Who owns PFLT (PFLT)
Which tracked institutional funds hold PFLT, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See PFLT company fundamentals →
Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
The tracked-fund tape on PFLT is one-sided between 2025-Q4 and 2026-Q1: 7 added or opened and 22 trimmed or exited — on balance reducing.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
PFLT’s largest tracked holder by dollar value, Sound Income Strategies, LLC, sizes it at 1.9% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 1.9pp conviction gap — its largest holder concentrates the name more heavily than the typical one.
Book-share is each fund’s reported value in PFLT divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2025-Q4 and 2026-Q1, across 133 tracked filers holding PFLT, 74 increased or opened the position and 63 reduced or closed it; over the same quarter, open-market insider Form 4s were net purchases.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in PFLT between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 2
- Independent Advisor Alliance$1M
- Tidal Investments LLC$849K
Full exits 4
- MARSHALL WACE, LLP$7M
- Truffle Hound Capital, LLC$6M
- JANE STREET GROUP, LLC$2M
- STATE STREET CORP$1M
Largest adds
- UBS Group AG$4M
- Invesco Ltd.$3M
- Diameter Capital Partners LP$2M
- Naviter Wealth, LLC$442K
- GOLDMAN SACHS GROUP INC$257K
Largest trims
- VAN ECK ASSOCIATES CORP$7M
- MILLENNIUM MANAGEMENT LLC$5M
- Sound Income Strategies, LLC$5M
- Altshuler Shaham Ltd$4M
- Qube Research & Technologies Ltd$3M
- BlackRock, Inc.$3M
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| Sound Income Strategies, LLC added | 4,940,809 | $40M | 17.4% | 2026-Q1 |
| UBS Group AG added | 2,020,025 | $16M | 7.1% | 2026-Q1 |
| Invesco Ltd. added | 1,807,110 | $15M | 6.4% | 2026-Q1 |
| VAN ECK ASSOCIATES CORP trimmed | 1,805,312 | $15M | 6.4% | 2026-Q1 |
| Diameter Capital Partners LP added | 1,655,246 | $13M | 5.9% | 2026-Q1 |
| Altshuler Shaham Ltd trimmed | 1,029,172 | $8M | 3.6% | 2026-Q1 |
| Legal & General Group Plc added | 765,087 | $6M | 2.7% | 2026-Q1 |
| MORGAN STANLEY added | 601,660 | $5M | 2.1% | 2026-Q1 |
| LPL Financial LLC trimmed | 399,594 | $3M | 1.4% | 2026-Q1 |
| BlackRock, Inc. trimmed | 385,021 | $3M | 1.4% | 2026-Q1 |
| Advisors Asset Management, Inc. added | 359,336 | $3M | 1.3% | 2026-Q1 |
| TWO SIGMA INVESTMENTS, LP trimmed | 293,681 | $2M | 1.0% | 2026-Q1 |
| GraniteShares Advisors LLC trimmed | 262,767 | $2M | 0.9% | 2026-Q1 |
| OSAIC HOLDINGS, INC. added | 216,435 | $2M | 0.8% | 2026-Q1 |
| Qube Research & Technologies Ltd trimmed | 188,207 | $2M | 0.7% | 2026-Q1 |
| Trexquant Investment LP trimmed | 177,765 | $1M | 0.6% | 2026-Q1 |
| NewEdge Wealth, LLC added | 177,682 | $1M | 0.6% | 2026-Q1 |
| Muzinich & Co., Inc. added | 171,904 | $1M | 0.6% | 2026-Q1 |
| MILLENNIUM MANAGEMENT LLC trimmed | 160,994 | $1M | 0.6% | 2026-Q1 |
| XTX Topco Ltd trimmed | 147,801 | $1M | 0.5% | 2026-Q1 |
| Sumitomo Mitsui Trust Group, Inc. | 147,213 | $1M | 0.5% | 2026-Q1 |
| PFG Investments, LLC added | 140,523 | $1M | 0.5% | 2026-Q1 |
| Independent Advisor Alliance new | 137,500 | $1M | 0.5% | 2026-Q1 |
| Krilogy Financial LLC | 123,880 | $1M | 0.5% | 2026-Q1 |
| CANADA LIFE ASSURANCE Co trimmed | 108,194 | $874K | 0.4% | 2026-Q1 |
| Tidal Investments LLC trimmed | 105,656 | $849K | 0.4% | 2026-Q1 |
| PFG Advisors added | 99,022 | $796K | 0.4% | 2026-Q1 |
| Cerity Partners LLC added | 86,563 | $696K | 0.3% | 2026-Q1 |
| VARCOV Co. trimmed | 85,730 | $689K | 0.3% | 2026-Q1 |
| Cambridge Investment Research Advisors, Inc. added | 85,245 | $685K | 0.3% | 2026-Q1 |
| Naviter Wealth, LLC added | 78,217 | $636K | 0.3% | 2026-Q1 |
| CastleKnight Management LP | 79,100 | $636K | 0.3% | 2026-Q1 |
| Virtus Investment Advisers, LLC trimmed | 75,014 | $603K | 0.3% | 2026-Q1 |
| Yelin Lapidot Holdings Management Ltd. | 74,427 | $598K | 0.3% | 2026-Q1 |
| GOLDMAN SACHS GROUP INC added | 72,446 | $582K | 0.3% | 2026-Q1 |
| HighTower Advisors, LLC added | 71,580 | $576K | 0.3% | 2026-Q1 |
| Cetera Investment Advisers added | 69,941 | $562K | 0.2% | 2026-Q1 |
| GUGGENHEIM CAPITAL LLC added | 67,534 | $543K | 0.2% | 2026-Q1 |
| BANK OF AMERICA CORP /DE/ trimmed | 55,056 | $443K | 0.2% | 2026-Q1 |
| COMMONWEALTH EQUITY SERVICES, LLC added | 52,991 | $426K | 0.2% | 2026-Q1 |
| ENVESTNET ASSET MANAGEMENT INC added | 49,530 | $398K | 0.2% | 2026-Q1 |
| STIFEL FINANCIAL CORP trimmed | 47,307 | $380K | 0.2% | 2026-Q1 |
| DENALI ADVISORS LLC trimmed | 47,034 | $378K | 0.2% | 2026-Q1 |
| Andina Capital Management, LLC new | 46,947 | $377K | 0.2% | 2026-Q1 |
| Foundations Investment Advisors, LLC added | 44,997 | $362K | 0.2% | 2026-Q1 |
| Sovran Advisors, LLC added | 37,801 | $339K | 0.1% | 2026-Q1 |
| Janney Montgomery Scott LLC added | 41,802 | $336K | 0.1% | 2026-Q1 |
| OXFORD ASSET MANAGEMENT LLP trimmed | 37,243 | $299K | 0.1% | 2026-Q1 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP added | 37,125 | $298K | 0.1% | 2026-Q1 |
| DRW Securities, LLC trimmed | 33,205 | $267K | 0.1% | 2026-Q1 |
| WEDBUSH SECURITIES INC trimmed | 32,962 | $265K | 0.1% | 2026-Q1 |
| Freestone Capital Holdings, LLC added | 29,045 | $234K | 0.1% | 2026-Q1 |
| GREENWOOD GEARHART LLC new | 29,000 | $233K | 0.1% | 2026-Q1 |
| ROYAL BANK OF CANADA added | 27,629 | $222K | 0.1% | 2026-Q1 |
| CERTUITY, LLC | 26,658 | $214K | 0.1% | 2026-Q1 |
| Strategic Financial Concepts, LLC trimmed | 26,239 | $211K | 0.1% | 2026-Q1 |
| Brevan Howard Capital Management LP trimmed | 25,455 | $205K | 0.1% | 2026-Q1 |
| Ethos Financial Group, LLC | 21,308 | $198K | 0.1% | 2026-Q1 |
| WELLS FARGO & COMPANY/MN trimmed | 24,385 | $196K | 0.1% | 2026-Q1 |
| Cornerstone Wealth Management, LLC trimmed | 22,612 | $182K | 0.1% | 2026-Q1 |
| AE Wealth Management LLC added | 22,546 | $181K | 0.1% | 2026-Q1 |
| M&T Bank Corp added | 21,899 | $176K | 0.1% | 2026-Q1 |
| PW Nova Financial Services LLC added | 21,547 | $173K | 0.1% | 2026-Q1 |
| BEACON INVESTMENT ADVISORS LLC added | 21,346 | $172K | 0.1% | 2026-Q1 |
| Avior Wealth Management, LLC new | 20,751 | $167K | 0.1% | 2026-Q1 |
| CALTON & ASSOCIATES, INC. added | 20,574 | $165K | 0.1% | 2026-Q1 |
| Mariner, LLC added | 20,186 | $162K | 0.1% | 2026-Q1 |
| RAYMOND JAMES FINANCIAL INC added | 19,268 | $155K | 0.1% | 2026-Q1 |
| SCOGGIN MANAGEMENT LP added | 1,469,691 | $16M | 7.2% | 2025-Q1 stale |
| MARSHALL WACE, LLP trimmed | 771,048 | $7M | 3.1% | 2025-Q4 stale |
| TWO SIGMA ADVISERS, LP trimmed | 653,075 | $7M | 3.0% | 2025-Q2 stale |
| CITADEL ADVISORS LLC added | 571,655 | $6M | 2.8% | 2025-Q1 stale |
| Truffle Hound Capital, LLC new | 600,000 | $6M | 2.4% | 2025-Q4 stale |
| TrueMark Investments, LLC added | 310,616 | $3M | 1.5% | 2025-Q1 stale |
| BALYASNY ASSET MANAGEMENT L.P. trimmed | 243,615 | $3M | 1.1% | 2025-Q2 stale |
| Y-Intercept (Hong Kong) Ltd added | 207,207 | $2M | 0.9% | 2025-Q2 stale |
| JANE STREET GROUP, LLC added | 217,228 | $2M | 0.9% | 2025-Q4 stale |
| HRT FINANCIAL LP added | 151,195 | $2M | 0.7% | 2025-Q1 stale |
| Magnetar Financial LLC new | 132,368 | $1M | 0.7% | 2025-Q1 stale |
| STATE STREET CORP added | 107,263 | $1M | 0.4% | 2025-Q4 stale |
| D. E. Shaw & Co., Inc. added | 87,212 | $976K | 0.4% | 2025-Q1 stale |
| MQS Management LLC added | 93,964 | $835K | 0.4% | 2025-Q3 stale |
| Graypoint LLC added | 75,302 | $778K | 0.3% | 2025-Q2 stale |
| AMERIPRISE FINANCIAL INC trimmed | 67,972 | $604K | 0.3% | 2025-Q3 stale |
| Nebula Research & Development LLC added | 56,045 | $579K | 0.3% | 2025-Q2 stale |
| NATIXIS | 44,576 | $395K | 0.2% | 2025-Q3 stale |
| Quadrature Capital Ltd added | 43,217 | $384K | 0.2% | 2025-Q3 stale |
| Quantbot Technologies LP added | 40,986 | $380K | 0.2% | 2025-Q4 stale |
| Vantage Financial Partners, LLC | 38,499 | $357K | 0.2% | 2025-Q4 stale |
| ExodusPoint Capital Management, LP trimmed | 32,900 | $340K | 0.1% | 2025-Q2 stale |
| Virtu Financial LLC added | 37,407 | $333K | 0.1% | 2025-Q3 stale |
| Jump Financial, LLC added | 34,519 | $320K | 0.1% | 2025-Q4 stale |
| SIMPLEX TRADING, LLC added | 30,528 | $315K | 0.1% | 2025-Q2 stale |
| Closed-End Fund Advisors, Inc. new | 30,683 | $284K | 0.1% | 2025-Q4 stale |
| Synergy Investment Management, LLC added | 27,102 | $241K | 0.1% | 2025-Q3 stale |
| Dynamic Technology Lab Private Ltd added | 26,707 | $237K | 0.1% | 2025-Q3 stale |
| Facet Wealth, Inc. new | 19,805 | $186K | 0.1% | 2025-Q4 stale |
| Aquatic Capital Management LLC trimmed | 19,921 | $185K | 0.1% | 2025-Q4 stale |
| PharVision Advisers, LLC trimmed | 17,494 | $162K | 0.1% | 2025-Q4 stale |
| OPTIMUM INVESTMENT ADVISORS | 17,500 | $156K | 0.1% | 2025-Q3 stale |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.