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Institutional Ownership · SEC Form 13F

Who owns OCTZ


Which tracked institutional funds hold OCTZ, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See OCTZ company fundamentals →

Ownership as of the 2026-Q1 13F filings (latest filed 2026-05-15). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

30
Institutional holders
983K
Shares held (tracked funds)

How the tape is positioned

The tracked-fund tape on OCTZ is one-sided between 2025-Q4 and 2026-Q1: 9 added or opened and 1 trimmed or exited — on balance accumulating.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

OCTZ’s largest tracked holder by dollar value, AE Wealth Management LLC, sizes it at 0.1% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.1pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in OCTZ divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 30 tracked filers holding OCTZ, 23 increased or opened the position and 7 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in OCTZ between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 6

  • Wellment Financial$1M
  • POM Investment Strategies, LLC$1M
  • SMART Wealth LLC$800K
  • Outlook Wealth Advisors, LLC$660K
  • FWG Investments, LLC.$557K
  • Elevated Capital Advisors, LLC$523K

Largest adds

  • AE Wealth Management LLC$13M
  • TrueMark Investments, LLC$3M
  • Networth Advisors, LLC$357K

Largest trims

  • Lloyd Advisory Services, LLC.$2M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
AE Wealth Management LLC added425,730$17M42.8%2026-Q1
TrueMark Investments, LLC added274,021$11M27.5%2026-Q1
Authentikos Wealth Advisory, LLC added49,442$2M5.0%2026-Q1
Wellment Financial new34,825$1M3.5%2026-Q1
POM Investment Strategies, LLC new28,397$1M2.9%2026-Q1
SMART Wealth LLC new19,460$800K2.0%2026-Q1
Outlook Wealth Advisors, LLC new16,049$660K1.6%2026-Q1
FWG Investments, LLC. new13,560$557K1.4%2026-Q1
Elevated Capital Advisors, LLC new12,731$523K1.3%2026-Q1
Integrated Wealth Management new11,963$492K1.2%2026-Q1
B.O.S.S. Retirement Advisors, LLC trimmed11,072$455K1.1%2026-Q1
OLD MISSION CAPITAL LLC trimmed10,548$434K1.1%2026-Q1
HOWARD BAILEY SECURITIES, LLC added10,425$428K1.0%2026-Q1
FSA Advisors, Inc. new9,483$390K1.0%2026-Q1
Networth Advisors, LLC added9,145$376K0.9%2026-Q1
LifeWealth Investments, LLC added6,524$268K0.7%2026-Q1
Great Lakes Retirement, Inc. trimmed5,613$231K0.6%2026-Q1
Aptus Capital Advisors, LLC5,500$226K0.6%2026-Q1
Retirement Planning Group, LLC trimmed5,001$206K0.5%2026-Q1
Quest 10 Wealth Builders, Inc. added4,990$205K0.5%2026-Q1
Csenge Advisory Group new4,964$204K0.5%2026-Q1
Capital Investment Advisory Services, LLC added3,520$145K0.4%2026-Q1
JPMORGAN CHASE & CO new2,892$116K0.3%2026-Q1
Kingdom Financial Group LLC. added2,262$93K0.2%2026-Q1
Lloyd Advisory Services, LLC. trimmed2,262$93K0.2%2026-Q1
OSAIC HOLDINGS, INC. added1,315$54K0.1%2026-Q1
Arax Advisory Partners600$25K0.1%2026-Q1
Key Capital Management, INC new313$13K0.0%2026-Q1
Decker Retirement Planning Inc. new173$7K0.0%2026-Q1
UBS Group AG added89$4K0.0%2026-Q1
WOLVERINE TRADING, LLC new5,683$246K0.6%2025-Q3 stale
Weaver Consulting Group new4,754$207K0.5%2025-Q3 stale
Kestra Advisory Services, LLC new973$41K0.1%2025-Q4 stale
ASSETMARK, INC new8$3400.0%2025-Q4 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

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