Who owns PennantPark Floating Rate Capital (PFLT)
Which tracked institutional funds hold PFLT, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See PFLT company fundamentals →
Ownership as of the 2026-Q2 13F filings (latest filed 2026-08-18). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
7 tracked funds added or opened PFLT while 17 trimmed or exited it between 2026-Q1 and 2026-Q2 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
PFLT’s largest tracked holder by dollar value, Sound Income Strategies, LLC, sizes it at 1.8% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 1.8pp conviction gap — its largest holder concentrates the name more heavily than the typical one.
Book-share is each fund’s reported value in PFLT divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2026-Q1 and 2026-Q2, across 119 tracked filers holding PFLT, 61 increased or opened the position and 67 reduced or closed it; over the same quarter, open-market insider Form 4s were net purchases.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in PFLT between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 2
- FRANKLIN RESOURCES INC$4M
- CITADEL ADVISORS LLC$1M
Full exits 6
- CANADA LIFE ASSURANCE Co$874K
- PFG Advisors$796K
- VARCOV Co.$689K
- Cambridge Investment Research Advisors, Inc.$685K
- CastleKnight Management LP$636K
- HighTower Advisors, LLC$576K
Largest adds
- UBS Group AG$7M
- VAN ECK ASSOCIATES CORP$4M
- MORGAN STANLEY$979K
- Independent Advisor Alliance$922K
- BANK OF AMERICA CORP /DE/$785K
Largest trims
- Diameter Capital Partners LP$7M
- LPL Financial LLC$3M
- TWO SIGMA INVESTMENTS, LP$2M
- Qube Research & Technologies Ltd$1M
- Invesco Ltd.$1M
- XTX Topco Ltd$752K
Institutional holders
One row per tracked fund, most shares held first (every row is from one quarter; reported value breaks ties). “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding.
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| Sound Income Strategies, LLC added | 5,222,616 | $39M | 24.1% | 2026-Q2 |
| UBS Group AG added | 3,086,895 | $23M | 14.3% | 2026-Q2 |
| VAN ECK ASSOCIATES CORP added | 2,473,706 | $19M | 11.4% | 2026-Q2 |
| Invesco Ltd. trimmed | 1,796,252 | $13M | 8.3% | 2026-Q2 |
| Altshuler Shaham Ltd | 1,029,172 | $8M | 4.8% | 2026-Q2 |
| Diameter Capital Partners LP trimmed | 900,000 | $7M | 4.2% | 2026-Q2 |
| Legal & General Group Plc added | 810,824 | $6M | 3.7% | 2026-Q2 |
| MORGAN STANLEY added | 777,564 | $6M | 3.6% | 2026-Q2 |
| FRANKLIN RESOURCES INC new | 584,585 | $4M | 2.7% | 2026-Q2 |
| Advisors Asset Management, Inc. added | 377,174 | $3M | 1.7% | 2026-Q2 |
| BlackRock, Inc. trimmed | 375,781 | $3M | 1.7% | 2026-Q2 |
| GraniteShares Advisors LLC added | 302,342 | $2M | 1.4% | 2026-Q2 |
| Independent Advisor Alliance added | 271,050 | $2M | 1.3% | 2026-Q2 |
| OSAIC HOLDINGS, INC. added | 245,703 | $2M | 1.1% | 2026-Q2 |
| CITADEL ADVISORS LLC trimmed | 173,041 | $1M | 0.8% | 2026-Q2 |
| Muzinich & Co., Inc. added | 172,096 | $1M | 0.8% | 2026-Q2 |
| NewEdge Wealth, LLC trimmed | 168,559 | $1M | 0.8% | 2026-Q2 |
| BANK OF AMERICA CORP /DE/ added | 164,131 | $1M | 0.8% | 2026-Q2 |
| MILLENNIUM MANAGEMENT LLC trimmed | 156,573 | $1M | 0.7% | 2026-Q2 |
| Sumitomo Mitsui Trust Group, Inc. | 147,213 | $1M | 0.7% | 2026-Q2 |
| Krilogy Financial LLC | 123,880 | $927K | 0.6% | 2026-Q2 |
| Naviter Wealth, LLC added | 116,148 | $879K | 0.5% | 2026-Q2 |
| Tidal Investments LLC | 105,656 | $790K | 0.5% | 2026-Q2 |
| PFG Investments, LLC trimmed | 104,583 | $782K | 0.5% | 2026-Q2 |
| Trexquant Investment LP trimmed | 101,622 | $760K | 0.5% | 2026-Q2 |
| Cerity Partners LLC added | 87,479 | $654K | 0.4% | 2026-Q2 |
| LPL Financial LLC trimmed | 84,883 | $635K | 0.4% | 2026-Q2 |
| GUGGENHEIM CAPITAL LLC added | 74,194 | $555K | 0.3% | 2026-Q2 |
| COMMONWEALTH EQUITY SERVICES, LLC added | 69,866 | $523K | 0.3% | 2026-Q2 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP added | 66,225 | $495K | 0.3% | 2026-Q2 |
| Cetera Investment Advisers trimmed | 65,017 | $486K | 0.3% | 2026-Q2 |
| GOLDMAN SACHS GROUP INC trimmed | 64,089 | $479K | 0.3% | 2026-Q2 |
| Curi Capital, LLC new | 60,000 | $449K | 0.3% | 2026-Q2 |
| Virtus Investment Advisers, LLC trimmed | 58,934 | $441K | 0.3% | 2026-Q2 |
| XTX Topco Ltd trimmed | 58,365 | $437K | 0.3% | 2026-Q2 |
| GREENWOOD GEARHART LLC added | 56,662 | $424K | 0.3% | 2026-Q2 |
| Yelin Lapidot Holdings Management Ltd. trimmed | 54,927 | $411K | 0.3% | 2026-Q2 |
| STIFEL FINANCIAL CORP added | 54,260 | $406K | 0.3% | 2026-Q2 |
| ENVESTNET ASSET MANAGEMENT INC added | 49,727 | $372K | 0.2% | 2026-Q2 |
| MQS Management LLC trimmed | 49,574 | $371K | 0.2% | 2026-Q2 |
| DENALI ADVISORS LLC trimmed | 43,052 | $322K | 0.2% | 2026-Q2 |
| RAYMOND JAMES FINANCIAL INC added | 42,078 | $315K | 0.2% | 2026-Q2 |
| Sovran Advisors, LLC added | 39,124 | $278K | 0.2% | 2026-Q2 |
| WELLS FARGO & COMPANY/MN added | 35,642 | $267K | 0.2% | 2026-Q2 |
| Squarepoint Ops LLC added | 33,287 | $249K | 0.2% | 2026-Q2 |
| Brevan Howard Capital Management LP added | 31,810 | $238K | 0.1% | 2026-Q2 |
| Freestone Capital Holdings, LLC | 29,045 | $217K | 0.1% | 2026-Q2 |
| ROYAL BANK OF CANADA added | 29,045 | $217K | 0.1% | 2026-Q2 |
| FIRST CITIZENS BANK & TRUST CO new | 27,000 | $202K | 0.1% | 2026-Q2 |
| CERTUITY, LLC | 26,658 | $199K | 0.1% | 2026-Q2 |
| Black Maple Capital Management LP new | 25,000 | $187K | 0.1% | 2026-Q2 |
| Foundations Investment Advisors, LLC trimmed | 24,752 | $185K | 0.1% | 2026-Q2 |
| Strategic Financial Concepts, LLC trimmed | 24,700 | $185K | 0.1% | 2026-Q2 |
| PW Nova Financial Services LLC added | 23,244 | $174K | 0.1% | 2026-Q2 |
| Mariner, LLC added | 22,565 | $169K | 0.1% | 2026-Q2 |
| M&T Bank Corp | 21,899 | $164K | 0.1% | 2026-Q2 |
| BEACON INVESTMENT ADVISORS LLC added | 21,821 | $163K | 0.1% | 2026-Q2 |
| TWO SIGMA INVESTMENTS, LP trimmed | 20,500 | $153K | 0.1% | 2026-Q2 |
| Ethos Financial Group, LLC trimmed | 19,317 | $144K | 0.1% | 2026-Q2 |
| NewEdge Advisors, LLC added | 17,167 | $128K | 0.1% | 2026-Q2 |
| AE Wealth Management LLC trimmed | 16,897 | $126K | 0.1% | 2026-Q2 |
| Savvy Advisors, Inc. added | 16,773 | $125K | 0.1% | 2026-Q2 |
| Advisory Services Network, LLC added | 15,830 | $118K | 0.1% | 2026-Q2 |
| Strategies Wealth Advisors, LLC added | 14,770 | $110K | 0.1% | 2026-Q2 |
| Bluespring Wealth Management, LLC new | 14,675 | $110K | 0.1% | 2026-Q2 |
| VestGen Advisors, LLC | 14,500 | $108K | 0.1% | 2026-Q2 |
| Avior Wealth Management, LLC trimmed | 14,039 | $105K | 0.1% | 2026-Q2 |
| Corient Private Wealth LP trimmed | 12,805 | $96K | 0.1% | 2026-Q2 |
| NORTHERN TRUST CORP trimmed | 12,489 | $93K | 0.1% | 2026-Q2 |
| BCO Wealth Management LLC | 12,019 | $90K | 0.1% | 2026-Q2 |
| NOMURA HOLDINGS INC trimmed | 12,000 | $90K | 0.1% | 2026-Q2 |
| FULTON BREAKEFIELD BROENNIMAN LLC | 11,798 | $88K | 0.1% | 2026-Q2 |
| TWO SIGMA SECURITIES, LLC trimmed | 11,793 | $88K | 0.1% | 2026-Q2 |
| Qube Research & Technologies Ltd trimmed | 11,305 | $85K | 0.1% | 2026-Q2 |
| Garner Asset Management Corp trimmed | 11,216 | $84K | 0.1% | 2026-Q2 |
| Miller Financial Services LLC added | 11,203 | $84K | 0.1% | 2026-Q2 |
| BALYASNY ASSET MANAGEMENT L.P. trimmed | 11,025 | $82K | 0.1% | 2026-Q2 |
| WESTBOURNE INVESTMENTS, INC. added | 11,000 | $82K | 0.1% | 2026-Q2 |
| Glenview Trust Co | 10,650 | $80K | 0.0% | 2026-Q2 |
| StoneX Group Inc. new | 10,510 | $84K | 0.1% | 2026-Q2 |
| CALTON & ASSOCIATES, INC. trimmed | 10,100 | $76K | 0.0% | 2026-Q2 |
| INVESTMENT PARTNERS, LTD. | 10,000 | $75K | 0.0% | 2026-Q2 |
| Golden State Wealth Management, LLC | 9,852 | $74K | 0.0% | 2026-Q2 |
| BNP PARIBAS FINANCIAL MARKETS added | 9,812 | $73K | 0.0% | 2026-Q2 |
| Allied Private Wealth LLC new | 7,153 | $51K | 0.0% | 2026-Q2 |
| Farther Finance Advisors, LLC trimmed | 6,309 | $47K | 0.0% | 2026-Q2 |
| Integrated Wealth Concepts LLC new | 5,343 | $40K | 0.0% | 2026-Q2 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 4,000 | $30K | 0.0% | 2026-Q2 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 3,580 | $27K | 0.0% | 2026-Q2 |
| Wilmington Savings Fund Society, FSB | 3,363 | $25K | 0.0% | 2026-Q2 |
| Tower Research Capital LLC (TRC) added | 3,347 | $25K | 0.0% | 2026-Q2 |
| HIGHLINE WEALTH PARTNERS LLC new | 3,175 | $24K | 0.0% | 2026-Q2 |
| Key Capital Management, INC trimmed | 3,122 | $23K | 0.0% | 2026-Q2 |
| NOMURA ASSET MANAGEMENT CO LTD added | 3,066 | $23K | 0.0% | 2026-Q2 |
| PRIVATE TRUST CO NA | 2,530 | $19K | 0.0% | 2026-Q2 |
| Global Retirement Partners, LLC trimmed | 2,347 | $18K | 0.0% | 2026-Q2 |
| Burk Holdings LLC | 2,106 | $16K | 0.0% | 2026-Q2 |
| Triumph Capital Management added | 1,850 | $14K | 0.0% | 2026-Q2 |
| Arax Advisory Partners new | 1,440 | $11K | 0.0% | 2026-Q2 |
| Financial Network Wealth Advisors LLC | 1,426 | $11K | 0.0% | 2026-Q2 |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.