| UMB Bank, n.a. | 99,000 | $1M | 0.3% | 2026-Q1 |
| NBT BANK N A /NY | 98,400 | $1M | 0.3% | 2026-Q1 |
| Signature Equity Partners, LLC added | 92,171 | $1M | 0.3% | 2026-Q1 |
| CARY STREET PARTNERS FINANCIAL LLC added | 90,706 | $1M | 0.3% | 2026-Q1 |
| OPPENHEIMER & CO INC trimmed | 86,745 | $1M | 0.3% | 2026-Q1 |
| Samalin Investment Counsel, LLC trimmed | 83,854 | $1M | 0.2% | 2026-Q1 |
| ABSOLUTE INVESTMENT ADVISERS, LLC new | 82,639 | $997K | 0.2% | 2026-Q1 |
| Wealthspire Advisors, LLC added | 76,647 | $924K | 0.2% | 2026-Q1 |
| Shay Capital LLC new | 74,470 | $898K | 0.2% | 2026-Q1 |
| INDEPENDENT FINANCIAL GROUP, LLC trimmed | 71,444 | $862K | 0.2% | 2026-Q1 |
| Janney Montgomery Scott LLC trimmed | 71,157 | $858K | 0.2% | 2026-Q1 |
| READYSTATE ASSET MANAGEMENT LP added | 70,430 | $849K | 0.2% | 2026-Q1 |
| HighTower Advisors, LLC added | 69,104 | $833K | 0.2% | 2026-Q1 |
| Cornerstone Wealth Management, LLC added | 68,112 | $821K | 0.2% | 2026-Q1 |
| Triumph Capital Management added | 67,149 | $818K | 0.2% | 2026-Q1 |
| Sanctuary Advisors, LLC trimmed | 65,902 | $795K | 0.2% | 2026-Q1 |
| ORLEANS CAPITAL MANAGEMENT CORP/LA | 64,830 | $782K | 0.2% | 2026-Q1 |
| Main Street Group, LTD added | 64,655 | $780K | 0.2% | 2026-Q1 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC added | 62,138 | $757K | 0.2% | 2026-Q1 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP trimmed | 61,275 | $739K | 0.2% | 2026-Q1 |
| EXENCIAL WEALTH ADVISORS, LLC trimmed | 61,017 | $736K | 0.2% | 2026-Q1 |
| MML INVESTORS SERVICES, LLC trimmed | 59,552 | $718K | 0.2% | 2026-Q1 |
| OneDigital Investment Advisors LLC trimmed | 58,845 | $710K | 0.2% | 2026-Q1 |
| FELL CAPITAL MANAGEMENT /ADV trimmed | 55,950 | $675K | 0.2% | 2026-Q1 |
| Sovran Advisors, LLC trimmed | 54,699 | $669K | 0.2% | 2026-Q1 |
| HARBOUR INVESTMENTS, INC. added | 54,484 | $657K | 0.2% | 2026-Q1 |
| Advisory Advocates, LLC added | 53,940 | $651K | 0.2% | 2026-Q1 |
| MINDSET WEALTH MANAGEMENT, LLC added | 51,785 | $625K | 0.2% | 2026-Q1 |
| GHE, LLC added | 58,550 | $620K | 0.2% | 2026-Q1 |
| HOLLENCREST CAPITAL MANAGEMENT | 46,513 | $561K | 0.1% | 2026-Q1 |
| WEALTH EFFECTS LLC new | 46,380 | $559K | 0.1% | 2026-Q1 |
| AXXCESS WEALTH MANAGEMENT, LLC added | 474,234 | $7M | 1.7% | 2025-Q3 stale |
| Marex Group plc added | 271,902 | $4M | 0.9% | 2025-Q4 stale |
| Consolidated Portfolio Review Corp added | 131,458 | $2M | 0.5% | 2025-Q3 stale |
| CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | 120,499 | $2M | 0.4% | 2025-Q3 stale |
| M&T Bank Corp trimmed | 117,987 | $2M | 0.4% | 2025-Q3 stale |
| INTEGRITY ALLIANCE, LLC. added | 106,477 | $2M | 0.4% | 2025-Q3 stale |
| Boreal Capital Management LLC | 0 | $1M | 0.3% | 2025-Q4 stale |
| BALYASNY ASSET MANAGEMENT L.P. new | 93,692 | $1M | 0.3% | 2025-Q2 stale |
| NewEdge Advisors, LLC added | 88,202 | $1M | 0.3% | 2025-Q4 stale |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. added | 85,254 | $1M | 0.3% | 2025-Q4 stale |
| Prosperity Wealth Management, Inc. trimmed | 73,662 | $950K | 0.2% | 2025-Q4 stale |
| J.W. COLE ADVISORS, INC. trimmed | 61,981 | $800K | 0.2% | 2025-Q4 stale |
| Capital Advisory Group Advisory Services, LLC added | 46,365 | $670K | 0.2% | 2025-Q3 stale |
| MILLENNIUM MANAGEMENT LLC added | 48,066 | $620K | 0.2% | 2025-Q4 stale |
| Integrity Financial Corp /WA trimmed | 40,921 | $596K | 0.1% | 2025-Q3 stale |
| Presper Financial Architects, LLC trimmed | 45,638 | $589K | 0.1% | 2025-Q4 stale |
| Cerity Partners LLC added | 45,064 | $581K | 0.1% | 2025-Q4 stale |
| AlphaCore Capital LLC new | 39,775 | $580K | 0.1% | 2025-Q1 stale |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.