Skip to main content Skip to main content
Institutional Ownership · SEC Form 13F

Who owns Prospect Capital Corporation (PSEC)


Which tracked institutional funds hold PSEC, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See PSEC company fundamentals →

Ownership as of the 2026-Q1 13F filings (latest filed 2026-05-18). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

217
Institutional holders
85M
Shares held (tracked funds)
18.6%
Of shares outstanding

How the tape is positioned

17 tracked funds added or opened PSEC while 18 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

PSEC’s largest tracked holder by dollar value, TWO SIGMA INVESTMENTS, LP, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp gap the other way — the median holder sizes PSEC more heavily than its largest holder by dollar value does.

Book-share is each fund’s reported value in PSEC divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 217 tracked filers holding PSEC, 114 increased or opened the position and 91 reduced or closed it; over the same quarter, open-market insider Form 4s were net purchases.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in PSEC between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 3

  • TCFG Investment Advisors, LLC$725K
  • TWO SIGMA SECURITIES, LLC$700K
  • Ocean Park Asset Management, LLC$554K

Full exits 6

  • TWO SIGMA ADVISERS, LP$23M
  • Point72 Asset Management, L.P.$3M
  • NORTHERN TRUST CORP$1M
  • Concorde Asset Management, LLC$788K
  • LeClair Wealth Partners LLC$619K
  • XTX Topco Ltd$575K

Largest adds

  • PRIVATE MANAGEMENT GROUP INC$27M
  • TWO SIGMA INVESTMENTS, LP$24M
  • EverSource Wealth Advisors, LLC$7M
  • INDEPENDENT FINANCIAL GROUP, LLC$5M
  • UBS Group AG$1M
  • Legal & General Group Plc$868K

Largest trims

  • MILLENNIUM MANAGEMENT LLC$7M
  • VAN ECK ASSOCIATES CORP$6M
  • MARSHALL WACE, LLP$4M
  • BlackRock, Inc.$2M
  • TUDOR INVESTMENT CORP ET AL$2M
  • MORGAN STANLEY$2M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
TWO SIGMA INVESTMENTS, LP added15,849,407$41M14.7%2026-Q1
PRIVATE MANAGEMENT GROUP INC added13,535,291$35M12.6%2026-Q1
VAN ECK ASSOCIATES CORP trimmed7,296,734$19M6.8%2026-Q1
UBS Group AG added5,473,368$14M5.1%2026-Q1
MARSHALL WACE, LLP trimmed4,751,220$12M4.4%2026-Q1
GENDELL JEFFREY L added4,009,902$10M3.7%2026-Q1
Legal & General Group Plc added3,640,665$10M3.4%2026-Q1
INDEPENDENT FINANCIAL GROUP, LLC added3,311,725$9M3.1%2026-Q1
EverSource Wealth Advisors, LLC added36,368$7M2.5%2026-Q1
MORGAN STANLEY trimmed2,451,916$6M2.3%2026-Q1
Private Advisor Group, LLC added1,711,638$4M1.6%2026-Q1
SUSQUEHANNA INTERNATIONAL GROUP, LLP added1,701,769$4M1.6%2026-Q1
BlackRock, Inc. trimmed1,572,472$4M1.5%2026-Q1
TUDOR INVESTMENT CORP ET AL trimmed1,456,870$4M1.4%2026-Q1
LPL Financial LLC added951,562$2M0.9%2026-Q1
GraniteShares Advisors LLC trimmed951,110$2M0.9%2026-Q1
COMMONWEALTH EQUITY SERVICES, LLC added800,310$2M0.7%2026-Q1
JANE STREET GROUP, LLC added584,196$2M0.5%2026-Q1
Tactive Advisors, LLC added581,994$2M0.5%2026-Q1
Naviter Wealth, LLC added570,785$2M0.5%2026-Q1
LSV ASSET MANAGEMENT535,835$1M0.5%2026-Q1
BI Asset Management Fondsmaeglerselskab A/S520,592$1M0.5%2026-Q1
RAYMOND JAMES FINANCIAL INC added499,760$1M0.5%2026-Q1
Kovack Advisors, Inc. added468,541$1M0.4%2026-Q1
SMH CAPITAL ADVISORS INC trimmed1,113$1M0.4%2026-Q1
Cambridge Investment Research Advisors, Inc. added425,133$1M0.4%2026-Q1
DNB Asset Management AS401,659$1M0.4%2026-Q1
180 WEALTH ADVISORS, LLC added400,521$1M0.4%2026-Q1
Squarepoint Ops LLC added386,695$1M0.4%2026-Q1
CANADA LIFE ASSURANCE Co trimmed378,837$994K0.4%2026-Q1
Virtus Investment Advisers, LLC trimmed337,946$882K0.3%2026-Q1
Cetera Investment Advisers added316,704$827K0.3%2026-Q1
Engineers Gate Manager LP added303,743$793K0.3%2026-Q1
TCFG Investment Advisors, LLC new277,914$725K0.3%2026-Q1
TCFG WEALTH MANAGEMENT, LLC added277,914$725K0.3%2026-Q1
TWO SIGMA SECURITIES, LLC added268,208$700K0.2%2026-Q1
Brevan Howard Capital Management LP added246,087$642K0.2%2026-Q1
BANK OF AMERICA CORP /DE/ trimmed243,138$635K0.2%2026-Q1
GatePass Capital, LLC trimmed236,900$618K0.2%2026-Q1
MILLENNIUM MANAGEMENT LLC trimmed221,708$579K0.2%2026-Q1
FAMILY WEALTH PARTNERS, LLC added212,817$554K0.2%2026-Q1
Ocean Park Asset Management, LLC new212,817$554K0.2%2026-Q1
Focus Partners Advisor Solutions, LLC added205,853$536K0.2%2026-Q1
GUGGENHEIM CAPITAL LLC added200,777$524K0.2%2026-Q1
Catalyst Capital Advisors LLC200,742$524K0.2%2026-Q1
KESTRA PRIVATE WEALTH SERVICES, LLC trimmed200,390$523K0.2%2026-Q1
Claro Advisors Inc. added197,405$515K0.2%2026-Q1
STIFEL FINANCIAL CORP trimmed187,828$490K0.2%2026-Q1
OSAIC HOLDINGS, INC. trimmed184,211$481K0.2%2026-Q1
Creative Planning trimmed182,353$476K0.2%2026-Q1
Tweedy, Browne Co LLC162,953$422K0.2%2026-Q1
TRUIST FINANCIAL CORP153,940$402K0.1%2026-Q1
BNP PARIBAS FINANCIAL MARKETS trimmed152,207$397K0.1%2026-Q1
Quantbot Technologies LP trimmed136,738$357K0.1%2026-Q1
CAXTON ASSOCIATES LLP trimmed133,523$348K0.1%2026-Q1
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC added125,024$328K0.1%2026-Q1
GROUP ONE TRADING LLC added114,459$299K0.1%2026-Q1
Universal- Beteiligungs- und Servicegesellschaft mbH105,900$276K0.1%2026-Q1
Spire Wealth Management added102,608$268K0.1%2026-Q1
IMC-Chicago, LLC trimmed101,242$264K0.1%2026-Q1
Generali Investments CEE, investicni spolecnost, a.s.101,234$264K0.1%2026-Q1
DRW Securities, LLC trimmed93,339$244K0.1%2026-Q1
WESTWOOD HOLDINGS GROUP INC93,246$243K0.1%2026-Q1
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC added86,903$227K0.1%2026-Q1
DENALI ADVISORS LLC trimmed84,551$221K0.1%2026-Q1
ROYAL BANK OF CANADA added81,016$212K0.1%2026-Q1
Kestra Advisory Services, LLC added78,173$208K0.1%2026-Q1
Summit Global Investments75,000$196K0.1%2026-Q1
BFSG, LLC added72,844$190K0.1%2026-Q1
TWO SIGMA ADVISERS, LP added8,944,200$23M8.2%2025-Q4 stale
Thomas J. Herzfeld Advisors, Inc. added2,315,582$9M3.4%2025-Q1 stale
Trexquant Investment LP added915,452$4M1.3%2025-Q1 stale
Point72 Asset Management, L.P. added1,065,592$3M1.0%2025-Q4 stale
TrueMark Investments, LLC added564,932$2M0.8%2025-Q1 stale
Palogic Value Management, L.P. added745,831$2M0.7%2025-Q3 stale
Cubist Systematic Strategies, LLC trimmed635,676$2M0.6%2025-Q3 stale
CHOREO, LLC added308,801$1M0.5%2025-Q1 stale
D.A. DAVIDSON & CO. added351,494$1M0.4%2025-Q2 stale
NORTHERN TRUST CORP trimmed421,590$1M0.4%2025-Q4 stale
Virtu Financial LLC added313,952$863K0.3%2025-Q3 stale
Concorde Asset Management, LLC added304,280$788K0.3%2025-Q4 stale
Aquatic Capital Management LLC added279,072$767K0.3%2025-Q3 stale
Advisors Asset Management, Inc. trimmed182,346$748K0.3%2025-Q1 stale
DARK FOREST CAPITAL MANAGEMENT LP trimmed268,440$738K0.3%2025-Q3 stale
BALYASNY ASSET MANAGEMENT L.P. trimmed226,326$622K0.2%2025-Q3 stale
LeClair Wealth Partners LLC added239,118$619K0.2%2025-Q4 stale
XTX Topco Ltd added221,995$575K0.2%2025-Q4 stale
Alberta Investment Management Corp124,900$512K0.2%2025-Q1 stale
Verition Fund Management LLC trimmed177,706$460K0.2%2025-Q4 stale
GSA CAPITAL PARTNERS LLP added174,627$452K0.2%2025-Q4 stale
Qube Research & Technologies Ltd trimmed174,452$452K0.2%2025-Q4 stale
EXCHANGE TRADED CONCEPTS, LLC added162,859$422K0.1%2025-Q4 stale
Inspire Investing, LLC added123,278$392K0.1%2025-Q2 stale
Empowered Funds, LLC added88,397$362K0.1%2025-Q1 stale
Ridgeline Wealth, LLC94,334$300K0.1%2025-Q2 stale
Moloney Securities Asset Management, LLC trimmed105,639$291K0.1%2025-Q3 stale
Jump Financial, LLC added95,704$248K0.1%2025-Q4 stale
GWN SECURITIES INC. new60,831$222K0.1%2025-Q1 stale
AVANTAX ADVISORY SERVICES, INC. added68,490$218K0.1%2025-Q2 stale
LITTLEJOHN FINANCIAL SERVICES, INC. new58,936$187K0.1%2025-Q2 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership