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Institutional Ownership · SEC Form 13F

Who owns Ocugen (OCGN)


Which tracked institutional funds hold OCGN, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See OCGN company fundamentals →

Ownership as of the 2026-Q2 13F filings (latest filed 2026-09-22). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

143
Institutional holders
143M
Shares held (tracked funds)
45.9%
Of shares outstanding

How the tape is positioned

18 tracked funds added or opened OCGN while 24 trimmed or exited it between 2026-Q1 and 2026-Q2 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

OCGN’s largest tracked holder by dollar value, BlackRock, Inc., sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in OCGN divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2026-Q1 and 2026-Q2, across 143 tracked filers holding OCGN, 86 increased or opened the position and 62 reduced or closed it; over the same quarter, open-market insider Form 4s were net purchases.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in OCGN between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 3

  • Nuveen, LLC$1M
  • RHUMBLINE ADVISERS$521K
  • DEUTSCHE BANK AG\$517K

Full exits 6

  • JANE STREET GROUP, LLC$7M
  • Rinkey Investments$2M
  • Virtu Financial LLC$1M
  • Brevan Howard Capital Management LP$811K
  • HRT FINANCIAL LP$681K
  • Jain Global LLC$504K

Largest adds

  • BlackRock, Inc.$28M
  • STATE STREET CORP$15M
  • GEODE CAPITAL MANAGEMENT, LLC$6M
  • VANGUARD PORTFOLIO MANAGEMENT LLC$3M
  • NORTHERN TRUST CORP$3M
  • Hennion & Walsh Asset Management, Inc.$2M

Largest trims

  • MARSHALL WACE, LLP$9M
  • UBS Group AG$5M
  • CITADEL ADVISORS LLC$4M
  • MILLENNIUM MANAGEMENT LLC$4M
  • Qube Research & Technologies Ltd$3M
  • VANGUARD CAPITAL MANAGEMENT LLC$3M

Institutional holders

One row per tracked fund, most shares held first (every row is from one quarter; reported value breaks ties). “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding.

FundSharesReported value% of valueQuarter
BlackRock, Inc. added27,002,933$41M18.9%2026-Q2
STATE STREET CORP added21,469,307$33M15.0%2026-Q2
VANGUARD CAPITAL MANAGEMENT LLC added14,372,598$22M10.0%2026-Q2
MILLENNIUM MANAGEMENT LLC added13,943,252$21M9.7%2026-Q2
GEODE CAPITAL MANAGEMENT, LLC added8,871,013$14M6.2%2026-Q2
RTW INVESTMENTS, LP6,666,666$10M4.7%2026-Q2
UBS Group AG trimmed5,177,508$8M3.6%2026-Q2
Ikarian Capital, LLC3,962,972$6M2.8%2026-Q2
GMT Capital Corp3,505,398$5M2.5%2026-Q2
MARSHALL WACE, LLP trimmed3,410,257$5M2.4%2026-Q2
VANGUARD PORTFOLIO MANAGEMENT LLC added3,329,446$5M2.3%2026-Q2
Hennion & Walsh Asset Management, Inc. added2,830,397$4M2.0%2026-Q2
NORTHERN TRUST CORP added2,747,562$4M1.9%2026-Q2
VANGUARD FIDUCIARY TRUST CO added2,367,144$4M1.7%2026-Q2
TWO SIGMA INVESTMENTS, LP trimmed2,230,179$3M1.6%2026-Q2
Qube Research & Technologies Ltd trimmed2,203,407$3M1.5%2026-Q2
BANK OF AMERICA CORP /DE/ added1,990,636$3M1.4%2026-Q2
BOOTHBAY FUND MANAGEMENT, LLC1,097,742$2M0.8%2026-Q2
CHARLES SCHWAB INVESTMENT MANAGEMENT INC added1,042,537$2M0.7%2026-Q2
GOLDMAN SACHS GROUP INC trimmed1,020,894$2M0.7%2026-Q2
SUSQUEHANNA INTERNATIONAL GROUP, LLP added1,020,479$2M0.7%2026-Q2
Nuveen, LLC added823,461$1M0.6%2026-Q2
Bank of New York Mellon Corp added808,835$1M0.6%2026-Q2
CITADEL ADVISORS LLC trimmed783,322$1M0.5%2026-Q2
CITIGROUP INC added548,591$839K0.4%2026-Q2
Headlands Technologies LLC added511,575$783K0.4%2026-Q2
Point72 Asset Management, L.P. trimmed477,821$731K0.3%2026-Q2
Procyon Advisors, LLC added440,738$674K0.3%2026-Q2
Aster Capital Management (DIFC) Ltd398,073$386K0.2%2026-Q2
Rafferty Asset Management, LLC added388,775$595K0.3%2026-Q2
MORGAN STANLEY trimmed375,656$575K0.3%2026-Q2
BARCLAYS PLC added366,579$561K0.3%2026-Q2
RHUMBLINE ADVISERS trimmed340,493$521K0.2%2026-Q2
DEUTSCHE BANK AG\ added337,905$517K0.2%2026-Q2
WELLS FARGO & COMPANY/MN added320,617$491K0.2%2026-Q2
OSAIC HOLDINGS, INC. added307,575$471K0.2%2026-Q2
BNP PARIBAS FINANCIAL MARKETS added297,285$455K0.2%2026-Q2
Voleon Capital Management LP trimmed296,996$454K0.2%2026-Q2
PRICE T ROWE ASSOCIATES INC /MD/ added280,639$430K0.2%2026-Q2
SILVERBACK ASSET MANAGEMENT LLC new250,000$382K0.2%2026-Q2
WELLINGTON MANAGEMENT GROUP LLP trimmed243,600$373K0.2%2026-Q2
NewEdge Advisors, LLC added237,180$363K0.2%2026-Q2
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. added201,858$315K0.1%2026-Q2
MetLife Investment Management, LLC added201,464$308K0.1%2026-Q2
DIADEMA PARTNERS LP200,000$306K0.1%2026-Q2
PROFUND ADVISORS LLC added196,198$300K0.1%2026-Q2
Invesco Ltd. added183,628$281K0.1%2026-Q2
ALLIANCEBERNSTEIN L.P. added178,880$324K0.1%2026-Q2
Mitsubishi UFJ Asset Management Co., Ltd. trimmed172,265$264K0.1%2026-Q2
GROUP ONE TRADING LLC trimmed162,793$249K0.1%2026-Q2
JPMORGAN CHASE & CO added157,112$262K0.1%2026-Q2
TWO SIGMA SECURITIES, LLC added156,027$239K0.1%2026-Q2
FMR LLC added150,078$230K0.1%2026-Q2
Squarepoint Ops LLC trimmed136,711$209K0.1%2026-Q2
Vanguard Global Advisers, LLC133,705$205K0.1%2026-Q2
Quadrature Capital Ltd trimmed104,322$160K0.1%2026-Q2
CANADA PENSION PLAN INVESTMENT BOARD trimmed101,800$156K0.1%2026-Q2
Police & Firemen's Retirement System of New Jersey added100,792$154K0.1%2026-Q2
MANUFACTURERS LIFE INSURANCE COMPANY, THE trimmed92,761$142K0.1%2026-Q2
NEW YORK STATE COMMON RETIREMENT FUND added90,000$138K0.1%2026-Q2
CORA CAPITAL ADVISORS LLC added89,220$137K0.1%2026-Q2
SEI INVESTMENTS CO added87,495$134K0.1%2026-Q2
VOYA INVESTMENT MANAGEMENT LLC trimmed65,243$100K0.0%2026-Q2
INTECH INVESTMENT MANAGEMENT LLC trimmed60,826$93K0.0%2026-Q2
PRUDENTIAL FINANCIAL INC added57,855$89K0.0%2026-Q2
E Fund Management Co., Ltd. added54,817$84K0.0%2026-Q2
State of Wyoming added51,322$79K0.0%2026-Q2
Persistent Asset Partners Ltd50,559$77K0.0%2026-Q2
ProShare Advisors LLC trimmed44,746$68K0.0%2026-Q2
AXQ CAPITAL, LP new42,769$65K0.0%2026-Q2
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO trimmed42,000$64K0.0%2026-Q2
VICTORY CAPITAL MANAGEMENT INC added38,475$59K0.0%2026-Q2
Caitong International Asset Management Co., Ltd trimmed34,181$52K0.0%2026-Q2
Legal & General Group Plc added33,153$51K0.0%2026-Q2
XPONANCE LLC added32,576$50K0.0%2026-Q2
Ameritas Investment Partners, Inc. added31,014$47K0.0%2026-Q2
Mariner, LLC trimmed29,516$45K0.0%2026-Q2
Ethic Inc. trimmed28,638$44K0.0%2026-Q2
Vanguard Personalized Indexing Management, LLC trimmed28,361$43K0.0%2026-Q2
Russell Investments Group, Ltd. added27,829$43K0.0%2026-Q2
Verdence Capital Advisors LLC26,500$41K0.0%2026-Q2
Cetera Investment Advisers added25,451$39K0.0%2026-Q2
Baldwin Investment Management, LLC25,000$38K0.0%2026-Q2
SmartHarvest Portfolios, LLC22,653$35K0.0%2026-Q2
Creative Planning trimmed21,837$33K0.0%2026-Q2
SIMPLEX TRADING, LLC trimmed21,381$33K0.0%2026-Q2
TRUEFG, LLC21,000$32K0.0%2026-Q2
Tower Research Capital LLC (TRC) trimmed20,543$31K0.0%2026-Q2
PRINCIPAL FINANCIAL GROUP INC trimmed20,429$31K0.0%2026-Q2
Diversify Advisory Services, LLC new20,020$25K0.0%2026-Q2
DIVERSIFY WEALTH MANAGEMENT, LLC added20,020$25K0.0%2026-Q2
WINTON GROUP Ltd19,000$29K0.0%2026-Q2
CIBC Bancorp USA Inc. new18,869$29K0.0%2026-Q2
Engineers Gate Manager LP added18,368$28K0.0%2026-Q2
SBI Securities Co., Ltd. trimmed17,915$27K0.0%2026-Q2
GTS SECURITIES LLC trimmed17,858$27K0.0%2026-Q2
LEVEL FOUR ADVISORY SERVICES, LLC17,000$26K0.0%2026-Q2
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC added16,427$24K0.0%2026-Q2
Abel Hall, LLC added15,206$23K0.0%2026-Q2
LPL Financial LLC added15,020$23K0.0%2026-Q2

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership