Skip to main content Skip to main content
Institutional Ownership · SEC Form 13F

Who owns PFM


Which tracked institutional funds hold PFM, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See PFM company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

135
Institutional holders
8M
Shares held (tracked funds)

How the tape is positioned

13 tracked funds added or opened PFM while 14 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

PFM’s largest tracked holder by dollar value, LPL Financial LLC, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in PFM divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 135 tracked filers holding PFM, 57 increased or opened the position and 51 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in PFM between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 3

  • SUSQUEHANNA INTERNATIONAL GROUP, LLP$3M
  • GOLDMAN SACHS GROUP INC$915K
  • Hilton Capital Management, LLC$512K

Full exits 3

  • CPC Advisors, LLC$8M
  • Capital Advisory Group Advisory Services, LLC$3M
  • AMERIPRISE FINANCIAL INC$906K

Largest adds

  • RAYMOND JAMES FINANCIAL INC$2M
  • SteelPeak Wealth, LLC$2M
  • JONES FINANCIAL COMPANIES LLLP$1M
  • LPL Financial LLC$944K
  • JPMORGAN CHASE & CO$638K
  • Equitable Holdings, Inc.$619K

Largest trims

  • BlackRock, Inc.$10M
  • Clearstead Advisors, LLC$10M
  • MORGAN STANLEY$4M
  • NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$1M
  • TD Waterhouse Canada Inc.$863K
  • BANK OF AMERICA CORP /DE/$608K

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
LPL Financial LLC added1,843,400$94M23.2%2026-Q1
RAYMOND JAMES FINANCIAL INC added919,679$47M11.6%2026-Q1
MORGAN STANLEY trimmed674,607$34M8.5%2026-Q1
Flaharty Asset Management, LLC trimmed500,017$26M6.3%2026-Q1
BANK OF AMERICA CORP /DE/ trimmed268,123$14M3.4%2026-Q1
Clearstead Advisors, LLC trimmed228,840$12M2.9%2026-Q1
WELLS FARGO & COMPANY/MN added217,122$11M2.7%2026-Q1
JONES FINANCIAL COMPANIES LLLP added208,529$10M2.6%2026-Q1
Wealthspire Retirement, LLC trimmed113,619$6M1.4%2026-Q1
Focus Financial Network, Inc. trimmed113,274$6M1.4%2026-Q1
Rockefeller Capital Management L.P. trimmed100,252$5M1.3%2026-Q1
CITIZENS FINANCIAL GROUP INC/RI added95,870$5M1.2%2026-Q1
CHOREO, LLC trimmed93,718$5M1.2%2026-Q1
Cetera Investment Advisers trimmed91,348$5M1.2%2026-Q1
Baird Financial Group, Inc. trimmed86,707$4M1.1%2026-Q1
TD Waterhouse Canada Inc. trimmed83,354$4M1.1%2026-Q1
Equitable Holdings, Inc. added80,732$4M1.0%2026-Q1
UBS Group AG added81,044$4M1.0%2026-Q1
COMMONWEALTH EQUITY SERVICES, LLC trimmed78,312$4M1.0%2026-Q1
CreativeOne Wealth, LLC added77,778$4M1.0%2026-Q1
ROYAL BANK OF CANADA added73,958$4M0.9%2026-Q1
Everstar Asset Management, LLC added70,354$4M0.9%2026-Q1
Mariner, LLC added70,003$4M0.9%2026-Q1
SUSQUEHANNA INTERNATIONAL GROUP, LLP added67,700$3M0.9%2026-Q1
OSAIC HOLDINGS, INC. added58,397$3M0.7%2026-Q1
HighTower Advisors, LLC trimmed56,415$3M0.7%2026-Q1
Cambridge Investment Research Advisors, Inc. trimmed55,103$3M0.7%2026-Q1
SteelPeak Wealth, LLC added53,914$3M0.7%2026-Q1
NESTEGG ADVISORS, INC. added49,575$3M0.6%2026-Q1
KINGSWOOD WEALTH ADVISORS, LLC added48,953$3M0.6%2026-Q1
Waverly Advisors, LLC added46,732$2M0.6%2026-Q1
JPMORGAN CHASE & CO added47,045$2M0.6%2026-Q1
Steward Partners Investment Advisory, LLC added45,598$2M0.6%2026-Q1
Private Advisor Group, LLC trimmed45,299$2M0.6%2026-Q1
Atlas Private Wealth Advisors trimmed42,887$2M0.5%2026-Q1
Institute for Wealth Management, LLC. trimmed38,927$2M0.5%2026-Q1
MAI Capital Management trimmed37,357$2M0.5%2026-Q1
J.W. COLE ADVISORS, INC. trimmed32,279$2M0.4%2026-Q1
MML INVESTORS SERVICES, LLC trimmed25,207$1M0.3%2026-Q1
BANK OF MONTREAL /CAN/ added23,972$1M0.3%2026-Q1
Strategies Wealth Advisors, LLC added23,494$1M0.3%2026-Q1
INDEPENDENT FINANCIAL GROUP, LLC added22,702$1M0.3%2026-Q1
Composition Wealth, LLC trimmed22,456$1M0.3%2026-Q1
FMR LLC added21,794$1M0.3%2026-Q1
CFS Investment Advisory Services, LLC trimmed18,594$1M0.2%2026-Q1
Bank of New York Mellon Corp trimmed19,375$990K0.2%2026-Q1
GOLDMAN SACHS GROUP INC trimmed17,905$915K0.2%2026-Q1
Lido Advisors, LLC added17,241$881K0.2%2026-Q1
Truvestments Capital LLC added17,050$871K0.2%2026-Q1
Merit Financial Group, LLC trimmed16,200$828K0.2%2026-Q1
UMB Bank, n.a.16,000$817K0.2%2026-Q1
FLAGSHIP HARBOR ADVISORS, LLC trimmed15,266$780K0.2%2026-Q1
CAPE ANN SAVINGS BANK15,205$777K0.2%2026-Q1
EP Wealth Advisors, LLC trimmed14,832$758K0.2%2026-Q1
Koshinski Asset Management, Inc.14,170$724K0.2%2026-Q1
Bond & Devick Financial Network, Inc.13,561$693K0.2%2026-Q1
DEUTSCHE BANK AG\12,915$660K0.2%2026-Q1
Advisory Services Network, LLC trimmed12,321$629K0.2%2026-Q1
GreatBanc Trust CO12,150$621K0.2%2026-Q1
BROWN ADVISORY INC trimmed12,149$621K0.2%2026-Q1
ENVESTNET ASSET MANAGEMENT INC added12,012$614K0.2%2026-Q1
STIFEL FINANCIAL CORP added11,734$599K0.1%2026-Q1
Creative Planning added10,755$550K0.1%2026-Q1
Florida Trust Wealth Management Co10,550$539K0.1%2026-Q1
CAPTRUST FINANCIAL ADVISORS trimmed10,305$527K0.1%2026-Q1
Hilton Capital Management, LLC trimmed10,014$512K0.1%2026-Q1
Kestra Advisory Services, LLC added9,782$500K0.1%2026-Q1
Stratos Wealth Partners, LTD. trimmed9,652$493K0.1%2026-Q1
MERCER GLOBAL ADVISORS INC /ADV added9,578$489K0.1%2026-Q1
WBH ADVISORY INC trimmed9,146$468K0.1%2026-Q1
Aptus Capital Advisors, LLC9,040$462K0.1%2026-Q1
CITADEL ADVISORS LLC added8,705$445K0.1%2026-Q1
IBEX WEALTH ADVISORS added8,478$433K0.1%2026-Q1
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO trimmed8,372$428K0.1%2026-Q1
Janney Montgomery Scott LLC trimmed7,608$389K0.1%2026-Q1
SUMMIT WEALTH GROUP LLC / CO new7,094$362K0.1%2026-Q1
PMG Wealth Management, Inc.6,485$331K0.1%2026-Q1
FIRST MANHATTAN CO. LLC.6,400$327K0.1%2026-Q1
CHARLES SCHWAB INVESTMENT MANAGEMENT INC trimmed6,389$326K0.1%2026-Q1
Caldwell Trust Co6,148$314K0.1%2026-Q1
Sovran Advisors, LLC added5,711$309K0.1%2026-Q1
CARRET ASSET MANAGEMENT, LLC6,000$307K0.1%2026-Q1
Rodgers & Associates, LTD5,894$301K0.1%2026-Q1
PRIVATE TRUST CO NA trimmed5,866$300K0.1%2026-Q1
Sanctuary Advisors, LLC added5,803$296K0.1%2026-Q1
Gotham Asset Management, LLC new5,649$289K0.1%2026-Q1
CPC Advisors, LLC added152,434$8M1.9%2025-Q4 stale
Arrow Investment Advisors, LLC trimmed76,005$3M0.9%2025-Q1 stale
Capital Advisory Group Advisory Services, LLC trimmed53,169$3M0.7%2025-Q4 stale
Dorsey Wright & Associates trimmed48,361$2M0.5%2025-Q1 stale
AVANTAX ADVISORY SERVICES, INC. trimmed32,700$2M0.4%2025-Q2 stale
Fort Point Capital Partners LLC added22,946$1M0.3%2025-Q2 stale
AMERIPRISE FINANCIAL INC trimmed17,592$906K0.2%2025-Q4 stale
VestGen Investment Management trimmed10,364$474K0.1%2025-Q1 stale
CW Advisors, LLC added8,601$414K0.1%2025-Q2 stale
Brown Miller Wealth Management, LLC new8,165$374K0.1%2025-Q1 stale
AXXCESS WEALTH MANAGEMENT, LLC added8,165$374K0.1%2025-Q1 stale
Good Life Advisors, LLC added7,234$348K0.1%2025-Q2 stale
TOWNSQUARE CAPITAL LLC added7,606$348K0.1%2025-Q1 stale
FOUNDERS FINANCIAL SECURITIES LLC trimmed6,198$319K0.1%2025-Q4 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership