Who owns PTLC (PTLC)
Which tracked institutional funds hold PTLC, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See PTLC company fundamentals →
Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
The tracked-fund tape on PTLC is one-sided between 2025-Q4 and 2026-Q1: 20 added or opened and 72 trimmed or exited — on balance reducing.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
PTLC’s largest tracked holder by dollar value, LPL Financial LLC, sizes it at 0.1% of its own reported 13F book, while the median holder sizes it at 0.1% of theirs — a 0.1pp gap the other way — the median holder sizes PTLC more heavily than its largest holder by dollar value does.
Book-share is each fund’s reported value in PTLC divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2025-Q4 and 2026-Q1, across 245 tracked filers holding PTLC, 102 increased or opened the position and 131 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in PTLC between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 12
- ASHTON THOMAS SECURITIES, LLC$8M
- Henderson Brothers Financial Partners, LLC$7M
- Ascentis Independent Advisors$5M
- GLR Partners, LLC$5M
- Independent Advisor Alliance$1M
- FIFTH THIRD BANCORP$1M
Full exits 8
- ORG Partners LLC$6M
- Global Retirement Partners, LLC$4M
- Wealthcare Advisory Partners LLC$2M
- Lunt Capital Management, Inc.$2M
- Envestnet Portfolio Solutions, Inc.$2M
- COMERICA BANK$2M
Largest adds
- NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$6M
- Retirement Planning Group, LLC$6M
- CITADEL ADVISORS LLC$3M
- MATHER GROUP, LLC.$2M
- PFG Advisors$710K
- Patriot Financial Group Insurance Agency, LLC$499K
Largest trims
- BANK OF AMERICA CORP /DE/$29M
- OSAIC HOLDINGS, INC.$20M
- LPL Financial LLC$19M
- NewEdge Advisors, LLC$19M
- MORGAN STANLEY$18M
- TRUIST FINANCIAL CORP$12M
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| LPL Financial LLC trimmed | 5,762,456 | $302M | 14.4% | 2026-Q1 |
| BANK OF AMERICA CORP /DE/ trimmed | 5,593,072 | $293M | 14.0% | 2026-Q1 |
| MORGAN STANLEY trimmed | 3,704,695 | $194M | 9.3% | 2026-Q1 |
| SFMG, LLC added | 2,507,224 | $132M | 6.3% | 2026-Q1 |
| WELLS FARGO & COMPANY/MN added | 2,310,005 | $121M | 5.8% | 2026-Q1 |
| RAYMOND JAMES FINANCIAL INC added | 2,176,107 | $114M | 5.4% | 2026-Q1 |
| CFS Investment Advisory Services, LLC trimmed | 2,034,543 | $112M | 5.4% | 2026-Q1 |
| Cetera Investment Advisers trimmed | 1,452,586 | $76M | 3.6% | 2026-Q1 |
| UBS Group AG trimmed | 996,094 | $52M | 2.5% | 2026-Q1 |
| OSAIC HOLDINGS, INC. trimmed | 802,640 | $42M | 2.0% | 2026-Q1 |
| Cambridge Investment Research Advisors, Inc. trimmed | 758,988 | $40M | 1.9% | 2026-Q1 |
| COMMONWEALTH EQUITY SERVICES, LLC trimmed | 658,005 | $35M | 1.6% | 2026-Q1 |
| ENVESTNET ASSET MANAGEMENT INC added | 651,752 | $34M | 1.6% | 2026-Q1 |
| ROYAL BANK OF CANADA trimmed | 606,528 | $32M | 1.5% | 2026-Q1 |
| STIFEL FINANCIAL CORP added | 479,993 | $25M | 1.2% | 2026-Q1 |
| Merit Financial Group, LLC added | 458,213 | $24M | 1.1% | 2026-Q1 |
| LEVEL FOUR ADVISORY SERVICES, LLC added | 367,166 | $19M | 0.9% | 2026-Q1 |
| Kestra Advisory Services, LLC trimmed | 325,878 | $17M | 0.8% | 2026-Q1 |
| MBL Wealth, LLC added | 307,495 | $16M | 0.8% | 2026-Q1 |
| MML INVESTORS SERVICES, LLC trimmed | 299,259 | $16M | 0.7% | 2026-Q1 |
| Tyche Wealth Partners LLC added | 283,669 | $15M | 0.7% | 2026-Q1 |
| Geneos Wealth Management Inc. trimmed | 230,818 | $12M | 0.6% | 2026-Q1 |
| Deane Retirement Strategies, Inc. trimmed | 222,333 | $12M | 0.6% | 2026-Q1 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO added | 213,058 | $11M | 0.5% | 2026-Q1 |
| Meridian Wealth Advisors, LLC added | 203,946 | $11M | 0.5% | 2026-Q1 |
| Pacer Advisors, Inc. trimmed | 193,988 | $10M | 0.5% | 2026-Q1 |
| Private Advisor Group, LLC added | 188,168 | $10M | 0.5% | 2026-Q1 |
| J.W. COLE ADVISORS, INC. trimmed | 188,003 | $10M | 0.5% | 2026-Q1 |
| Rockefeller Capital Management L.P. trimmed | 174,077 | $9M | 0.4% | 2026-Q1 |
| MY Wealth Management Inc. trimmed | 174,933 | $9M | 0.4% | 2026-Q1 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC trimmed | 166,279 | $9M | 0.4% | 2026-Q1 |
| Creative Planning trimmed | 162,637 | $9M | 0.4% | 2026-Q1 |
| Steward Partners Investment Advisory, LLC added | 162,392 | $9M | 0.4% | 2026-Q1 |
| Financial Enhancement Group LLC trimmed | 151,070 | $8M | 0.4% | 2026-Q1 |
| AlphaCore Capital LLC added | 158,842 | $8M | 0.4% | 2026-Q1 |
| FOURPATH CAPITAL MANAGEMENT, LLC added | 152,479 | $8M | 0.4% | 2026-Q1 |
| ASHTON THOMAS SECURITIES, LLC new | 144,071 | $8M | 0.4% | 2026-Q1 |
| Henderson Brothers Financial Partners, LLC added | 134,247 | $7M | 0.3% | 2026-Q1 |
| PFG Advisors added | 131,500 | $7M | 0.3% | 2026-Q1 |
| MONECO ADVISORS, LLC trimmed | 119,352 | $6M | 0.3% | 2026-Q1 |
| Concurrent Investment Advisors, LLC trimmed | 117,475 | $6M | 0.3% | 2026-Q1 |
| Retirement Planning Group, LLC added | 115,766 | $6M | 0.3% | 2026-Q1 |
| HighTower Advisors, LLC trimmed | 111,207 | $6M | 0.3% | 2026-Q1 |
| Gaddis Premier Wealth Advisors LLC added | 105,654 | $6M | 0.3% | 2026-Q1 |
| Ascentis Independent Advisors added | 101,891 | $5M | 0.3% | 2026-Q1 |
| Bryn Mawr Trust Advisors, LLC trimmed | 93,491 | $5M | 0.2% | 2026-Q1 |
| GLR Partners, LLC new | 93,369 | $5M | 0.2% | 2026-Q1 |
| DAVENPORT & Co LLC trimmed | 88,825 | $5M | 0.2% | 2026-Q1 |
| Sanctuary Advisors, LLC added | 88,432 | $5M | 0.2% | 2026-Q1 |
| Pacific Park Financial, Inc. trimmed | 87,089 | $5M | 0.2% | 2026-Q1 |
| AMERIPRISE FINANCIAL INC trimmed | 84,254 | $4M | 0.2% | 2026-Q1 |
| Curtis Advisory Group, LLC added | 80,764 | $4M | 0.2% | 2026-Q1 |
| OFC FINANCIAL PLANNING, LLC trimmed | 76,307 | $4M | 0.2% | 2026-Q1 |
| Vienna Asset Management LLC trimmed | 73,718 | $4M | 0.2% | 2026-Q1 |
| CITIGROUP INC trimmed | 71,881 | $4M | 0.2% | 2026-Q1 |
| MAGNOLIA CAPITAL ADVISORS LLC trimmed | 68,858 | $4M | 0.2% | 2026-Q1 |
| Aft, Forsyth & Sober, LLC | 68,550 | $4M | 0.2% | 2026-Q1 |
| CITADEL ADVISORS LLC added | 67,079 | $4M | 0.2% | 2026-Q1 |
| Prospera Financial Services Inc added | 57,544 | $3M | 0.1% | 2026-Q1 |
| NewEdge Advisors, LLC trimmed | 274,104 | $3M | 0.1% | 2026-Q1 |
| Janney Montgomery Scott LLC trimmed | 56,999 | $3M | 0.1% | 2026-Q1 |
| Soltis Investment Advisors LLC trimmed | 48,311 | $3M | 0.1% | 2026-Q1 |
| Whitaker-Myers Wealth Managers, LTD. trimmed | 48,293 | $3M | 0.1% | 2026-Q1 |
| Stratos Wealth Partners, LTD. trimmed | 46,884 | $2M | 0.1% | 2026-Q1 |
| CREATIVE FINANCIAL DESIGNS INC /ADV added | 46,256 | $2M | 0.1% | 2026-Q1 |
| Capital Investment Advisory Services, LLC trimmed | 45,896 | $2M | 0.1% | 2026-Q1 |
| MONEY CONCEPTS CAPITAL CORP added | 44,846 | $2M | 0.1% | 2026-Q1 |
| MATHER GROUP, LLC. added | 44,016 | $2M | 0.1% | 2026-Q1 |
| Forefront Wealth Partners, LLC added | 42,309 | $2M | 0.1% | 2026-Q1 |
| CENTRAL TRUST Co trimmed | 42,280 | $2M | 0.1% | 2026-Q1 |
| One Degree Advisors Inc trimmed | 40,915 | $2M | 0.1% | 2026-Q1 |
| CRUX WEALTH ADVISORS added | 40,814 | $2M | 0.1% | 2026-Q1 |
| Oder Investment Management, LLC added | 40,620 | $2M | 0.1% | 2026-Q1 |
| Western Wealth Management, LLC trimmed | 38,493 | $2M | 0.1% | 2026-Q1 |
| Kathmere Capital Management, LLC trimmed | 35,860 | $2M | 0.1% | 2026-Q1 |
| Integrated Wealth Concepts LLC trimmed | 35,184 | $2M | 0.1% | 2026-Q1 |
| HARBOUR INVESTMENTS, INC. added | 33,181 | $2M | 0.1% | 2026-Q1 |
| INTEGRITY ALLIANCE, LLC. trimmed | 33,147 | $2M | 0.1% | 2026-Q1 |
| Perennial Investment Advisors, LLC trimmed | 32,614 | $2M | 0.1% | 2026-Q1 |
| WealthShield Partners, LLC trimmed | 30,757 | $2M | 0.1% | 2026-Q1 |
| IFP Advisors, Inc added | 29,790 | $2M | 0.1% | 2026-Q1 |
| PRIVATE TRUST CO NA | 28,921 | $2M | 0.1% | 2026-Q1 |
| OPPENHEIMER & CO INC added | 28,491 | $1M | 0.1% | 2026-Q1 |
| AVANTAX ADVISORY SERVICES, INC. added | 466,086 | $24M | 1.1% | 2025-Q2 stale |
| SPC Financial, Inc. added | 147,569 | $8M | 0.4% | 2025-Q3 stale |
| TITLEIST ASSET MANAGEMENT, LLC new | 117,377 | $6M | 0.3% | 2025-Q1 stale |
| ORG Partners LLC trimmed | 102,312 | $6M | 0.3% | 2025-Q4 stale |
| Financial Advocates Investment Management trimmed | 82,362 | $5M | 0.2% | 2025-Q3 stale |
| Global Retirement Partners, LLC added | 68,266 | $4M | 0.2% | 2025-Q4 stale |
| Holland Advisory Services, Inc. trimmed | 65,994 | $3M | 0.2% | 2025-Q1 stale |
| Gimbal Financial trimmed | 49,660 | $3M | 0.1% | 2025-Q3 stale |
| Atria Wealth Solutions, Inc. trimmed | 50,306 | $3M | 0.1% | 2025-Q2 stale |
| EWG Elevate Inc. added | 47,593 | $2M | 0.1% | 2025-Q2 stale |
| Wealthcare Advisory Partners LLC trimmed | 39,366 | $2M | 0.1% | 2025-Q4 stale |
| Lunt Capital Management, Inc. trimmed | 35,042 | $2M | 0.1% | 2025-Q4 stale |
| PKS Advisory Services, LLC trimmed | 37,691 | $2M | 0.1% | 2025-Q2 stale |
| Envestnet Portfolio Solutions, Inc. added | 33,740 | $2M | 0.1% | 2025-Q4 stale |
| NAPA WEALTH MANAGEMENT trimmed | 33,642 | $2M | 0.1% | 2025-Q3 stale |
| COMERICA BANK trimmed | 28,309 | $2M | 0.1% | 2025-Q4 stale |
| SHEETS SMITH WEALTH MANAGEMENT added | 30,095 | $2M | 0.1% | 2025-Q2 stale |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.