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Institutional Ownership · SEC Form 13F

Who owns NUV


Which tracked institutional funds hold NUV, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See NUV company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

229
Institutional holders
42M
Shares held (tracked funds)

How the tape is positioned

17 tracked funds added or opened NUV while 15 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

NUV’s largest tracked holder by dollar value, UBS Group AG, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.1% of theirs — a 0.0pp gap the other way — the median holder sizes NUV more heavily than its largest holder by dollar value does.

Book-share is each fund’s reported value in NUV divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 229 tracked filers holding NUV, 98 increased or opened the position and 86 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in NUV between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 1

  • EHRLICH FINANCIAL GROUP$1M

Full exits 4

  • RIVERNORTH CAPITAL MANAGEMENT, LLC$6M
  • SEVEN MILE ADVISORY$4M
  • Tortoise Investment Management, LLC$1M
  • ROBINSON CAPITAL MANAGEMENT, LLC$774K

Largest adds

  • GUGGENHEIM CAPITAL LLC$3M
  • JONES FINANCIAL COMPANIES LLLP$2M
  • Orca Wealth Management, LLC$1M
  • BAR HARBOR WEALTH MANAGEMENT$855K
  • Hennion & Walsh Asset Management, Inc.$723K
  • BENJAMIN EDWARDS INC$710K

Largest trims

  • Focus Partners Wealth$17M
  • 1607 Capital Partners, LLC$12M
  • NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$5M
  • UBS Group AG$2M
  • Granby Capital Management, LLC$2M
  • Congress Park Capital LLC$1M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
UBS Group AG trimmed7,063,225$63M15.8%2026-Q1
MORGAN STANLEY added4,508,563$41M10.1%2026-Q1
GUGGENHEIM CAPITAL LLC added2,914,499$26M6.5%2026-Q1
Hennion & Walsh Asset Management, Inc. added2,440,081$22M5.5%2026-Q1
RAYMOND JAMES FINANCIAL INC added2,201,614$20M4.9%2026-Q1
WELLS FARGO & COMPANY/MN trimmed2,085,136$19M4.7%2026-Q1
LPL Financial LLC added1,154,191$10M2.6%2026-Q1
BANK OF AMERICA CORP /DE/ added1,109,205$10M2.5%2026-Q1
VAN ECK ASSOCIATES CORP added1,066,246$10M2.4%2026-Q1
JONES FINANCIAL COMPANIES LLLP added993,172$9M2.2%2026-Q1
Granby Capital Management, LLC trimmed836,112$8M1.9%2026-Q1
MERCER GLOBAL ADVISORS INC /ADV added740,768$7M1.7%2026-Q1
Chicago Partners Investment Group LLC trimmed683,151$6M1.6%2026-Q1
STIFEL FINANCIAL CORP added667,790$6M1.5%2026-Q1
1607 Capital Partners, LLC trimmed624,720$6M1.4%2026-Q1
ROYAL BANK OF CANADA added620,206$6M1.4%2026-Q1
Congress Park Capital LLC trimmed594,132$5M1.3%2026-Q1
COMMONWEALTH EQUITY SERVICES, LLC added513,250$5M1.1%2026-Q1
Prospera Financial Services Inc added476,156$4M1.1%2026-Q1
Rockefeller Capital Management L.P. added472,560$4M1.1%2026-Q1
BAR HARBOR WEALTH MANAGEMENT added468,825$4M1.0%2026-Q1
Cambridge Investment Research Advisors, Inc. added453,071$4M1.0%2026-Q1
Dynamic Financial Group added268,377$2M0.6%2026-Q1
ROMAN BUTLER FULLERTON & CO added251,547$2M0.6%2026-Q1
AMERIPRISE FINANCIAL INC added240,866$2M0.5%2026-Q1
Sanctuary Advisors, LLC trimmed222,732$2M0.5%2026-Q1
Baird Financial Group, Inc. trimmed220,166$2M0.5%2026-Q1
PKS Advisory Services, LLC added213,222$2M0.5%2026-Q1
Koshinski Asset Management, Inc. trimmed209,454$2M0.5%2026-Q1
Cresta Advisors, Ltd.180,840$2M0.4%2026-Q1
Redwood Family Wealth LLC trimmed163,433$1M0.4%2026-Q1
IBEX WEALTH ADVISORS trimmed162,191$1M0.4%2026-Q1
Janney Montgomery Scott LLC added158,474$1M0.4%2026-Q1
Breakwater Capital Group added156,270$1M0.3%2026-Q1
Orca Wealth Management, LLC added153,108$1M0.3%2026-Q1
Blake Schutter Theil Wealth Advisors, LLC148,378$1M0.3%2026-Q1
Cetera Investment Advisers added146,909$1M0.3%2026-Q1
Mathes Company, Inc.145,000$1M0.3%2026-Q1
Tandem Financial, LLC added139,794$1M0.3%2026-Q1
Kestra Advisory Services, LLC added137,427$1M0.3%2026-Q1
Citizens National Bank Trust Department trimmed136,095$1M0.3%2026-Q1
AlTi Global, Inc.132,210$1M0.3%2026-Q1
OSAIC HOLDINGS, INC. trimmed132,401$1M0.3%2026-Q1
HARMONY ASSET MANAGEMENT LLC added128,200$1M0.3%2026-Q1
High Net Worth Advisory Group LLC added123,000$1M0.3%2026-Q1
SMITH, MOORE & CO. trimmed119,091$1M0.3%2026-Q1
HighTower Advisors, LLC trimmed115,978$1M0.3%2026-Q1
Venturi Wealth Management, LLC added115,692$1M0.3%2026-Q1
ACCREDITED INVESTOR SERVICES, LLC added115,028$1M0.3%2026-Q1
EHRLICH FINANCIAL GROUP new114,669$1M0.3%2026-Q1
Whitaker-Myers Wealth Managers, LTD. added106,023$953K0.2%2026-Q1
Broyhill Asset Management, LLC105,310$947K0.2%2026-Q1
Invesco Ltd. added104,525$940K0.2%2026-Q1
BENJAMIN EDWARDS INC added104,232$937K0.2%2026-Q1
Mesirow Financial Investment Management, Inc. added99,688$896K0.2%2026-Q1
KESTRA PRIVATE WEALTH SERVICES, LLC added99,657$896K0.2%2026-Q1
Stratos Wealth Partners, LTD. added99,019$890K0.2%2026-Q1
Advisors Asset Management, Inc. trimmed98,140$882K0.2%2026-Q1
Concurrent Investment Advisors, LLC92,663$833K0.2%2026-Q1
TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA trimmed91,275$821K0.2%2026-Q1
HOWARD FINANCIAL SERVICES, LTD.90,060$810K0.2%2026-Q1
Allworth Financial LP added89,401$804K0.2%2026-Q1
Steward Partners Investment Advisory, LLC trimmed89,286$803K0.2%2026-Q1
PNC FINANCIAL SERVICES GROUP, INC. added85,702$770K0.2%2026-Q1
SUSQUEHANNA INTERNATIONAL GROUP, LLP trimmed70,902$637K0.2%2026-Q1
SEAMOUNT FINANCIAL GROUP INC trimmed70,782$636K0.2%2026-Q1
Hilltop Holdings Inc. added70,598$635K0.2%2026-Q1
Creative Planning trimmed69,041$621K0.2%2026-Q1
Steadtrust LLC66,000$593K0.1%2026-Q1
Disciplined Investments, LLC added65,480$589K0.1%2026-Q1
RHODES INVESTMENT ADVISORS INC /ADV added61,700$555K0.1%2026-Q1
&PARTNERS added64,646$554K0.1%2026-Q1
Focus Partners Wealth trimmed60,170$541K0.1%2026-Q1
SHEPHERD KAPLAN KROCHUK, LLC60,045$540K0.1%2026-Q1
WCG Wealth Advisors LLC added60,041$540K0.1%2026-Q1
Pathway Financial Advisers, LLC added59,837$538K0.1%2026-Q1
ORLEANS CAPITAL MANAGEMENT CORP/LA59,200$532K0.1%2026-Q1
Ackerman Capital Advisors, LLC added55,811$502K0.1%2026-Q1
JANE STREET GROUP, LLC trimmed54,223$487K0.1%2026-Q1
JAMES INVESTMENT RESEARCH, INC.54,116$487K0.1%2026-Q1
Jacobi Capital Management LLC trimmed53,411$480K0.1%2026-Q1
World Investment Advisors added52,177$469K0.1%2026-Q1
Capital Advisors Wealth Management, LLC added50,170$451K0.1%2026-Q1
VestGen Advisors, LLC added48,891$450K0.1%2026-Q1
Wellington Shields Capital Management, LLC50,000$450K0.1%2026-Q1
DAVENPORT & Co LLC47,906$431K0.1%2026-Q1
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC trimmed47,121$428K0.1%2026-Q1
Summit Financial Wealth Advisors, LLC trimmed47,547$427K0.1%2026-Q1
Callahan Advisors, LLC46,356$417K0.1%2026-Q1
TRUIST FINANCIAL CORP trimmed44,899$404K0.1%2026-Q1
WEDBUSH SECURITIES INC trimmed44,591$401K0.1%2026-Q1
Kovitz Investment Group Partners, LLC trimmed2,653,343$24M5.9%2025-Q3 stale
RIVERNORTH CAPITAL MANAGEMENT, LLC trimmed630,450$6M1.4%2025-Q4 stale
SEVEN MILE ADVISORY trimmed466,238$4M1.1%2025-Q4 stale
True North Advisors, LLC trimmed412,922$4M0.9%2025-Q2 stale
Tortoise Investment Management, LLC trimmed112,749$1M0.3%2025-Q4 stale
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD trimmed101,974$886K0.2%2025-Q2 stale
ROBINSON CAPITAL MANAGEMENT, LLC85,384$774K0.2%2025-Q4 stale
Westchester Capital Management, LLC59,644$518K0.1%2025-Q2 stale
TrueMark Investments, LLC new47,200$424K0.1%2025-Q3 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership