Who owns Prospect Capital Corporation (PSEC)
Which tracked institutional funds hold PSEC, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See PSEC company fundamentals →
Ownership as of the 2026-Q1 13F filings (latest filed 2026-05-18). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
17 tracked funds added or opened PSEC while 18 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
PSEC’s largest tracked holder by dollar value, TWO SIGMA INVESTMENTS, LP, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp gap the other way — the median holder sizes PSEC more heavily than its largest holder by dollar value does.
Book-share is each fund’s reported value in PSEC divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2025-Q4 and 2026-Q1, across 217 tracked filers holding PSEC, 114 increased or opened the position and 91 reduced or closed it; over the same quarter, open-market insider Form 4s were net purchases.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in PSEC between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 3
- TCFG Investment Advisors, LLC$725K
- TWO SIGMA SECURITIES, LLC$700K
- Ocean Park Asset Management, LLC$554K
Full exits 6
- TWO SIGMA ADVISERS, LP$23M
- Point72 Asset Management, L.P.$3M
- NORTHERN TRUST CORP$1M
- Concorde Asset Management, LLC$788K
- LeClair Wealth Partners LLC$619K
- XTX Topco Ltd$575K
Largest adds
- PRIVATE MANAGEMENT GROUP INC$27M
- TWO SIGMA INVESTMENTS, LP$24M
- EverSource Wealth Advisors, LLC$7M
- INDEPENDENT FINANCIAL GROUP, LLC$5M
- UBS Group AG$1M
- Legal & General Group Plc$868K
Largest trims
- MILLENNIUM MANAGEMENT LLC$7M
- VAN ECK ASSOCIATES CORP$6M
- MARSHALL WACE, LLP$4M
- BlackRock, Inc.$2M
- TUDOR INVESTMENT CORP ET AL$2M
- MORGAN STANLEY$2M
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| TWO SIGMA INVESTMENTS, LP added | 15,849,407 | $41M | 14.7% | 2026-Q1 |
| PRIVATE MANAGEMENT GROUP INC added | 13,535,291 | $35M | 12.6% | 2026-Q1 |
| VAN ECK ASSOCIATES CORP trimmed | 7,296,734 | $19M | 6.8% | 2026-Q1 |
| UBS Group AG added | 5,473,368 | $14M | 5.1% | 2026-Q1 |
| MARSHALL WACE, LLP trimmed | 4,751,220 | $12M | 4.4% | 2026-Q1 |
| GENDELL JEFFREY L added | 4,009,902 | $10M | 3.7% | 2026-Q1 |
| Legal & General Group Plc added | 3,640,665 | $10M | 3.4% | 2026-Q1 |
| INDEPENDENT FINANCIAL GROUP, LLC added | 3,311,725 | $9M | 3.1% | 2026-Q1 |
| EverSource Wealth Advisors, LLC added | 36,368 | $7M | 2.5% | 2026-Q1 |
| MORGAN STANLEY trimmed | 2,451,916 | $6M | 2.3% | 2026-Q1 |
| Private Advisor Group, LLC added | 1,711,638 | $4M | 1.6% | 2026-Q1 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP added | 1,701,769 | $4M | 1.6% | 2026-Q1 |
| BlackRock, Inc. trimmed | 1,572,472 | $4M | 1.5% | 2026-Q1 |
| TUDOR INVESTMENT CORP ET AL trimmed | 1,456,870 | $4M | 1.4% | 2026-Q1 |
| LPL Financial LLC added | 951,562 | $2M | 0.9% | 2026-Q1 |
| GraniteShares Advisors LLC trimmed | 951,110 | $2M | 0.9% | 2026-Q1 |
| COMMONWEALTH EQUITY SERVICES, LLC added | 800,310 | $2M | 0.7% | 2026-Q1 |
| JANE STREET GROUP, LLC added | 584,196 | $2M | 0.5% | 2026-Q1 |
| Tactive Advisors, LLC added | 581,994 | $2M | 0.5% | 2026-Q1 |
| Naviter Wealth, LLC added | 570,785 | $2M | 0.5% | 2026-Q1 |
| LSV ASSET MANAGEMENT | 535,835 | $1M | 0.5% | 2026-Q1 |
| BI Asset Management Fondsmaeglerselskab A/S | 520,592 | $1M | 0.5% | 2026-Q1 |
| RAYMOND JAMES FINANCIAL INC added | 499,760 | $1M | 0.5% | 2026-Q1 |
| Kovack Advisors, Inc. added | 468,541 | $1M | 0.4% | 2026-Q1 |
| SMH CAPITAL ADVISORS INC trimmed | 1,113 | $1M | 0.4% | 2026-Q1 |
| Cambridge Investment Research Advisors, Inc. added | 425,133 | $1M | 0.4% | 2026-Q1 |
| DNB Asset Management AS | 401,659 | $1M | 0.4% | 2026-Q1 |
| 180 WEALTH ADVISORS, LLC added | 400,521 | $1M | 0.4% | 2026-Q1 |
| Squarepoint Ops LLC added | 386,695 | $1M | 0.4% | 2026-Q1 |
| CANADA LIFE ASSURANCE Co trimmed | 378,837 | $994K | 0.4% | 2026-Q1 |
| Virtus Investment Advisers, LLC trimmed | 337,946 | $882K | 0.3% | 2026-Q1 |
| Cetera Investment Advisers added | 316,704 | $827K | 0.3% | 2026-Q1 |
| Engineers Gate Manager LP added | 303,743 | $793K | 0.3% | 2026-Q1 |
| TCFG Investment Advisors, LLC new | 277,914 | $725K | 0.3% | 2026-Q1 |
| TCFG WEALTH MANAGEMENT, LLC added | 277,914 | $725K | 0.3% | 2026-Q1 |
| TWO SIGMA SECURITIES, LLC added | 268,208 | $700K | 0.2% | 2026-Q1 |
| Brevan Howard Capital Management LP added | 246,087 | $642K | 0.2% | 2026-Q1 |
| BANK OF AMERICA CORP /DE/ trimmed | 243,138 | $635K | 0.2% | 2026-Q1 |
| GatePass Capital, LLC trimmed | 236,900 | $618K | 0.2% | 2026-Q1 |
| MILLENNIUM MANAGEMENT LLC trimmed | 221,708 | $579K | 0.2% | 2026-Q1 |
| FAMILY WEALTH PARTNERS, LLC added | 212,817 | $554K | 0.2% | 2026-Q1 |
| Ocean Park Asset Management, LLC new | 212,817 | $554K | 0.2% | 2026-Q1 |
| Focus Partners Advisor Solutions, LLC added | 205,853 | $536K | 0.2% | 2026-Q1 |
| GUGGENHEIM CAPITAL LLC added | 200,777 | $524K | 0.2% | 2026-Q1 |
| Catalyst Capital Advisors LLC | 200,742 | $524K | 0.2% | 2026-Q1 |
| KESTRA PRIVATE WEALTH SERVICES, LLC trimmed | 200,390 | $523K | 0.2% | 2026-Q1 |
| Claro Advisors Inc. added | 197,405 | $515K | 0.2% | 2026-Q1 |
| STIFEL FINANCIAL CORP trimmed | 187,828 | $490K | 0.2% | 2026-Q1 |
| OSAIC HOLDINGS, INC. trimmed | 184,211 | $481K | 0.2% | 2026-Q1 |
| Creative Planning trimmed | 182,353 | $476K | 0.2% | 2026-Q1 |
| Tweedy, Browne Co LLC | 162,953 | $422K | 0.2% | 2026-Q1 |
| TRUIST FINANCIAL CORP | 153,940 | $402K | 0.1% | 2026-Q1 |
| BNP PARIBAS FINANCIAL MARKETS trimmed | 152,207 | $397K | 0.1% | 2026-Q1 |
| Quantbot Technologies LP trimmed | 136,738 | $357K | 0.1% | 2026-Q1 |
| CAXTON ASSOCIATES LLP trimmed | 133,523 | $348K | 0.1% | 2026-Q1 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC added | 125,024 | $328K | 0.1% | 2026-Q1 |
| GROUP ONE TRADING LLC added | 114,459 | $299K | 0.1% | 2026-Q1 |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 105,900 | $276K | 0.1% | 2026-Q1 |
| Spire Wealth Management added | 102,608 | $268K | 0.1% | 2026-Q1 |
| IMC-Chicago, LLC trimmed | 101,242 | $264K | 0.1% | 2026-Q1 |
| Generali Investments CEE, investicni spolecnost, a.s. | 101,234 | $264K | 0.1% | 2026-Q1 |
| DRW Securities, LLC trimmed | 93,339 | $244K | 0.1% | 2026-Q1 |
| WESTWOOD HOLDINGS GROUP INC | 93,246 | $243K | 0.1% | 2026-Q1 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC added | 86,903 | $227K | 0.1% | 2026-Q1 |
| DENALI ADVISORS LLC trimmed | 84,551 | $221K | 0.1% | 2026-Q1 |
| ROYAL BANK OF CANADA added | 81,016 | $212K | 0.1% | 2026-Q1 |
| Kestra Advisory Services, LLC added | 78,173 | $208K | 0.1% | 2026-Q1 |
| Summit Global Investments | 75,000 | $196K | 0.1% | 2026-Q1 |
| BFSG, LLC added | 72,844 | $190K | 0.1% | 2026-Q1 |
| TWO SIGMA ADVISERS, LP added | 8,944,200 | $23M | 8.2% | 2025-Q4 stale |
| Thomas J. Herzfeld Advisors, Inc. added | 2,315,582 | $9M | 3.4% | 2025-Q1 stale |
| Trexquant Investment LP added | 915,452 | $4M | 1.3% | 2025-Q1 stale |
| Point72 Asset Management, L.P. added | 1,065,592 | $3M | 1.0% | 2025-Q4 stale |
| TrueMark Investments, LLC added | 564,932 | $2M | 0.8% | 2025-Q1 stale |
| Palogic Value Management, L.P. added | 745,831 | $2M | 0.7% | 2025-Q3 stale |
| Cubist Systematic Strategies, LLC trimmed | 635,676 | $2M | 0.6% | 2025-Q3 stale |
| CHOREO, LLC added | 308,801 | $1M | 0.5% | 2025-Q1 stale |
| D.A. DAVIDSON & CO. added | 351,494 | $1M | 0.4% | 2025-Q2 stale |
| NORTHERN TRUST CORP trimmed | 421,590 | $1M | 0.4% | 2025-Q4 stale |
| Virtu Financial LLC added | 313,952 | $863K | 0.3% | 2025-Q3 stale |
| Concorde Asset Management, LLC added | 304,280 | $788K | 0.3% | 2025-Q4 stale |
| Aquatic Capital Management LLC added | 279,072 | $767K | 0.3% | 2025-Q3 stale |
| Advisors Asset Management, Inc. trimmed | 182,346 | $748K | 0.3% | 2025-Q1 stale |
| DARK FOREST CAPITAL MANAGEMENT LP trimmed | 268,440 | $738K | 0.3% | 2025-Q3 stale |
| BALYASNY ASSET MANAGEMENT L.P. trimmed | 226,326 | $622K | 0.2% | 2025-Q3 stale |
| LeClair Wealth Partners LLC added | 239,118 | $619K | 0.2% | 2025-Q4 stale |
| XTX Topco Ltd added | 221,995 | $575K | 0.2% | 2025-Q4 stale |
| Alberta Investment Management Corp | 124,900 | $512K | 0.2% | 2025-Q1 stale |
| Verition Fund Management LLC trimmed | 177,706 | $460K | 0.2% | 2025-Q4 stale |
| GSA CAPITAL PARTNERS LLP added | 174,627 | $452K | 0.2% | 2025-Q4 stale |
| Qube Research & Technologies Ltd trimmed | 174,452 | $452K | 0.2% | 2025-Q4 stale |
| EXCHANGE TRADED CONCEPTS, LLC added | 162,859 | $422K | 0.1% | 2025-Q4 stale |
| Inspire Investing, LLC added | 123,278 | $392K | 0.1% | 2025-Q2 stale |
| Empowered Funds, LLC added | 88,397 | $362K | 0.1% | 2025-Q1 stale |
| Ridgeline Wealth, LLC | 94,334 | $300K | 0.1% | 2025-Q2 stale |
| Moloney Securities Asset Management, LLC trimmed | 105,639 | $291K | 0.1% | 2025-Q3 stale |
| Jump Financial, LLC added | 95,704 | $248K | 0.1% | 2025-Q4 stale |
| GWN SECURITIES INC. new | 60,831 | $222K | 0.1% | 2025-Q1 stale |
| AVANTAX ADVISORY SERVICES, INC. added | 68,490 | $218K | 0.1% | 2025-Q2 stale |
| LITTLEJOHN FINANCIAL SERVICES, INC. new | 58,936 | $187K | 0.1% | 2025-Q2 stale |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.