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Institutional Ownership · SEC Form 13F

Who owns NUEM (NUEM)


Which tracked institutional funds hold NUEM, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See NUEM company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

119
Institutional holders
6,890,702
Shares held (tracked funds)

How the tape is positioned

19 tracked funds added or opened NUEM while 8 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

NUEM’s largest tracked holder by dollar value, TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, sizes it at 0.2% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.1pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in NUEM divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 119 tracked filers holding NUEM, 52 increased or opened the position and 45 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in NUEM between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 3

  • TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC$40M
  • OLD MISSION CAPITAL LLC$2M
  • Cerity Partners Retirement Plan Advisors LLC$678K

Full exits 4

  • Envestnet Portfolio Solutions, Inc.$6M
  • Tolleson Wealth Management, Inc.$2M
  • Verus Advisory, Inc.$686K
  • Sepio Capital, LP$648K

Largest adds

  • ENVESTNET ASSET MANAGEMENT INC$7M
  • Cerity Partners OCIO LLC$4M
  • Wealthfront Advisers LLC$3M
  • MORGAN STANLEY$2M
  • BANK OF AMERICA CORP /DE/$1M
  • LPL Financial LLC$821K

Largest trims

  • TIAA TRUST, NATIONAL ASSOCIATION$39M
  • Vestmark Advisory Solutions, Inc.$2M
  • COLDSTREAM CAPITAL MANAGEMENT INC$401K
  • EP Wealth Advisors, LLC$350K

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC new1,084,074$40M14.5%2026-Q1
Wealthfront Advisers LLC added888,758$33M11.9%2026-Q1
Abacus Wealth Partners, LLC added607,867$22M8.1%2026-Q1
MORGAN STANLEY added439,796$16M5.9%2026-Q1
ENVESTNET ASSET MANAGEMENT INC added343,914$13M4.6%2026-Q1
TFC Financial Management, Inc. trimmed292,610$11M3.9%2026-Q1
BANK OF AMERICA CORP /DE/ added260,304$10M3.5%2026-Q1
Colorado Capital Management, Inc. added241,008$9M3.2%2026-Q1
Cerity Partners OCIO LLC added239,972$9M3.2%2026-Q1
LPL Financial LLC added218,820$8M2.9%2026-Q1
COLDSTREAM CAPITAL MANAGEMENT INC trimmed206,692$8M2.8%2026-Q1
Cambridge Investment Research Advisors, Inc. trimmed182,237$7M2.4%2026-Q1
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC added158,758$6M2.1%2026-Q1
Cetera Investment Advisers trimmed100,913$4M1.3%2026-Q1
MISSION WEALTH MANAGEMENT, LP trimmed95,224$3M1.3%2026-Q1
UBS Group AG added84,045$3M1.1%2026-Q1
Allodium Investment Consultants, LLC added80,465$3M1.1%2026-Q1
Evolution Advisers, Inc. added70,995$3M0.9%2026-Q1
Corient Private Wealth LLC added61,314$2M0.8%2026-Q1
Clarity Wealth Development LLC trimmed58,000$2M0.8%2026-Q1
Creative Planning trimmed57,824$2M0.8%2026-Q1
ASSETMARK, INC added54,678$2M0.7%2026-Q1
Pioneer Wealth Management Group added52,076$2M0.7%2026-Q1
OLD MISSION CAPITAL LLC added51,706$2M0.7%2026-Q1
CGC Financial Services, LLC trimmed48,835$2M0.7%2026-Q1
COMMONWEALTH EQUITY SERVICES, LLC added45,437$2M0.6%2026-Q1
Vestmark Advisory Solutions, Inc. trimmed42,853$2M0.6%2026-Q1
Stewardship Advisors, LLC trimmed37,397$1M0.5%2026-Q1
JPMORGAN CHASE & CO added34,022$1M0.4%2026-Q1
Westfuller Advisors, LLC added31,818$1M0.4%2026-Q1
RAYMOND JAMES FINANCIAL INC added31,195$1M0.4%2026-Q1
Orion Porfolio Solutions, LLC trimmed30,769$1M0.4%2026-Q1
CHOREO, LLC27,940$1M0.4%2026-Q1
OSAIC HOLDINGS, INC. trimmed26,824$986K0.4%2026-Q1
Cascade Financial Partners, LLC25,000$918K0.3%2026-Q1
CAPTRUST FINANCIAL ADVISORS23,079$848K0.3%2026-Q1
&PARTNERS added22,236$817K0.3%2026-Q1
WHITTIER TRUST CO22,244$815K0.3%2026-Q1
Concurrent Investment Advisors, LLC added21,028$773K0.3%2026-Q1
Mariner, LLC20,914$768K0.3%2026-Q1
HM PAYSON & CO added20,204$742K0.3%2026-Q1
McNamara Financial Services, Inc. trimmed19,982$734K0.3%2026-Q1
TIAA TRUST, NATIONAL ASSOCIATION trimmed18,885$694K0.3%2026-Q1
Cerity Partners Retirement Plan Advisors LLC new19,239$678K0.2%2026-Q1
Vontobel Holding Ltd.17,440$641K0.2%2026-Q1
GREENUP STREET WEALTH MANAGEMENT LLC trimmed15,836$582K0.2%2026-Q1
Thrivent Financial for Lutherans trimmed15,808$581K0.2%2026-Q1
Equitable Holdings, Inc. added15,250$543K0.2%2026-Q1
Ascentis Independent Advisors trimmed13,327$490K0.2%2026-Q1
First Pacific Financial trimmed11,529$424K0.2%2026-Q1
CGN Advisors LLC trimmed11,323$416K0.2%2026-Q1
EP Wealth Advisors, LLC trimmed11,255$413K0.2%2026-Q1
Addison Advisors LLC11,175$411K0.1%2026-Q1
Davis Wealth Advisors, LLC added10,618$390K0.1%2026-Q1
NATURAL INVESTMENTS, LLC trimmed10,608$389K0.1%2026-Q1
Modera Wealth Management, LLC trimmed10,526$387K0.1%2026-Q1
Heck Capital Advisors, LLC trimmed10,021$368K0.1%2026-Q1
RVW Wealth, LLC9,835$361K0.1%2026-Q1
ASPIRIANT, LLC9,622$354K0.1%2026-Q1
STIFEL FINANCIAL CORP added9,370$344K0.1%2026-Q1
Stratos Wealth Partners, LTD. added9,229$339K0.1%2026-Q1
ROYAL BANK OF CANADA added9,019$331K0.1%2026-Q1
DAVENPORT & Co LLC trimmed7,957$292K0.1%2026-Q1
Carson Advisory Inc.7,861$289K0.1%2026-Q1
Prime Capital Investment Advisors, LLC trimmed7,769$285K0.1%2026-Q1
Bond & Devick Financial Network, Inc. added7,753$285K0.1%2026-Q1
Brooklyn FI, LLC7,723$284K0.1%2026-Q1
MSH Capital Advisors LLC7,550$277K0.1%2026-Q1
UMB Bank, n.a. trimmed7,537$277K0.1%2026-Q1
Greykasell Wealth Strategies, Inc. trimmed7,351$270K0.1%2026-Q1
Charter Oak Capital Management, LLC trimmed7,033$258K0.1%2026-Q1
RIVER'S EDGE WEALTH MANAGEMENT, LLC trimmed6,050$248K0.1%2026-Q1
AMERIPRISE FINANCIAL INC new6,703$246K0.1%2026-Q1
Sound Stewardship, LLC trimmed6,702$246K0.1%2026-Q1
Continuum Advisory, LLC trimmed6,615$243K0.1%2026-Q1
Destiny Wealth Partners, LLC6,058$223K0.1%2026-Q1
Betterment LLC added5,943$218K0.1%2026-Q1
Integrated Wealth Concepts LLC5,898$217K0.1%2026-Q1
Revisor Wealth Management LLC5,869$216K0.1%2026-Q1
Walkner Condon Financial Advisors LLC trimmed5,860$215K0.1%2026-Q1
Emergent Wealth Advisors, LLC trimmed5,529$203K0.1%2026-Q1
CX Institutional added5,489$202K0.1%2026-Q1
Rossby Financial, LCC added4,502$166K0.1%2026-Q1
WealthShield Partners, LLC4,290$158K0.1%2026-Q1
Envestnet Portfolio Solutions, Inc. added168,973$6M2.2%2025-Q4 stale
Cable Hill Partners, LLC added131,725$4M1.4%2025-Q1 stale
CITADEL ADVISORS LLC added67,242$2M0.8%2025-Q2 stale
Tolleson Wealth Management, Inc. trimmed60,308$2M0.8%2025-Q4 stale
JANE STREET GROUP, LLC trimmed50,525$2M0.7%2025-Q3 stale
Orion Portfolio Solutions, LLC added47,508$1M0.5%2025-Q1 stale
Private Advisor Group, LLC trimmed41,137$1M0.5%2025-Q2 stale
Better Money Decisions, LLC added27,458$912K0.3%2025-Q2 stale
Verus Advisory, Inc. new19,239$686K0.2%2025-Q4 stale
Sepio Capital, LP trimmed18,209$648K0.2%2025-Q4 stale
FLOW TRADERS U.S. LLC trimmed10,550$377K0.1%2025-Q3 stale
NewEdge Advisors, LLC added10,240$364K0.1%2025-Q4 stale
HRT FINANCIAL LP new9,777$347K0.1%2025-Q4 stale
SUSQUEHANNA INTERNATIONAL GROUP, LLP trimmed8,339$298K0.1%2025-Q3 stale
LOCKERMAN FINANCIAL GROUP, INC. trimmed5,729$204K0.1%2025-Q4 stale
Tortoise Investment Management, LLC5,206$186K0.1%2025-Q3 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership