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Institutional Ownership · SEC Form 13F

Who owns OPTU (OPTU)


Which tracked institutional funds hold OPTU, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See OPTU company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

180
Institutional holders
301,115,898
Shares held (tracked funds)
63.2%
Of shares outstanding

How the tape is positioned

The tracked-fund tape on OPTU is one-sided between 2025-Q4 and 2026-Q1: 12 added or opened and 52 trimmed or exited — on balance reducing.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

OPTU’s largest tracked holder by dollar value, VANGUARD GROUP INC, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp gap the other way — the median holder sizes OPTU more heavily than its largest holder by dollar value does.

Book-share is each fund’s reported value in OPTU divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 180 tracked filers holding OPTU, 97 increased or opened the position and 72 reduced or closed it; over the same quarter, open-market insider Form 4 buying and selling roughly offset.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in OPTU between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 5

  • VANGUARD CAPITAL MANAGEMENT LLC$15M
  • VANGUARD PORTFOLIO MANAGEMENT LLC$12M
  • MILFAM LLC$11M
  • Centerbridge Partners, L.P.$6M
  • VANGUARD FIDUCIARY TRUST CO$2M

Full exits 6

  • VANGUARD GROUP INC$43M
  • NORGES BANK$8M
  • Diameter Capital Partners LP$5M
  • SHENKMAN CAPITAL MANAGEMENT INC$1M
  • Optimize Financial Inc$1M
  • COMPASS ROSE ASSET MANAGEMENT, LP$825K

Largest adds

  • Point72 Asset Management, L.P.$4M
  • Hudson Bay Capital Management LP$3M
  • EverSource Wealth Advisors, LLC$3M
  • LMR Partners LLP$2M
  • JPMORGAN CHASE & CO$2M
  • BW Gestao de Investimentos Ltda.$503K

Largest trims

  • MILLENNIUM MANAGEMENT LLC$12M
  • Empyrean Capital Partners, LP$9M
  • DEUTSCHE BANK AG\$7M
  • BlackRock, Inc.$7M
  • FOURSIXTHREE CAPITAL LP$6M
  • D. E. Shaw & Co., Inc.$5M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
Empyrean Capital Partners, LP trimmed24,578,407$32M6.5%2026-Q1
BlackRock, Inc. added20,503,954$27M5.4%2026-Q1
DEUTSCHE BANK AG\ trimmed15,159,949$20M4.0%2026-Q1
VANGUARD CAPITAL MANAGEMENT LLC new11,661,929$15M3.1%2026-Q1
Hudson Bay Capital Management LP added10,542,481$14M2.8%2026-Q1
JPMORGAN CHASE & CO added10,422,665$14M2.8%2026-Q1
MILLENNIUM MANAGEMENT LLC trimmed9,523,665$12M2.5%2026-Q1
VANGUARD PORTFOLIO MANAGEMENT LLC new9,426,644$12M2.5%2026-Q1
MILFAM LLC new8,770,000$11M2.3%2026-Q1
GOLDMAN SACHS GROUP INC added8,671,089$11M2.3%2026-Q1
D. E. Shaw & Co., Inc. trimmed8,573,169$11M2.3%2026-Q1
REDWOOD CAPITAL MANAGEMENT, LLC8,189,270$11M2.2%2026-Q1
KING STREET CAPITAL MANAGEMENT, L.P.8,032,126$10M2.1%2026-Q1
NOMURA HOLDINGS INC added7,424,867$10M2.0%2026-Q1
OAKTREE CAPITAL MANAGEMENT LP trimmed7,330,490$10M1.9%2026-Q1
CHARLES SCHWAB INVESTMENT MANAGEMENT INC trimmed6,661,291$9M1.8%2026-Q1
CARRONADE CAPITAL MANAGEMENT, LP added6,573,682$9M1.7%2026-Q1
STATE STREET CORP added6,366,822$8M1.7%2026-Q1
GEODE CAPITAL MANAGEMENT, LLC trimmed6,176,126$8M1.6%2026-Q1
Apollo Management Holdings, L.P.6,104,649$8M1.6%2026-Q1
CastleKnight Management LP added5,436,531$7M1.4%2026-Q1
Point72 Asset Management, L.P. added5,267,508$7M1.4%2026-Q1
LOOMIS SAYLES & CO L P5,084,853$7M1.3%2026-Q1
Senator Investment Group LP5,000,000$6M1.3%2026-Q1
Centerbridge Partners, L.P. new4,679,533$6M1.2%2026-Q1
MORGAN STANLEY trimmed3,976,182$5M1.1%2026-Q1
Cerberus Capital Management, L.P.3,940,785$5M1.0%2026-Q1
RENAISSANCE TECHNOLOGIES LLC trimmed3,931,600$5M1.0%2026-Q1
Mount Capital Ltd3,889,664$5M1.0%2026-Q1
ARES MANAGEMENT LLC3,547,478$5M0.9%2026-Q1
CITADEL ADVISORS LLC trimmed3,277,470$4M0.9%2026-Q1
LMR Partners LLP added2,899,632$4M0.8%2026-Q1
Silver Rock Financial LP2,800,000$4M0.7%2026-Q1
Kite Lake Capital Management (UK) LLP2,489,335$3M0.7%2026-Q1
140 Summer Partners LP trimmed2,485,717$3M0.7%2026-Q1
Paloma Partners Management Co added2,363,922$3M0.6%2026-Q1
EverSource Wealth Advisors, LLC added67,069$3M0.6%2026-Q1
HG Vora Capital Management, LLC2,300,000$3M0.6%2026-Q1
NORTHERN TRUST CORP added2,268,979$3M0.6%2026-Q1
VANGUARD FIDUCIARY TRUST CO new1,779,630$2M0.5%2026-Q1
Bracebridge Capital, LLC trimmed1,765,918$2M0.5%2026-Q1
ROYAL BANK OF CANADA trimmed1,705,207$2M0.5%2026-Q1
Helix Partners Management LP added1,700,000$2M0.5%2026-Q1
DIMENSIONAL FUND ADVISORS LP trimmed1,662,387$2M0.4%2026-Q1
BW Gestao de Investimentos Ltda. added1,631,757$2M0.4%2026-Q1
AQR CAPITAL MANAGEMENT LLC added1,582,295$2M0.4%2026-Q1
Saba Capital Management, L.P.1,356,888$2M0.4%2026-Q1
FOURSIXTHREE CAPITAL LP trimmed1,310,063$2M0.3%2026-Q1
READYSTATE ASSET MANAGEMENT LP added1,230,769$2M0.3%2026-Q1
BANK OF AMERICA CORP /DE/ added1,082,376$1M0.3%2026-Q1
MHR FUND MANAGEMENT LLC1,070,800$1M0.3%2026-Q1
Rokos Capital Management LLP1,000,000$1M0.3%2026-Q1
MACKENZIE FINANCIAL CORP added978,673$1M0.3%2026-Q1
UBS Group AG trimmed896,379$1M0.2%2026-Q1
Alta Fundamental Advisers LLC750,000$975K0.2%2026-Q1
Bank of New York Mellon Corp trimmed702,254$913K0.2%2026-Q1
Taconic Capital Advisors LP added676,779$880K0.2%2026-Q1
Nuveen, LLC added575,079$748K0.2%2026-Q1
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC trimmed546,695$711K0.1%2026-Q1
WOLVERINE ASSET MANAGEMENT LLC475,441$618K0.1%2026-Q1
Invesco Ltd. added469,487$610K0.1%2026-Q1
Swiss National Bank467,200$607K0.1%2026-Q1
FEDERATED HERMES, INC. added437,011$568K0.1%2026-Q1
PEAK6 LLC added396,790$516K0.1%2026-Q1
Mitsubishi UFJ Trust & Banking Corp trimmed395,434$514K0.1%2026-Q1
SUSQUEHANNA INTERNATIONAL GROUP, LLP added304,565$396K0.1%2026-Q1
Allianz Asset Management GmbH added303,821$395K0.1%2026-Q1
ALLIANCEBERNSTEIN L.P.236,500$390K0.1%2026-Q1
MIRABELLA FINANCIAL SERVICES LLP added300,000$390K0.1%2026-Q1
RHUMBLINE ADVISERS added291,643$379K0.1%2026-Q1
EntryPoint Capital, LLC added291,175$379K0.1%2026-Q1
Jefferies Financial Group Inc. trimmed240,000$312K0.1%2026-Q1
AlTi Global, Inc. added231,060$300K0.1%2026-Q1
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM trimmed226,752$295K0.1%2026-Q1
ACADIAN ASSET MANAGEMENT LLC added228,332$294K0.1%2026-Q1
VANGUARD GROUP INC trimmed25,899,074$43M8.7%2025-Q4 stale
PRIMECAP MANAGEMENT CO/CA/4,869,860$12M2.4%2025-Q3 stale
NORGES BANK added4,623,111$8M1.6%2025-Q4 stale
MASSACHUSETTS FINANCIAL SERVICES CO /MA/ added3,076,556$7M1.3%2025-Q2 stale
SONA ASSET MANAGEMENT (US) LLC trimmed2,600,000$6M1.3%2025-Q3 stale
Diameter Capital Partners LP trimmed3,188,947$5M1.1%2025-Q4 stale
P SCHOENFELD ASSET MANAGEMENT LP trimmed1,805,800$4M0.9%2025-Q3 stale
TUDOR INVESTMENT CORP ET AL trimmed1,112,705$2M0.5%2025-Q2 stale
Jain Global LLC new794,441$2M0.4%2025-Q3 stale
BRUNI J V & CO /CO trimmed693,226$2M0.3%2025-Q3 stale
SHENKMAN CAPITAL MANAGEMENT INC trimmed863,189$1M0.3%2025-Q4 stale
FIRST TRUST ADVISORS LP trimmed569,385$1M0.3%2025-Q3 stale
HRT FINANCIAL LP added446,079$1M0.2%2025-Q1 stale
Optimize Financial Inc added671,334$1M0.2%2025-Q4 stale
TWO SIGMA ADVISERS, LP trimmed494,951$1M0.2%2025-Q2 stale
FIL Ltd trimmed380,000$1M0.2%2025-Q1 stale
COMPASS ROSE ASSET MANAGEMENT, LP trimmed500,000$825K0.2%2025-Q4 stale
ExodusPoint Capital Management, LP trimmed305,692$737K0.2%2025-Q3 stale
Brevan Howard Capital Management LP added248,271$598K0.1%2025-Q3 stale
Assenagon Asset Management S.A. added246,194$593K0.1%2025-Q3 stale
J. Goldman & Co LP new275,000$454K0.1%2025-Q4 stale
FRANKLIN RESOURCES INC added170,395$411K0.1%2025-Q3 stale
Rafferty Asset Management, LLC trimmed139,069$335K0.1%2025-Q3 stale
Fiduciary Trust Co added154,061$330K0.1%2025-Q2 stale
GSA CAPITAL PARTNERS LLP trimmed114,546$305K0.1%2025-Q1 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership