Who owns PennantPark Investment (PNNT)
Which tracked institutional funds hold PNNT, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See PNNT company fundamentals →
Ownership as of the 2026-Q2 13F filings (latest filed 2026-08-14). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
8 tracked funds added or opened PNNT while 13 trimmed or exited it between 2026-Q1 and 2026-Q2 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
PNNT’s largest tracked holder by dollar value, TWO SIGMA ADVISERS, LP, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp conviction gap — its largest holder concentrates the name more heavily than the typical one.
Book-share is each fund’s reported value in PNNT divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2026-Q1 and 2026-Q2, across 92 tracked filers holding PNNT, 48 increased or opened the position and 57 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in PNNT between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 4
- MARSHALL WACE, LLP$1M
- CITADEL ADVISORS LLC$856K
- Callodine Capital Management, LP$777K
- Qube Research & Technologies Ltd$720K
Full exits 4
- LSV ASSET MANAGEMENT$7M
- Sunbelt Securities, Inc.$1M
- Lido Advisors, LLC$1M
- Janney Montgomery Scott LLC$555K
Largest adds
- MILLENNIUM MANAGEMENT LLC$2M
- BANK OF AMERICA CORP /DE/$835K
- TUDOR INVESTMENT CORP ET AL$607K
- XTX Topco Ltd$293K
Largest trims
- TWO SIGMA INVESTMENTS, LP$4M
- MORGAN STANLEY$2M
- Invesco Ltd.$2M
- Advisors Asset Management, Inc.$759K
- BlackRock, Inc.$751K
- Legal & General Group Plc$461K
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| Invesco Ltd. | 1,836,639 | $6M | 9.9% | 2026-Q2 |
| TWO SIGMA INVESTMENTS, LP trimmed | 1,003,527 | $3M | 5.4% | 2026-Q2 |
| MORGAN STANLEY trimmed | 766,499 | $3M | 4.1% | 2026-Q2 |
| MILLENNIUM MANAGEMENT LLC added | 628,605 | $2M | 3.4% | 2026-Q2 |
| Legal & General Group Plc added | 536,493 | $2M | 2.9% | 2026-Q2 |
| Advisors Asset Management, Inc. trimmed | 405,260 | $1M | 2.2% | 2026-Q2 |
| MARSHALL WACE, LLP added | 391,726 | $1M | 2.1% | 2026-Q2 |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 348,800 | $1M | 1.9% | 2026-Q2 |
| NewEdge Wealth, LLC trimmed | 307,794 | $1M | 1.7% | 2026-Q2 |
| BANK OF AMERICA CORP /DE/ added | 306,780 | $1M | 1.7% | 2026-Q2 |
| BlackRock, Inc. trimmed | 261,854 | $909K | 1.4% | 2026-Q2 |
| AlphaCentric Advisors LLC added | 250,000 | $868K | 1.3% | 2026-Q2 |
| Crossingbridge Advisors, LLC added | 250,000 | $868K | 1.3% | 2026-Q2 |
| CITADEL ADVISORS LLC added | 246,746 | $856K | 1.3% | 2026-Q2 |
| Callodine Capital Management, LP new | 224,000 | $777K | 1.2% | 2026-Q2 |
| Virtus Investment Advisers, LLC added | 216,246 | $750K | 1.2% | 2026-Q2 |
| Qube Research & Technologies Ltd added | 207,521 | $720K | 1.1% | 2026-Q2 |
| GatePass Capital, LLC added | 203,450 | $706K | 1.1% | 2026-Q2 |
| Truvestments Capital LLC trimmed | 201,671 | $700K | 1.1% | 2026-Q2 |
| MANGROVE PARTNERS IM, LLC added | 191,563 | $665K | 1.0% | 2026-Q2 |
| TUDOR INVESTMENT CORP ET AL added | 188,423 | $654K | 1.0% | 2026-Q2 |
| XTX Topco Ltd added | 169,160 | $587K | 0.9% | 2026-Q2 |
| Kovack Advisors, Inc. added | 108,393 | $379K | 0.6% | 2026-Q2 |
| UBS Group AG trimmed | 95,967 | $333K | 0.5% | 2026-Q2 |
| Sterneck Capital Management, LLC added | 91,647 | $318K | 0.5% | 2026-Q2 |
| Arax Advisory Partners added | 87,870 | $305K | 0.5% | 2026-Q2 |
| Founders Financial Alliance, LLC added | 71,351 | $248K | 0.4% | 2026-Q2 |
| Gallagher Capital Advisors, LLC | 70,826 | $246K | 0.4% | 2026-Q2 |
| Abbot Financial Management, Inc. added | 70,337 | $244K | 0.4% | 2026-Q2 |
| DENALI ADVISORS LLC trimmed | 68,670 | $238K | 0.4% | 2026-Q2 |
| RAYMOND JAMES FINANCIAL INC trimmed | 64,951 | $225K | 0.4% | 2026-Q2 |
| Dynamic Technology Lab Private Ltd trimmed | 60,723 | $211K | 0.3% | 2026-Q2 |
| Integrity Advisory Solutions, LLC new | 53,615 | $186K | 0.3% | 2026-Q2 |
| Freestone Capital Holdings, LLC | 53,000 | $184K | 0.3% | 2026-Q2 |
| Squarepoint Ops LLC added | 49,540 | $172K | 0.3% | 2026-Q2 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP added | 47,411 | $165K | 0.3% | 2026-Q2 |
| OSAIC HOLDINGS, INC. trimmed | 34,017 | $118K | 0.2% | 2026-Q2 |
| WELLS FARGO & COMPANY/MN trimmed | 33,802 | $117K | 0.2% | 2026-Q2 |
| Garner Asset Management Corp trimmed | 33,430 | $116K | 0.2% | 2026-Q2 |
| Arkadios Wealth Advisors | 30,061 | $104K | 0.2% | 2026-Q2 |
| Beaumont Financial Advisors, LLC added | 29,991 | $104K | 0.2% | 2026-Q2 |
| ENVESTNET ASSET MANAGEMENT INC added | 29,558 | $103K | 0.2% | 2026-Q2 |
| &PARTNERS new | 29,042 | $101K | 0.2% | 2026-Q2 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 28,450 | $100K | 0.2% | 2026-Q2 |
| Ethos Financial Group, LLC added | 27,719 | $96K | 0.1% | 2026-Q2 |
| JANE STREET GROUP, LLC trimmed | 26,913 | $93K | 0.1% | 2026-Q2 |
| US BANCORP \DE\ | 26,500 | $92K | 0.1% | 2026-Q2 |
| Essex Financial Services, Inc. trimmed | 26,096 | $91K | 0.1% | 2026-Q2 |
| TWO SIGMA SECURITIES, LLC added | 25,499 | $88K | 0.1% | 2026-Q2 |
| SIGNATUREFD, LLC trimmed | 25,026 | $87K | 0.1% | 2026-Q2 |
| Foundations Investment Advisors, LLC trimmed | 24,641 | $86K | 0.1% | 2026-Q2 |
| OXFORD ASSET MANAGEMENT LLP trimmed | 23,656 | $82K | 0.1% | 2026-Q2 |
| GROUP ONE TRADING LLC added | 22,522 | $78K | 0.1% | 2026-Q2 |
| Cresset Asset Management, LLC added | 20,577 | $73K | 0.1% | 2026-Q2 |
| REGIONS FINANCIAL CORP | 20,000 | $69K | 0.1% | 2026-Q2 |
| TWO SIGMA ADVISERS, LP added | 1,230,618 | $7M | 11.4% | 2025-Q4 stale (2 quarters behind) |
| LSV ASSET MANAGEMENT trimmed | 1,454,141 | $7M | 10.1% | 2026-Q1 stale (1 quarter behind) |
| Sunbelt Securities, Inc. added | 298,217 | $1M | 2.1% | 2026-Q1 stale (1 quarter behind) |
| Rockefeller Capital Management L.P. trimmed | 195,676 | $1M | 1.8% | 2025-Q4 stale (2 quarters behind) |
| Lido Advisors, LLC | 246,312 | $1M | 1.7% | 2026-Q1 stale (1 quarter behind) |
| Texas Capital Bank Wealth Management Services Inc | 152,033 | $906K | 1.4% | 2025-Q4 stale (2 quarters behind) |
| Closed-End Fund Advisors, Inc. new | 150,093 | $895K | 1.4% | 2025-Q4 stale (2 quarters behind) |
| Hennion & Walsh Asset Management, Inc. trimmed | 150,093 | $895K | 1.4% | 2025-Q4 stale (2 quarters behind) |
| Janney Montgomery Scott LLC trimmed | 123,650 | $555K | 0.9% | 2026-Q1 stale (1 quarter behind) |
| Catalyst Capital Advisors LLC | 68,210 | $467K | 0.7% | 2025-Q2 stale (4 quarters behind) |
| SMH CAPITAL ADVISORS INC | 68,210 | $467K | 0.7% | 2025-Q2 stale (4 quarters behind) |
| Thrivent Financial for Lutherans added | 77,588 | $348K | 0.5% | 2026-Q1 stale (1 quarter behind) |
| CANADA LIFE ASSURANCE Co trimmed | 71,202 | $321K | 0.5% | 2026-Q1 stale (1 quarter behind) |
| GRIES FINANCIAL LLC | 43,935 | $295K | 0.5% | 2025-Q3 stale (3 quarters behind) |
| Advisors Capital Management, LLC trimmed | 48,013 | $286K | 0.4% | 2025-Q4 stale (2 quarters behind) |
| GRIMES & COMPANY, INC. trimmed | 38,788 | $265K | 0.4% | 2025-Q2 stale (4 quarters behind) |
| Trexquant Investment LP trimmed | 37,581 | $252K | 0.4% | 2025-Q3 stale (3 quarters behind) |
| Quantbot Technologies LP added | 41,181 | $245K | 0.4% | 2025-Q4 stale (2 quarters behind) |
| Blue Trust, Inc. new | 41,006 | $244K | 0.4% | 2025-Q4 stale (2 quarters behind) |
| Brevan Howard Capital Management LP trimmed | 39,243 | $233K | 0.4% | 2025-Q4 stale (2 quarters behind) |
| D. E. Shaw & Co., Inc. added | 37,225 | $222K | 0.3% | 2025-Q4 stale (2 quarters behind) |
| Private Advisor Group, LLC new | 33,827 | $202K | 0.3% | 2025-Q4 stale (2 quarters behind) |
| EVERGREEN CAPITAL MANAGEMENT LLC trimmed | 32,317 | $194K | 0.3% | 2025-Q4 stale (2 quarters behind) |
| Virtu Financial LLC added | 31,332 | $187K | 0.3% | 2025-Q4 stale (2 quarters behind) |
| CAXTON ASSOCIATES LLP | 41,606 | $187K | 0.3% | 2026-Q1 stale (1 quarter behind) |
| CONFLUENCE INVESTMENT MANAGEMENT LLC added | 27,848 | $166K | 0.3% | 2025-Q4 stale (2 quarters behind) |
| Verition Fund Management LLC added | 24,800 | $148K | 0.2% | 2025-Q4 stale (2 quarters behind) |
| HRT FINANCIAL LP trimmed | 21,250 | $145K | 0.2% | 2025-Q2 stale (4 quarters behind) |
| LPL Financial LLC trimmed | 31,393 | $141K | 0.2% | 2026-Q1 stale (1 quarter behind) |
| Edge Wealth Management LLC | 20,000 | $134K | 0.2% | 2025-Q3 stale (3 quarters behind) |
| Aquatic Capital Management LLC added | 22,452 | $134K | 0.2% | 2025-Q4 stale (2 quarters behind) |
| LaSalle St. Investment Advisors, LLC | 19,559 | $131K | 0.2% | 2025-Q3 stale (3 quarters behind) |
| Cambridge Investment Research Advisors, Inc. trimmed | 25,979 | $117K | 0.2% | 2026-Q1 stale (1 quarter behind) |
| Sage Investment Counsel LLC | 17,000 | $114K | 0.2% | 2025-Q3 stale (3 quarters behind) |
| Creative Planning trimmed | 24,437 | $110K | 0.2% | 2026-Q1 stale (1 quarter behind) |
| HighTower Advisors, LLC added | 24,310 | $109K | 0.2% | 2026-Q1 stale (1 quarter behind) |
| TrinityBridge Ltd | 24,150 | $109K | 0.2% | 2026-Q1 stale (1 quarter behind) |
| INTEGRITY ALLIANCE, LLC. added | 15,133 | $102K | 0.2% | 2025-Q3 stale (3 quarters behind) |
| CONDOR CAPITAL MANAGEMENT trimmed | 14,151 | $97K | 0.2% | 2025-Q2 stale (4 quarters behind) |
| First Affirmative Financial Network new | 19,487 | $87K | 0.1% | 2026-Q1 stale (1 quarter behind) |
| CRAWFORD INVESTMENT COUNSEL INC trimmed | 14,300 | $85K | 0.1% | 2025-Q4 stale (2 quarters behind) |
| BI Asset Management Fondsmaeglerselskab A/S | 18,664 | $84K | 0.1% | 2026-Q1 stale (1 quarter behind) |
| NORTHERN TRUST CORP trimmed | 18,197 | $82K | 0.1% | 2026-Q1 stale (1 quarter behind) |
| STIFEL FINANCIAL CORP trimmed | 11,640 | $78K | 0.1% | 2025-Q3 stale (3 quarters behind) |
| EMC Capital Management trimmed | 11,323 | $67K | 0.1% | 2025-Q4 stale (2 quarters behind) |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.