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Institutional Ownership · SEC Form 13F

Who owns PTNQ


Which tracked institutional funds hold PTNQ, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See PTNQ company fundamentals →

Ownership as of the 2026-Q1 13F filings (latest filed 2026-05-19). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

159
Institutional holders
10M
Shares held (tracked funds)

How the tape is positioned

The tracked-fund tape on PTNQ is one-sided between 2025-Q4 and 2026-Q1: 14 added or opened and 43 trimmed or exited — on balance reducing.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

PTNQ’s largest tracked holder by dollar value, LPL Financial LLC, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp gap the other way — the median holder sizes PTNQ more heavily than its largest holder by dollar value does.

Book-share is each fund’s reported value in PTNQ divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 159 tracked filers holding PTNQ, 63 increased or opened the position and 87 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in PTNQ between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 10

  • Empirical Finance, LLC$3M
  • ASHTON THOMAS SECURITIES, LLC$3M
  • FLOW TRADERS U.S. LLC$2M
  • Belvedere Trading LLC$1M
  • MATHER GROUP, LLC.$1M
  • FIFTH THIRD BANCORP$741K

Full exits 6

  • MY Wealth Management Inc.$10M
  • STEPHENS INC /AR/$4M
  • FSA WEALTH PARTNERS, INC.$2M
  • CFS Investment Advisory Services, LLC$937K
  • COMERICA BANK$799K
  • Tortuga Wealth Management, Inc$713K

Largest adds

  • One Capital Management, LLC$17M
  • SUSQUEHANNA INTERNATIONAL GROUP, LLP$2M
  • Rockefeller Capital Management L.P.$2M
  • Kestra Advisory Services, LLC$759K

Largest trims

  • LPL Financial LLC$17M
  • MORGAN STANLEY$14M
  • BANK OF AMERICA CORP /DE/$12M
  • NewEdge Advisors, LLC$9M
  • WELLS FARGO & COMPANY/MN$6M
  • Cetera Investment Advisers$4M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
LPL Financial LLC trimmed1,434,609$105M14.3%2026-Q1
BANK OF AMERICA CORP /DE/ trimmed939,147$69M9.4%2026-Q1
MORGAN STANLEY trimmed867,554$63M8.7%2026-Q1
RAYMOND JAMES FINANCIAL INC added833,944$61M8.3%2026-Q1
Cetera Investment Advisers trimmed648,564$47M6.5%2026-Q1
WELLS FARGO & COMPANY/MN trimmed560,595$41M5.6%2026-Q1
Cambridge Investment Research Advisors, Inc. trimmed433,063$32M4.3%2026-Q1
One Capital Management, LLC added266,942$19M2.7%2026-Q1
UBS Group AG trimmed236,066$17M2.4%2026-Q1
CREATIVE FINANCIAL DESIGNS INC /ADV added185,277$14M1.8%2026-Q1
Geneos Wealth Management Inc. trimmed165,141$12M1.6%2026-Q1
ROYAL BANK OF CANADA trimmed160,648$12M1.6%2026-Q1
OSAIC HOLDINGS, INC. trimmed139,753$10M1.4%2026-Q1
Rockefeller Capital Management L.P. added139,257$10M1.4%2026-Q1
Pacer Advisors, Inc. trimmed137,010$10M1.4%2026-Q1
Steward Partners Investment Advisory, LLC trimmed136,641$10M1.4%2026-Q1
LEVEL FOUR ADVISORY SERVICES, LLC added115,255$8M1.2%2026-Q1
HighTower Advisors, LLC added106,576$8M1.1%2026-Q1
COMMONWEALTH EQUITY SERVICES, LLC trimmed98,149$7M1.0%2026-Q1
STIFEL FINANCIAL CORP added79,881$6M0.8%2026-Q1
ENVESTNET ASSET MANAGEMENT INC added77,888$6M0.8%2026-Q1
Kestra Advisory Services, LLC added69,636$5M0.7%2026-Q1
Orion Porfolio Solutions, LLC added67,989$5M0.7%2026-Q1
MBL Wealth, LLC added65,890$5M0.7%2026-Q1
SUSQUEHANNA INTERNATIONAL GROUP, LLP added56,671$4M0.6%2026-Q1
Aft, Forsyth & Sober, LLC56,625$4M0.6%2026-Q1
Prospera Financial Services Inc added51,828$4M0.5%2026-Q1
Private Advisor Group, LLC added51,761$4M0.5%2026-Q1
Vienna Asset Management LLC trimmed49,811$4M0.5%2026-Q1
ODonnell Financial Services, LLC trimmed48,029$4M0.5%2026-Q1
Empirical Finance, LLC47,352$3M0.5%2026-Q1
Western Wealth Management, LLC added44,571$3M0.4%2026-Q1
MONECO ADVISORS, LLC trimmed42,076$3M0.4%2026-Q1
Janney Montgomery Scott LLC added39,082$3M0.4%2026-Q1
Bryn Mawr Trust Advisors, LLC trimmed37,510$3M0.4%2026-Q1
NewEdge Advisors, LLC trimmed118,237$3M0.4%2026-Q1
ASHTON THOMAS SECURITIES, LLC new36,758$3M0.4%2026-Q1
Sanctuary Advisors, LLC trimmed36,477$3M0.4%2026-Q1
FINANCIAL MANAGEMENT NETWORK INC trimmed33,201$2M0.3%2026-Q1
MML INVESTORS SERVICES, LLC trimmed32,936$2M0.3%2026-Q1
Concurrent Investment Advisors, LLC trimmed28,733$2M0.3%2026-Q1
Dedeker Financial LLC trimmed28,206$2M0.3%2026-Q1
FLOW TRADERS U.S. LLC added27,315$2M0.3%2026-Q1
Proactive Wealth Strategies LLC added23,753$2M0.2%2026-Q1
JBR Co Financial Management Inc20,422$2M0.2%2026-Q1
TRUIST FINANCIAL CORP trimmed21,829$2M0.2%2026-Q1
Belvedere Trading LLC new20,333$1M0.2%2026-Q1
CWM, LLC trimmed20,137$1M0.2%2026-Q1
Stratos Wealth Partners, LTD. added19,902$1M0.2%2026-Q1
PFG Advisors added17,679$1M0.2%2026-Q1
MATHER GROUP, LLC. new17,450$1M0.2%2026-Q1
Equitable Holdings, Inc. trimmed15,753$1M0.2%2026-Q1
HARBOUR INVESTMENTS, INC. added16,052$1M0.2%2026-Q1
J.W. COLE ADVISORS, INC. trimmed15,477$1M0.2%2026-Q1
CITADEL ADVISORS LLC trimmed15,326$1M0.2%2026-Q1
OPPENHEIMER & CO INC added14,626$1M0.1%2026-Q1
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC added13,933$1M0.1%2026-Q1
AMERIPRISE FINANCIAL INC trimmed12,570$917K0.1%2026-Q1
Arkadios Wealth Advisors trimmed12,493$911K0.1%2026-Q1
Sigma Planning Corp trimmed12,220$892K0.1%2026-Q1
Southland Equity Partners LLC trimmed12,110$884K0.1%2026-Q1
&PARTNERS added12,089$882K0.1%2026-Q1
Clear Creek Financial Management, LLC trimmed11,946$872K0.1%2026-Q1
Advisor Resource Council trimmed11,149$813K0.1%2026-Q1
KESTRA PRIVATE WEALTH SERVICES, LLC trimmed10,363$756K0.1%2026-Q1
FIFTH THIRD BANCORP added10,154$741K0.1%2026-Q1
Oder Investment Management, LLC added9,988$729K0.1%2026-Q1
TCFG Investment Advisors, LLC new9,875$721K0.1%2026-Q1
TCFG WEALTH MANAGEMENT, LLC trimmed9,875$721K0.1%2026-Q1
XML Financial, LLC trimmed9,799$715K0.1%2026-Q1
Strategic Blueprint, LLC added9,482$692K0.1%2026-Q1
Alchemi Wealth, LLC9,427$688K0.1%2026-Q1
INTEGRITY ALLIANCE, LLC. trimmed9,306$679K0.1%2026-Q1
Independent Advisor Alliance trimmed9,143$667K0.1%2026-Q1
HighPoint Advisor Group LLC trimmed8,452$617K0.1%2026-Q1
Confluence Wealth Services, Inc.8,244$601K0.1%2026-Q1
IFS Group,LLC trimmed7,996$583K0.1%2026-Q1
Retirement Planning Group, LLC new7,839$572K0.1%2026-Q1
Camarda Financial Advisors, LLC trimmed7,813$570K0.1%2026-Q1
Stratos Wealth Advisors, LLC added6,981$509K0.1%2026-Q1
IFP Advisors, Inc trimmed6,723$491K0.1%2026-Q1
AVANTAX ADVISORY SERVICES, INC. added270,924$19M2.6%2025-Q2 stale
MY Wealth Management Inc. trimmed128,858$10M1.4%2025-Q4 stale
Atria Wealth Solutions, Inc. trimmed107,640$8M1.1%2025-Q2 stale
STEPHENS INC /AR/ trimmed45,064$4M0.5%2025-Q4 stale
Gimbal Financial trimmed37,335$3M0.4%2025-Q3 stale
NAPA WEALTH MANAGEMENT trimmed25,965$2M0.3%2025-Q3 stale
FSA WEALTH PARTNERS, INC. trimmed21,411$2M0.2%2025-Q4 stale
CFS Investment Advisory Services, LLC added11,908$937K0.1%2025-Q4 stale
Burns Matteson Capital Management, LLC trimmed12,870$914K0.1%2025-Q1 stale
PKS Advisory Services, LLC added12,162$868K0.1%2025-Q2 stale
Arete Wealth Advisors, LLC added11,833$845K0.1%2025-Q2 stale
ELEVATUS WELATH MANAGEMENT11,611$824K0.1%2025-Q1 stale
COMERICA BANK trimmed10,154$799K0.1%2025-Q4 stale
Orion Portfolio Solutions, LLC added11,193$795K0.1%2025-Q1 stale
Tortuga Wealth Management, Inc new9,062$713K0.1%2025-Q4 stale
EWG Elevate Inc. added9,933$709K0.1%2025-Q2 stale
GPS Wealth Strategies Group, LLC trimmed8,377$650K0.1%2025-Q3 stale
DAVENPORT & Co LLC added8,344$596K0.1%2025-Q2 stale
Golden State Equity Partners new8,308$593K0.1%2025-Q2 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership