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Institutional Ownership · SEC Form 13F

Who owns Phathom Pharmaceuticals, Inc. (PHAT)


Which tracked institutional funds hold PHAT, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See PHAT company fundamentals →

Ownership as of the 2026-Q1 13F filings (latest filed 2026-05-18). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

174
Institutional holders
69M
Shares held (tracked funds)
95.9%
Of shares outstanding

How the tape is positioned

24 tracked funds added or opened PHAT while 62 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

PHAT’s largest tracked holder by dollar value, Frazier Life Sciences Management, L.P., sizes it at 3.6% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 3.6pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in PHAT divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 174 tracked filers holding PHAT, 112 increased or opened the position and 76 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in PHAT between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 15

  • VANGUARD CAPITAL MANAGEMENT LLC$29M
  • NOMURA ASSET MANAGEMENT INTERNATIONAL INC.$13M
  • FRANKLIN RESOURCES INC$11M
  • PERCEPTIVE ADVISORS LLC$10M
  • MARSHALL WACE, LLP$10M
  • VANGUARD PORTFOLIO MANAGEMENT LLC$7M

Full exits 8

  • VANGUARD GROUP INC$47M
  • Divisadero Street Capital Management, LP$11M
  • MOORE CAPITAL MANAGEMENT, LP$10M
  • NEXT CENTURY GROWTH INVESTORS LLC$7M
  • JANE STREET GROUP, LLC$6M
  • CAXTON ASSOCIATES LLP$3M

Largest adds

  • MILLENNIUM MANAGEMENT LLC$10M
  • TWO SIGMA INVESTMENTS, LP$4M
  • SummitTX Capital, L.P.$2M
  • XTX Topco Ltd$1M
  • Woodline Partners LP$993K
  • Trexquant Investment LP$989K

Largest trims

  • Frazier Life Sciences Management, L.P.$68M
  • Medicxi Ventures Management (Jersey) Ltd$41M
  • Invesco Ltd.$21M
  • Ensign Peak Advisors, Inc$21M
  • Carlyle Group Inc.$19M
  • BlackRock, Inc.$14M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
Frazier Life Sciences Management, L.P.12,466,489$139M15.4%2026-Q1
Medicxi Ventures Management (Jersey) Ltd7,464,572$83M9.2%2026-Q1
BlackRock, Inc. added4,061,996$45M5.0%2026-Q1
MILLENNIUM MANAGEMENT LLC added4,022,909$45M5.0%2026-Q1
Invesco Ltd. added3,945,322$44M4.9%2026-Q1
Carlyle Group Inc.3,496,808$39M4.3%2026-Q1
VANGUARD CAPITAL MANAGEMENT LLC new2,583,636$29M3.2%2026-Q1
NEA Management Company, LLC1,960,169$22M2.4%2026-Q1
683 Capital Management, LLC added1,850,000$21M2.3%2026-Q1
Ensign Peak Advisors, Inc trimmed1,627,806$18M2.0%2026-Q1
Catalys Pacific, LLC added1,493,854$17M1.8%2026-Q1
GW&K Investment Management, LLC added1,421,109$16M1.8%2026-Q1
STATE STREET CORP added1,386,890$15M1.7%2026-Q1
WASATCH ADVISORS LP added1,340,916$15M1.7%2026-Q1
GEODE CAPITAL MANAGEMENT, LLC added1,328,045$15M1.6%2026-Q1
NOMURA ASSET MANAGEMENT INTERNATIONAL INC. new1,205,369$13M1.5%2026-Q1
SummitTX Capital, L.P. added995,885$11M1.2%2026-Q1
FRANKLIN RESOURCES INC new994,504$11M1.2%2026-Q1
PERCEPTIVE ADVISORS LLC new925,000$10M1.1%2026-Q1
MARSHALL WACE, LLP added860,692$10M1.1%2026-Q1
Propel Bio Management, LLC added841,272$9M1.0%2026-Q1
VANGUARD PORTFOLIO MANAGEMENT LLC new666,029$7M0.8%2026-Q1
GOLDMAN SACHS GROUP INC added626,196$7M0.8%2026-Q1
EcoR1 Capital, LLC added625,000$7M0.8%2026-Q1
TWO SIGMA INVESTMENTS, LP added482,136$5M0.6%2026-Q1
StepStone Group LP422,085$5M0.5%2026-Q1
NORTHERN TRUST CORP added414,956$5M0.5%2026-Q1
CHARLES SCHWAB INVESTMENT MANAGEMENT INC added409,015$5M0.5%2026-Q1
CITADEL ADVISORS LLC added383,058$4M0.5%2026-Q1
Woodline Partners LP added369,052$4M0.5%2026-Q1
UBS Group AG added360,371$4M0.4%2026-Q1
VANGUARD FIDUCIARY TRUST CO new338,713$4M0.4%2026-Q1
RENAISSANCE TECHNOLOGIES LLC added305,800$3M0.4%2026-Q1
Trexquant Investment LP added293,305$3M0.4%2026-Q1
Squarepoint Ops LLC added275,161$3M0.3%2026-Q1
JPMORGAN CHASE & CO trimmed287,430$3M0.3%2026-Q1
Susquehanna Portfolio Strategies, LLC267,962$3M0.3%2026-Q1
Simplify Asset Management Inc. trimmed262,386$3M0.3%2026-Q1
AMERIPRISE FINANCIAL INC added254,219$3M0.3%2026-Q1
Avidity Partners Management LP added249,390$3M0.3%2026-Q1
Catalio Capital Management, LP trimmed247,767$3M0.3%2026-Q1
BANK OF AMERICA CORP /DE/ trimmed208,115$2M0.3%2026-Q1
Birchview Capital, LP195,000$2M0.2%2026-Q1
XTX Topco Ltd added160,501$2M0.2%2026-Q1
Hennion & Walsh Asset Management, Inc. added145,932$2M0.2%2026-Q1
GILDER GAGNON HOWE & CO LLC trimmed139,889$2M0.2%2026-Q1
D. E. Shaw & Co., Inc. trimmed132,457$1M0.2%2026-Q1
Bank of New York Mellon Corp added124,018$1M0.2%2026-Q1
Nuveen, LLC added117,301$1M0.1%2026-Q1
WELLINGTON MANAGEMENT GROUP LLP trimmed111,752$1M0.1%2026-Q1
Stratos Wealth Partners, LTD. added100,000$1M0.1%2026-Q1
GSA CAPITAL PARTNERS LLP added97,068$1M0.1%2026-Q1
BALYASNY ASSET MANAGEMENT L.P. trimmed95,301$1M0.1%2026-Q1
Brevan Howard Capital Management LP trimmed94,638$1M0.1%2026-Q1
SUSQUEHANNA INTERNATIONAL GROUP, LLP trimmed92,979$1M0.1%2026-Q1
Swiss National Bank added92,600$1M0.1%2026-Q1
Russell Investments Group, Ltd. added85,683$952K0.1%2026-Q1
Freestone Grove Partners LP new84,573$940K0.1%2026-Q1
HUSSMAN STRATEGIC ADVISORS, INC. trimmed84,000$933K0.1%2026-Q1
KBC Group NV new77,139$857K0.1%2026-Q1
MORGAN STANLEY trimmed76,681$852K0.1%2026-Q1
Burkehill Global Management, LP new75,000$833K0.1%2026-Q1
Engineers Gate Manager LP added73,848$820K0.1%2026-Q1
ALLIANCEBERNSTEIN L.P.49,390$819K0.1%2026-Q1
Creative Planning trimmed70,193$780K0.1%2026-Q1
Penn Mutual Asset Management62,802$698K0.1%2026-Q1
Campbell & CO Investment Adviser LLC trimmed62,023$689K0.1%2026-Q1
Virtus Investment Advisers, LLC added57,986$644K0.1%2026-Q1
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC added55,788$620K0.1%2026-Q1
RHUMBLINE ADVISERS added55,439$616K0.1%2026-Q1
DIADEMA PARTNERS LP added54,650$607K0.1%2026-Q1
AQR CAPITAL MANAGEMENT LLC added54,504$606K0.1%2026-Q1
STIFEL FINANCIAL CORP added54,039$600K0.1%2026-Q1
PRICE T ROWE ASSOCIATES INC /MD/ added52,453$583K0.1%2026-Q1
Stonepine Capital Management, LLC new50,010$556K0.1%2026-Q1
WELLS FARGO & COMPANY/MN trimmed46,113$512K0.1%2026-Q1
STATE OF WISCONSIN INVESTMENT BOARD added44,004$489K0.1%2026-Q1
ADAR1 Capital Management, LLC42,900$477K0.1%2026-Q1
Aquatic Capital Management LLC added40,852$454K0.1%2026-Q1
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM added40,222$447K0.0%2026-Q1
ALGERT GLOBAL LLC added39,420$438K0.0%2026-Q1
VARCOV Co. trimmed39,173$435K0.0%2026-Q1
TUDOR INVESTMENT CORP ET AL added38,225$425K0.0%2026-Q1
VANGUARD GROUP INC trimmed2,812,646$47M5.2%2025-Q4 stale
JENNISON ASSOCIATES LLC trimmed7,042,325$44M4.9%2025-Q1 stale
Divisadero Street Capital Management, LP new662,312$11M1.2%2025-Q4 stale
MOORE CAPITAL MANAGEMENT, LP600,000$10M1.1%2025-Q4 stale
TANG CAPITAL MANAGEMENT LLC added1,200,000$8M0.8%2025-Q1 stale
NEXT CENTURY GROWTH INVESTORS LLC new393,774$7M0.7%2025-Q4 stale
JANE STREET GROUP, LLC added384,770$6M0.7%2025-Q4 stale
AIGH Capital Management LLC new429,000$5M0.6%2025-Q3 stale
JACOBS LEVY EQUITY MANAGEMENT, INC added596,108$4M0.4%2025-Q1 stale
PRUDENTIAL FINANCIAL INC added568,630$4M0.4%2025-Q1 stale
Walleye Capital LLC added290,467$3M0.4%2025-Q3 stale
CAXTON ASSOCIATES LLP added181,968$3M0.3%2025-Q4 stale
Southeast Asset Advisors, LLC new42,874$711K0.1%2025-Q4 stale
Y-Intercept (Hong Kong) Ltd new30,488$506K0.1%2025-Q4 stale
Occidental Asset Management, LLC added29,919$496K0.1%2025-Q4 stale
AlphaQuest LLC trimmed28,250$469K0.1%2025-Q4 stale
HRT FINANCIAL LP added27,010$448K0.0%2025-Q4 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership