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Institutional Ownership · SEC Form 13F

Who owns PennantPark Floating Rate Capital (PFLT)


Which tracked institutional funds hold PFLT, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See PFLT company fundamentals →

Ownership as of the 2026-Q2 13F filings (latest filed 2026-08-18). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

119
Institutional holders
22M
Shares held (tracked funds)
21.8%
Of shares outstanding

How the tape is positioned

7 tracked funds added or opened PFLT while 17 trimmed or exited it between 2026-Q1 and 2026-Q2 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

PFLT’s largest tracked holder by dollar value, Sound Income Strategies, LLC, sizes it at 1.8% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 1.8pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in PFLT divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2026-Q1 and 2026-Q2, across 119 tracked filers holding PFLT, 61 increased or opened the position and 67 reduced or closed it; over the same quarter, open-market insider Form 4s were net purchases.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in PFLT between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 2

  • FRANKLIN RESOURCES INC$4M
  • CITADEL ADVISORS LLC$1M

Full exits 6

  • CANADA LIFE ASSURANCE Co$874K
  • PFG Advisors$796K
  • VARCOV Co.$689K
  • Cambridge Investment Research Advisors, Inc.$685K
  • CastleKnight Management LP$636K
  • HighTower Advisors, LLC$576K

Largest adds

  • UBS Group AG$7M
  • VAN ECK ASSOCIATES CORP$4M
  • MORGAN STANLEY$979K
  • Independent Advisor Alliance$922K
  • BANK OF AMERICA CORP /DE/$785K

Largest trims

  • Diameter Capital Partners LP$7M
  • LPL Financial LLC$3M
  • TWO SIGMA INVESTMENTS, LP$2M
  • Qube Research & Technologies Ltd$1M
  • Invesco Ltd.$1M
  • XTX Topco Ltd$752K

Institutional holders

One row per tracked fund, most shares held first (every row is from one quarter; reported value breaks ties). “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding.

FundSharesReported value% of valueQuarter
Sound Income Strategies, LLC added5,222,616$39M24.1%2026-Q2
UBS Group AG added3,086,895$23M14.3%2026-Q2
VAN ECK ASSOCIATES CORP added2,473,706$19M11.4%2026-Q2
Invesco Ltd. trimmed1,796,252$13M8.3%2026-Q2
Altshuler Shaham Ltd1,029,172$8M4.8%2026-Q2
Diameter Capital Partners LP trimmed900,000$7M4.2%2026-Q2
Legal & General Group Plc added810,824$6M3.7%2026-Q2
MORGAN STANLEY added777,564$6M3.6%2026-Q2
FRANKLIN RESOURCES INC new584,585$4M2.7%2026-Q2
Advisors Asset Management, Inc. added377,174$3M1.7%2026-Q2
BlackRock, Inc. trimmed375,781$3M1.7%2026-Q2
GraniteShares Advisors LLC added302,342$2M1.4%2026-Q2
Independent Advisor Alliance added271,050$2M1.3%2026-Q2
OSAIC HOLDINGS, INC. added245,703$2M1.1%2026-Q2
CITADEL ADVISORS LLC trimmed173,041$1M0.8%2026-Q2
Muzinich & Co., Inc. added172,096$1M0.8%2026-Q2
NewEdge Wealth, LLC trimmed168,559$1M0.8%2026-Q2
BANK OF AMERICA CORP /DE/ added164,131$1M0.8%2026-Q2
MILLENNIUM MANAGEMENT LLC trimmed156,573$1M0.7%2026-Q2
Sumitomo Mitsui Trust Group, Inc.147,213$1M0.7%2026-Q2
Krilogy Financial LLC123,880$927K0.6%2026-Q2
Naviter Wealth, LLC added116,148$879K0.5%2026-Q2
Tidal Investments LLC105,656$790K0.5%2026-Q2
PFG Investments, LLC trimmed104,583$782K0.5%2026-Q2
Trexquant Investment LP trimmed101,622$760K0.5%2026-Q2
Cerity Partners LLC added87,479$654K0.4%2026-Q2
LPL Financial LLC trimmed84,883$635K0.4%2026-Q2
GUGGENHEIM CAPITAL LLC added74,194$555K0.3%2026-Q2
COMMONWEALTH EQUITY SERVICES, LLC added69,866$523K0.3%2026-Q2
SUSQUEHANNA INTERNATIONAL GROUP, LLP added66,225$495K0.3%2026-Q2
Cetera Investment Advisers trimmed65,017$486K0.3%2026-Q2
GOLDMAN SACHS GROUP INC trimmed64,089$479K0.3%2026-Q2
Curi Capital, LLC new60,000$449K0.3%2026-Q2
Virtus Investment Advisers, LLC trimmed58,934$441K0.3%2026-Q2
XTX Topco Ltd trimmed58,365$437K0.3%2026-Q2
GREENWOOD GEARHART LLC added56,662$424K0.3%2026-Q2
Yelin Lapidot Holdings Management Ltd. trimmed54,927$411K0.3%2026-Q2
STIFEL FINANCIAL CORP added54,260$406K0.3%2026-Q2
ENVESTNET ASSET MANAGEMENT INC added49,727$372K0.2%2026-Q2
MQS Management LLC trimmed49,574$371K0.2%2026-Q2
DENALI ADVISORS LLC trimmed43,052$322K0.2%2026-Q2
RAYMOND JAMES FINANCIAL INC added42,078$315K0.2%2026-Q2
Sovran Advisors, LLC added39,124$278K0.2%2026-Q2
WELLS FARGO & COMPANY/MN added35,642$267K0.2%2026-Q2
Squarepoint Ops LLC added33,287$249K0.2%2026-Q2
Brevan Howard Capital Management LP added31,810$238K0.1%2026-Q2
Freestone Capital Holdings, LLC29,045$217K0.1%2026-Q2
ROYAL BANK OF CANADA added29,045$217K0.1%2026-Q2
FIRST CITIZENS BANK & TRUST CO new27,000$202K0.1%2026-Q2
CERTUITY, LLC26,658$199K0.1%2026-Q2
Black Maple Capital Management LP new25,000$187K0.1%2026-Q2
Foundations Investment Advisors, LLC trimmed24,752$185K0.1%2026-Q2
Strategic Financial Concepts, LLC trimmed24,700$185K0.1%2026-Q2
PW Nova Financial Services LLC added23,244$174K0.1%2026-Q2
Mariner, LLC added22,565$169K0.1%2026-Q2
M&T Bank Corp21,899$164K0.1%2026-Q2
BEACON INVESTMENT ADVISORS LLC added21,821$163K0.1%2026-Q2
TWO SIGMA INVESTMENTS, LP trimmed20,500$153K0.1%2026-Q2
Ethos Financial Group, LLC trimmed19,317$144K0.1%2026-Q2
NewEdge Advisors, LLC added17,167$128K0.1%2026-Q2
AE Wealth Management LLC trimmed16,897$126K0.1%2026-Q2
Savvy Advisors, Inc. added16,773$125K0.1%2026-Q2
Advisory Services Network, LLC added15,830$118K0.1%2026-Q2
Strategies Wealth Advisors, LLC added14,770$110K0.1%2026-Q2
Bluespring Wealth Management, LLC new14,675$110K0.1%2026-Q2
VestGen Advisors, LLC14,500$108K0.1%2026-Q2
Avior Wealth Management, LLC trimmed14,039$105K0.1%2026-Q2
Corient Private Wealth LP trimmed12,805$96K0.1%2026-Q2
NORTHERN TRUST CORP trimmed12,489$93K0.1%2026-Q2
BCO Wealth Management LLC12,019$90K0.1%2026-Q2
NOMURA HOLDINGS INC trimmed12,000$90K0.1%2026-Q2
FULTON BREAKEFIELD BROENNIMAN LLC11,798$88K0.1%2026-Q2
TWO SIGMA SECURITIES, LLC trimmed11,793$88K0.1%2026-Q2
Qube Research & Technologies Ltd trimmed11,305$85K0.1%2026-Q2
Garner Asset Management Corp trimmed11,216$84K0.1%2026-Q2
Miller Financial Services LLC added11,203$84K0.1%2026-Q2
BALYASNY ASSET MANAGEMENT L.P. trimmed11,025$82K0.1%2026-Q2
WESTBOURNE INVESTMENTS, INC. added11,000$82K0.1%2026-Q2
Glenview Trust Co10,650$80K0.0%2026-Q2
StoneX Group Inc. new10,510$84K0.1%2026-Q2
CALTON & ASSOCIATES, INC. trimmed10,100$76K0.0%2026-Q2
INVESTMENT PARTNERS, LTD.10,000$75K0.0%2026-Q2
Golden State Wealth Management, LLC9,852$74K0.0%2026-Q2
BNP PARIBAS FINANCIAL MARKETS added9,812$73K0.0%2026-Q2
Allied Private Wealth LLC new7,153$51K0.0%2026-Q2
Farther Finance Advisors, LLC trimmed6,309$47K0.0%2026-Q2
Integrated Wealth Concepts LLC new5,343$40K0.0%2026-Q2
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO4,000$30K0.0%2026-Q2
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC3,580$27K0.0%2026-Q2
Wilmington Savings Fund Society, FSB3,363$25K0.0%2026-Q2
Tower Research Capital LLC (TRC) added3,347$25K0.0%2026-Q2
HIGHLINE WEALTH PARTNERS LLC new3,175$24K0.0%2026-Q2
Key Capital Management, INC trimmed3,122$23K0.0%2026-Q2
NOMURA ASSET MANAGEMENT CO LTD added3,066$23K0.0%2026-Q2
PRIVATE TRUST CO NA2,530$19K0.0%2026-Q2
Global Retirement Partners, LLC trimmed2,347$18K0.0%2026-Q2
Burk Holdings LLC2,106$16K0.0%2026-Q2
Triumph Capital Management added1,850$14K0.0%2026-Q2
Arax Advisory Partners new1,440$11K0.0%2026-Q2
Financial Network Wealth Advisors LLC1,426$11K0.0%2026-Q2

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership