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Institutional Ownership · SEC Form 13F

Who owns GraniteShares Platinum Trust (PLTM)


Which tracked institutional funds hold PLTM, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See PLTM company fundamentals →

Ownership as of the 2026-Q1 13F filings (latest filed 2026-05-15). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

54
Institutional holders
2M
Shares held (tracked funds)
35.0%
Of shares outstanding

How the tape is positioned

8 tracked funds added or opened PLTM while 13 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

PLTM’s largest tracked holder by dollar value, Southeast Asset Advisors, LLC, sizes it at 0.8% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.8pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in PLTM divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 54 tracked filers holding PLTM, 26 increased or opened the position and 29 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in PLTM between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 5

  • Cambridge Investment Research Advisors, Inc.$1M
  • STIFEL FINANCIAL CORP$938K
  • UBS Group AG$620K
  • Virtu Financial LLC$537K
  • SUSQUEHANNA INTERNATIONAL GROUP, LLP$529K

Full exits 5

  • Southeast Asset Advisors, LLC$7M
  • Quadrature Capital Ltd$1M
  • NewEdge Advisors, LLC$1M
  • COMMONWEALTH EQUITY SERVICES, LLC$624K
  • INDEPENDENT FINANCIAL GROUP, LLC$602K

Largest adds

  • MAINSTAY CAPITAL MANAGEMENT LLC /ADV$6M
  • OSAIC HOLDINGS, INC.$994K
  • Wealth Watch Advisors, INC$686K

Largest trims

  • Sigma Planning Corp$3M
  • ENVESTNET ASSET MANAGEMENT INC$2M
  • LPL Financial LLC$1M
  • MML INVESTORS SERVICES, LLC$1M
  • RAYMOND JAMES FINANCIAL INC$705K
  • RFG Advisory, LLC$499K

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
MAINSTAY CAPITAL MANAGEMENT LLC /ADV added364,495$7M12.1%2026-Q1
LPL Financial LLC trimmed349,346$7M11.6%2026-Q1
Wealth Watch Advisors, INC added286,244$5M9.5%2026-Q1
RAYMOND JAMES FINANCIAL INC trimmed191,847$4M6.4%2026-Q1
PCG Wealth Advisors, LLC trimmed148,971$3M5.0%2026-Q1
OSAIC HOLDINGS, INC. added85,543$2M2.8%2026-Q1
ENVESTNET ASSET MANAGEMENT INC trimmed83,575$2M2.8%2026-Q1
Cetera Investment Advisers trimmed80,658$2M2.7%2026-Q1
KESTRA PRIVATE WEALTH SERVICES, LLC added77,298$1M2.6%2026-Q1
RFG Advisory, LLC trimmed72,737$1M2.4%2026-Q1
Cambridge Investment Research Advisors, Inc. trimmed71,973$1M2.4%2026-Q1
STIFEL FINANCIAL CORP added49,617$938K1.6%2026-Q1
MML INVESTORS SERVICES, LLC trimmed44,614$844K1.5%2026-Q1
OPPENHEIMER & CO INC added41,341$782K1.4%2026-Q1
Sigma Planning Corp trimmed33,724$638K1.1%2026-Q1
UBS Group AG added32,780$620K1.1%2026-Q1
Virtu Financial LLC added28,409$537K0.9%2026-Q1
LAFFER TENGLER INVESTMENTS, INC. added28,091$531K0.9%2026-Q1
SUSQUEHANNA INTERNATIONAL GROUP, LLP added27,970$529K0.9%2026-Q1
TWIN FOCUS CAPITAL PARTNERS, LLC trimmed26,000$492K0.9%2026-Q1
SPROTT INC.20,750$392K0.7%2026-Q1
Simplicity Wealth,LLC trimmed15,381$291K0.5%2026-Q1
Sovereign Financial Group, Inc. trimmed15,147$286K0.5%2026-Q1
Concurrent Investment Advisors, LLC trimmed15,140$286K0.5%2026-Q1
CITY HOLDING CO15,000$284K0.5%2026-Q1
WCG Wealth Advisors LLC13,900$263K0.5%2026-Q1
Orion Porfolio Solutions, LLC new11,040$209K0.4%2026-Q1
Baer Investment Advisory LLC new10,225$193K0.3%2026-Q1
VICTORY FINANCIAL GROUP, LLC new10,225$193K0.3%2026-Q1
Revisor Wealth Management LLC new10,170$192K0.3%2026-Q1
BNP PARIBAS FINANCIAL MARKETS trimmed6,000$113K0.2%2026-Q1
Steward Partners Investment Advisory, LLC3,377$64K0.1%2026-Q1
Sound Income Strategies, LLC2,965$56K0.1%2026-Q1
Costello Asset Management, INC2,204$42K0.1%2026-Q1
Premier Financial Group added1,777$37K0.1%2026-Q1
PNC FINANCIAL SERVICES GROUP, INC. new1,880$36K0.1%2026-Q1
Parkside Financial Bank & Trust1,878$36K0.1%2026-Q1
PRIVATE TRUST CO NA new1,430$28K0.1%2026-Q1
AdvisorNet Financial, Inc trimmed1,359$26K0.0%2026-Q1
FINANCIAL CONSULATE, INC1,200$23K0.0%2026-Q1
Key Financial Inc1,100$21K0.0%2026-Q1
N.E.W. Advisory Services LLC1,061$20K0.0%2026-Q1
Advisory Services Network, LLC565$11K0.0%2026-Q1
MORGAN STANLEY500$9K0.0%2026-Q1
Federation des caisses Desjardins du Quebec500$9K0.0%2026-Q1
Berbice Capital Management LLC new400$8K0.0%2026-Q1
CX Institutional new348$7K0.0%2026-Q1
Grove Bank & Trust trimmed237$4K0.0%2026-Q1
CENTRAL TRUST Co new234$4K0.0%2026-Q1
Legacy Wealth Managment, LLC/ID new113$2K0.0%2026-Q1
Ascentis Independent Advisors new100$2K0.0%2026-Q1
FMR LLC trimmed89$2K0.0%2026-Q1
CoreCap Advisors, LLC new37$7000.0%2026-Q1
Covestor Ltd new240.0%2026-Q1
Southeast Asset Advisors, LLC new358,645$7M12.4%2025-Q4 stale
Quadrature Capital Ltd added75,179$1M2.6%2025-Q4 stale
NewEdge Advisors, LLC added56,300$1M2.0%2025-Q4 stale
COMMONWEALTH EQUITY SERVICES, LLC trimmed31,617$624K1.1%2025-Q4 stale
INDEPENDENT FINANCIAL GROUP, LLC added30,523$602K1.1%2025-Q4 stale
JOURNEY STRATEGIC WEALTH LLC trimmed21,300$420K0.7%2025-Q4 stale
Encompass More Asset Management new18,322$361K0.6%2025-Q4 stale
Wealth Management Nebraska added16,881$333K0.6%2025-Q4 stale
Kingsview Wealth Management, LLC new22,437$292K0.5%2025-Q2 stale
IAM Advisory, LLC new12,200$241K0.4%2025-Q4 stale
IHT Wealth Management, LLC trimmed15,063$228K0.4%2025-Q3 stale
FLOW TRADERS U.S. LLC trimmed13,967$182K0.3%2025-Q2 stale
Freedom Investment Management, Inc. trimmed13,253$172K0.3%2025-Q2 stale
CITADEL ADVISORS LLC trimmed10,962$166K0.3%2025-Q3 stale
Visionary Horizons, LLC11,000$106K0.2%2025-Q1 stale
Kestra Advisory Services, LLC new4,620$91K0.2%2025-Q4 stale
Jessup Wealth Management, Inc new1,004$20K0.0%2025-Q4 stale
Heartwood Wealth Advisors LLC new1,000$15K0.0%2025-Q3 stale
TD Waterhouse Canada Inc. new428$8K0.0%2025-Q4 stale
Allworth Financial LP500$8K0.0%2025-Q3 stale
TFC Financial Management, Inc. new300$5K0.0%2025-Q3 stale
Spectrum Wealth Counsel, LLC119$1K0.0%2025-Q1 stale
Laurel Wealth Advisors LLC new50$9870.0%2025-Q4 stale
Financial Gravity Asset Management, Inc.3$450.0%2025-Q3 stale
Financial Gravity Companies, Inc. new3$390.0%2025-Q2 stale
CONCOURSE FINANCIAL GROUP SECURITIES, INC.00.0%2025-Q2 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership