Who owns PTY
Which tracked institutional funds hold PTY, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See PTY company fundamentals →
Ownership as of the 2026-Q2 13F filings (latest filed 2026-08-17). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
31 tracked funds added or opened PTY while 24 trimmed or exited it between 2026-Q1 and 2026-Q2 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
PTY’s largest tracked holder by dollar value, NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp gap the other way — the median holder sizes PTY more heavily than its largest holder by dollar value does.
Book-share is each fund’s reported value in PTY divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2026-Q1 and 2026-Q2, across 208 tracked filers holding PTY, 112 increased or opened the position and 102 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in PTY between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 12
- AXXCESS WEALTH MANAGEMENT, LLC$8M
- ICON ADVISERS INC/CO$3M
- Foundations Investment Advisors, LLC$2M
- Walser Wealth Management Company, A Ltd Liability Co$2M
- CITADEL ADVISORS LLC$1M
- First Heartland Consultants, Inc.$1M
Full exits 8
- Merrithew & Thorsten Inc$18M
- Cambridge Investment Research Advisors, Inc.$6M
- Ascentis Independent Advisors$4M
- Shay Capital LLC$898K
- Janney Montgomery Scott LLC$858K
- READYSTATE ASSET MANAGEMENT LP$849K
Largest adds
- WELLS FARGO & COMPANY/MN$4M
- WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$2M
- GUGGENHEIM CAPITAL LLC$2M
- XML Financial, LLC$2M
- Cetera Investment Advisers$2M
- OSAIC HOLDINGS, INC.$1M
Largest trims
- Independent Advisor Alliance$4M
- Private Advisor Group, LLC$2M
- JANE STREET GROUP, LLC$2M
- EverSource Wealth Advisors, LLC$2M
- PFG Investments, LLC$1M
- Logan Stone Capital, LLC$1M
Institutional holders
One row per tracked fund, most shares held first (every row is from one quarter; reported value breaks ties). “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding.
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO added | 2,723,452 | $33M | 8.7% | 2026-Q2 |
| LPL Financial LLC trimmed | 2,646,888 | $32M | 8.4% | 2026-Q2 |
| MORGAN STANLEY added | 2,595,560 | $31M | 8.3% | 2026-Q2 |
| WELLS FARGO & COMPANY/MN added | 2,454,824 | $30M | 7.8% | 2026-Q2 |
| XML Financial, LLC added | 1,754,583 | $21M | 5.6% | 2026-Q2 |
| Invesco Ltd. added | 1,485,366 | $18M | 4.7% | 2026-Q2 |
| Cetera Investment Advisers added | 1,302,411 | $16M | 4.1% | 2026-Q2 |
| ENVESTNET ASSET MANAGEMENT INC added | 949,380 | $11M | 3.0% | 2026-Q2 |
| OSAIC HOLDINGS, INC. added | 931,885 | $11M | 3.0% | 2026-Q2 |
| GUGGENHEIM CAPITAL LLC added | 794,118 | $10M | 2.5% | 2026-Q2 |
| Logan Stone Capital, LLC trimmed | 675,432 | $8M | 2.1% | 2026-Q2 |
| ROYAL BANK OF CANADA added | 638,181 | $8M | 2.0% | 2026-Q2 |
| AXXCESS WEALTH MANAGEMENT, LLC added | 624,690 | $8M | 2.0% | 2026-Q2 |
| Equitable Holdings, Inc. added | 553,112 | $7M | 1.8% | 2026-Q2 |
| PFG Investments, LLC trimmed | 504,390 | $6M | 1.6% | 2026-Q2 |
| Private Advisor Group, LLC trimmed | 477,867 | $6M | 1.5% | 2026-Q2 |
| Accel Wealth Management trimmed | 448,727 | $5M | 1.4% | 2026-Q2 |
| COMMONWEALTH EQUITY SERVICES, LLC trimmed | 441,508 | $5M | 1.4% | 2026-Q2 |
| Kestra Advisory Services, LLC added | 413,459 | $5M | 1.3% | 2026-Q2 |
| Evergreen Wealth Management, LLC added | 388,873 | $5M | 1.2% | 2026-Q2 |
| Dynamic Advisor Solutions LLC added | 382,350 | $5M | 1.2% | 2026-Q2 |
| BANK OF AMERICA CORP /DE/ added | 336,236 | $4M | 1.1% | 2026-Q2 |
| Noble Wealth Management PBC added | 333,049 | $4M | 1.1% | 2026-Q2 |
| TRUIST FINANCIAL CORP added | 309,623 | $4M | 1.0% | 2026-Q2 |
| Steward Partners Investment Advisory, LLC added | 278,437 | $3M | 0.9% | 2026-Q2 |
| RAYMOND JAMES FINANCIAL INC added | 260,452 | $3M | 0.8% | 2026-Q2 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC added | 257,091 | $3M | 0.8% | 2026-Q2 |
| Thomas J. Herzfeld Advisors, Inc. added | 252,532 | $3M | 0.8% | 2026-Q2 |
| ICON ADVISERS INC/CO new | 247,825 | $3M | 0.8% | 2026-Q2 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC trimmed | 242,427 | $3M | 0.8% | 2026-Q2 |
| PRINCIPAL SECURITIES, INC. added | 193,282 | $2M | 0.6% | 2026-Q2 |
| Strategic Wealth Partners, Ltd. trimmed | 185,861 | $2M | 0.6% | 2026-Q2 |
| XTX Topco Ltd added | 183,369 | $2M | 0.6% | 2026-Q2 |
| STIFEL FINANCIAL CORP added | 176,455 | $2M | 0.6% | 2026-Q2 |
| Beta Wealth Group, Inc. trimmed | 174,777 | $2M | 0.6% | 2026-Q2 |
| Smith Asset Management Co., LLC added | 167,505 | $2M | 0.5% | 2026-Q2 |
| AG Asset Advisory, LLC added | 164,641 | $2M | 0.5% | 2026-Q2 |
| UBS Group AG trimmed | 157,100 | $2M | 0.5% | 2026-Q2 |
| Foundations Investment Advisors, LLC new | 143,700 | $2M | 0.5% | 2026-Q2 |
| Elm3 Financial Group, LLC trimmed | 140,964 | $2M | 0.4% | 2026-Q2 |
| Walser Wealth Management Company, A Ltd Liability Co new | 138,820 | $2M | 0.4% | 2026-Q2 |
| Plotkin Financial Advisors, LLC trimmed | 127,711 | $2M | 0.4% | 2026-Q2 |
| Ausdal Financial Partners, Inc. added | 125,274 | $2M | 0.4% | 2026-Q2 |
| Zullo Investment Group, Inc. trimmed | 119,172 | $1M | 0.4% | 2026-Q2 |
| Covenant Asset Management, LLC trimmed | 118,277 | $1M | 0.4% | 2026-Q2 |
| ABSOLUTE INVESTMENT ADVISERS, LLC added | 116,063 | $1M | 0.4% | 2026-Q2 |
| Vision Retirement, LLC trimmed | 114,087 | $1M | 0.4% | 2026-Q2 |
| C2C Wealth Management, LLC trimmed | 108,385 | $1M | 0.3% | 2026-Q2 |
| Financial Engines Advisors L.L.C. trimmed | 105,324 | $1M | 0.3% | 2026-Q2 |
| CITADEL ADVISORS LLC added | 102,911 | $1M | 0.3% | 2026-Q2 |
| First Heartland Consultants, Inc. new | 99,432 | $1M | 0.3% | 2026-Q2 |
| UMB Bank, n.a. | 99,000 | $1M | 0.3% | 2026-Q2 |
| NBT BANK, N.A. | 98,400 | $1M | 0.3% | 2026-Q2 |
| Signature Equity Partners, LLC added | 92,345 | $1M | 0.3% | 2026-Q2 |
| CARY STREET PARTNERS FINANCIAL LLC added | 92,266 | $1M | 0.3% | 2026-Q2 |
| Arax Advisory Partners added | 88,110 | $1M | 0.3% | 2026-Q2 |
| NewEdge Advisors, LLC trimmed | 82,561 | $993K | 0.3% | 2026-Q2 |
| Mariner, LLC trimmed | 77,652 | $934K | 0.2% | 2026-Q2 |
| Sanctuary Advisors, LLC added | 69,379 | $835K | 0.2% | 2026-Q2 |
| Wealthspire Advisors, LLC trimmed | 68,902 | $829K | 0.2% | 2026-Q2 |
| Cornerstone Wealth Management, LLC trimmed | 68,068 | $819K | 0.2% | 2026-Q2 |
| INDEPENDENT FINANCIAL GROUP, LLC trimmed | 67,303 | $810K | 0.2% | 2026-Q2 |
| Main Street Group, LTD added | 67,100 | $807K | 0.2% | 2026-Q2 |
| Savant Capital, LLC new | 67,006 | $791K | 0.2% | 2026-Q2 |
| MML INVESTORS SERVICES, LLC added | 66,206 | $796K | 0.2% | 2026-Q2 |
| ORLEANS CAPITAL MANAGEMENT CORP/LA | 64,830 | $780K | 0.2% | 2026-Q2 |
| Triumph Capital Management trimmed | 61,606 | $741K | 0.2% | 2026-Q2 |
| JANE STREET GROUP, LLC trimmed | 60,520 | $728K | 0.2% | 2026-Q2 |
| Samalin Investment Counsel, LLC trimmed | 57,643 | $693K | 0.2% | 2026-Q2 |
| FELL CAPITAL MANAGEMENT /ADV | 55,950 | $673K | 0.2% | 2026-Q2 |
| Sovran Advisors, LLC added | 55,763 | $654K | 0.2% | 2026-Q2 |
| Advisory Advocates, LLC added | 55,446 | $667K | 0.2% | 2026-Q2 |
| Sigma Planning Corp added | 55,341 | $666K | 0.2% | 2026-Q2 |
| OneDigital Investment Advisors LLC trimmed | 53,495 | $644K | 0.2% | 2026-Q2 |
| Rockefeller Capital Management L.P. added | 52,532 | $632K | 0.2% | 2026-Q2 |
| J.W. COLE ADVISORS, INC. trimmed | 52,178 | $628K | 0.2% | 2026-Q2 |
| OPPENHEIMER & CO INC trimmed | 52,136 | $627K | 0.2% | 2026-Q2 |
| MINDSET WEALTH MANAGEMENT, LLC | 51,785 | $623K | 0.2% | 2026-Q2 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP trimmed | 51,645 | $621K | 0.2% | 2026-Q2 |
| GHE, LLC trimmed | 51,450 | $619K | 0.2% | 2026-Q2 |
| Mission Hills Financial Advisory, LLC new | 51,272 | $617K | 0.2% | 2026-Q2 |
| NWAM LLC added | 48,393 | $582K | 0.2% | 2026-Q2 |
| Quarry LP added | 48,284 | $581K | 0.2% | 2026-Q2 |
| Arkadios Wealth Advisors added | 46,585 | $560K | 0.1% | 2026-Q2 |
| WEALTH EFFECTS LLC trimmed | 46,313 | $557K | 0.1% | 2026-Q2 |
| HARBOUR INVESTMENTS, INC. trimmed | 46,293 | $557K | 0.1% | 2026-Q2 |
| DIVERSIFY WEALTH MANAGEMENT, LLC trimmed | 43,237 | $505K | 0.1% | 2026-Q2 |
| Diversify Advisory Services, LLC new | 43,237 | $505K | 0.1% | 2026-Q2 |
| HOLLENCREST CAPITAL MANAGEMENT trimmed | 42,414 | $510K | 0.1% | 2026-Q2 |
| NWF Advisory Services Inc. added | 41,334 | $497K | 0.1% | 2026-Q2 |
| Stratos Wealth Partners, LTD. added | 41,241 | $496K | 0.1% | 2026-Q2 |
| Accelerate Investment Advisors LLC trimmed | 41,131 | $495K | 0.1% | 2026-Q2 |
| CAPTRUST FINANCIAL ADVISORS trimmed | 40,144 | $483K | 0.1% | 2026-Q2 |
| CHOREO, LLC trimmed | 38,696 | $468K | 0.1% | 2026-Q2 |
| Everest Financial Group LLC trimmed | 34,302 | $413K | 0.1% | 2026-Q2 |
| Avestar Capital, LLC added | 34,000 | $413K | 0.1% | 2026-Q2 |
| Collaborative Wealth Managment Inc. added | 31,670 | $381K | 0.1% | 2026-Q2 |
| FIFTH THIRD BANCORP added | 31,245 | $376K | 0.1% | 2026-Q2 |
| Focus Partners Wealth added | 30,336 | $365K | 0.1% | 2026-Q2 |
| Boreal Capital Management LLC | 0 | $661K | 0.2% | 2026-Q2 |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.