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Institutional Ownership · SEC Form 13F

Who owns NOCT


Which tracked institutional funds hold NOCT, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See NOCT company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

101
Institutional holders
3M
Shares held (tracked funds)

How the tape is positioned

7 tracked funds added or opened NOCT while 13 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

NOCT’s largest tracked holder by dollar value, OSAIC HOLDINGS, INC., sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp gap the other way — the median holder sizes NOCT more heavily than its largest holder by dollar value does.

Book-share is each fund’s reported value in NOCT divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 101 tracked filers holding NOCT, 34 increased or opened the position and 54 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in NOCT between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 2

  • World Investment Advisors$2M
  • Cornerstone Wealth, LLC/TN$1M

Full exits 5

  • ORG Partners LLC$2M
  • Cresset Asset Management, LLC$2M
  • Sigma Planning Corp$923K
  • RK Capital Management, LLC/FL$579K
  • Arlington Capital Management, Inc.$524K

Largest adds

  • COMMONWEALTH EQUITY SERVICES, LLC$8M
  • Kestra Advisory Services, LLC$5M
  • JANE STREET GROUP, LLC$2M
  • OLD MISSION CAPITAL LLC$788K
  • Cetera Investment Advisers$634K

Largest trims

  • Element Squared LLC$30M
  • Allworth Financial LP$13M
  • MAI Capital Management$5M
  • OSAIC HOLDINGS, INC.$4M
  • U.S. Capital Wealth Advisors, LLC$421K
  • INVESTMENT MANAGEMENT CORP /VA/ /ADV$397K

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
OSAIC HOLDINGS, INC. trimmed295,397$17M10.3%2026-Q1
COMMONWEALTH EQUITY SERVICES, LLC added263,247$15M9.1%2026-Q1
INVESTMENT MANAGEMENT CORP /VA/ /ADV trimmed183,638$10M6.4%2026-Q1
Kestra Advisory Services, LLC added132,854$7M4.6%2026-Q1
Element Squared LLC trimmed122,309$7M4.2%2026-Q1
Cetera Investment Advisers added113,008$6M3.9%2026-Q1
Janney Montgomery Scott LLC added107,757$6M3.7%2026-Q1
MAI Capital Management trimmed89,870$5M3.1%2026-Q1
TRUIST FINANCIAL CORP added86,120$5M3.0%2026-Q1
LPL Financial LLC trimmed84,016$5M2.9%2026-Q1
PRINCIPAL SECURITIES, INC. added74,681$4M2.6%2026-Q1
ENVESTNET ASSET MANAGEMENT INC trimmed52,271$3M1.8%2026-Q1
Cambridge Investment Research Advisors, Inc. trimmed41,024$2M1.4%2026-Q1
RAYMOND JAMES FINANCIAL INC added36,900$2M1.3%2026-Q1
JANE STREET GROUP, LLC added35,182$2M1.2%2026-Q1
Focus Partners Wealth33,012$2M1.1%2026-Q1
Jacobi Capital Management LLC trimmed31,886$2M1.1%2026-Q1
Certified Advisory Corp trimmed31,869$2M1.1%2026-Q1
CreativeOne Wealth, LLC trimmed31,796$2M1.1%2026-Q1
RED CRANE WEALTH MANAGEMENT, LLC trimmed31,295$2M1.1%2026-Q1
First Heartland Consultants, Inc. trimmed29,022$2M1.0%2026-Q1
Diligent Investors, LLC trimmed28,448$2M1.0%2026-Q1
World Investment Advisors trimmed26,840$2M0.9%2026-Q1
HighTower Advisors, LLC added25,692$1M0.9%2026-Q1
Cornerstone Wealth, LLC/TN new23,385$1M0.9%2026-Q1
BIP Wealth, LLC added24,455$1M0.8%2026-Q1
Valtinson Bruner Financial Planning LLC22,954$1M0.8%2026-Q1
OLD MISSION CAPITAL LLC added22,728$1M0.8%2026-Q1
Merit Financial Group, LLC added21,792$1M0.8%2026-Q1
Brookstone Capital Management trimmed21,018$1M0.7%2026-Q1
Sunbelt Securities, Inc. added18,401$1M0.6%2026-Q1
DHJJ Financial Advisors, Ltd.18,223$1M0.6%2026-Q1
GWN SECURITIES INC. added17,771$1M0.6%2026-Q1
CREATIVE FINANCIAL DESIGNS INC /ADV added16,420$926K0.6%2026-Q1
U.S. Capital Wealth Advisors, LLC trimmed16,236$915K0.6%2026-Q1
CRA Financial Services, LLC trimmed15,275$861K0.5%2026-Q1
CoreCap Advisors, LLC added14,850$837K0.5%2026-Q1
Foundations Investment Advisors, LLC trimmed14,817$835K0.5%2026-Q1
CWM, LLC trimmed14,187$800K0.5%2026-Q1
AE Wealth Management LLC added13,742$775K0.5%2026-Q1
Focus Financial Network, Inc. trimmed13,582$766K0.5%2026-Q1
Mid-American Wealth Advisory Group, Inc.12,859$745K0.5%2026-Q1
SECURED RETIREMENT ADVISORS, LLC added12,340$696K0.4%2026-Q1
IFP Advisors, Inc trimmed11,370$641K0.4%2026-Q1
FORT WASHINGTON INVESTMENT ADVISORS INC /OH/11,000$620K0.4%2026-Q1
Opus Financial Solutions LLC trimmed10,336$583K0.4%2026-Q1
AdvisorNet Financial, Inc trimmed10,045$566K0.3%2026-Q1
Advisory Services Network, LLC9,861$556K0.3%2026-Q1
MML INVESTORS SERVICES, LLC trimmed9,722$548K0.3%2026-Q1
FSA Advisors, Inc. trimmed9,283$523K0.3%2026-Q1
Advisory Alpha, LLC9,040$510K0.3%2026-Q1
Keating Financial Advisory Services, Inc. trimmed8,945$504K0.3%2026-Q1
PlanVest Financial, Inc new8,327$469K0.3%2026-Q1
Liberty Atlantic Advisors LLC trimmed8,292$467K0.3%2026-Q1
THOROUGHBRED FINANCIAL SERVICES, LLC8,142$458K0.3%2026-Q1
Outlook Wealth Advisors, LLC8,067$455K0.3%2026-Q1
CORRADO ADVISORS, LLC trimmed7,984$450K0.3%2026-Q1
PFG Advisors added7,774$438K0.3%2026-Q1
Visionary Wealth Advisors6,861$387K0.2%2026-Q1
Trek Financial, LLC6,711$378K0.2%2026-Q1
Tradition Wealth Management, LLC trimmed6,515$367K0.2%2026-Q1
Advisor OS, LLC new6,514$367K0.2%2026-Q1
Triumph Capital Management new5,586$315K0.2%2026-Q1
Global Trust Wealth Management LLC5,550$313K0.2%2026-Q1
Freedom Investment Management, Inc. trimmed5,537$312K0.2%2026-Q1
MMA ASSET MANAGEMENT LLC5,293$298K0.2%2026-Q1
Prime Capital Investment Advisors, LLC added5,009$282K0.2%2026-Q1
Allworth Financial LP trimmed4,995$282K0.2%2026-Q1
Sequoia Financial Advisors, LLC4,857$274K0.2%2026-Q1
TrustBank trimmed4,735$267K0.2%2026-Q1
Arkadios Wealth Advisors trimmed4,695$265K0.2%2026-Q1
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC added4,510$257K0.2%2026-Q1
CENTAURUS FINANCIAL, INC.4,550$256K0.2%2026-Q1
Vantage Point Financial LLC4,370$246K0.2%2026-Q1
TopTier Wealth Management, LLC4,261$240K0.1%2026-Q1
Sound View Wealth Advisors Group, LLC trimmed4,233$239K0.1%2026-Q1
Archer Investment Corp4,025$227K0.1%2026-Q1
Beacon Pointe Advisors, LLC new3,931$222K0.1%2026-Q1
Capital Analysts, LLC3,862$217K0.1%2026-Q1
Phoenix Financial Ltd. trimmed3,835$216K0.1%2026-Q1
Steward Partners Investment Advisory, LLC trimmed3,834$216K0.1%2026-Q1
Onyx Bridge Wealth Group LLC new82,689$4M2.5%2025-Q1 stale
Gradient Investments LLC31,371$2M1.1%2025-Q3 stale
ORG Partners LLC added28,332$2M1.0%2025-Q4 stale
Cresset Asset Management, LLC new26,378$2M0.9%2025-Q4 stale
Strategic Blueprint, LLC added24,621$1M0.9%2025-Q3 stale
Sigma Planning Corp trimmed15,961$923K0.6%2025-Q4 stale
FOUNDERS FINANCIAL SECURITIES LLC new14,553$793K0.5%2025-Q2 stale
GOLDMAN SACHS GROUP INC added15,513$771K0.5%2025-Q1 stale
AVANTAX ADVISORY SERVICES, INC. trimmed12,243$667K0.4%2025-Q2 stale
RK Capital Management, LLC/FL10,000$579K0.4%2025-Q4 stale
Arlington Capital Management, Inc. trimmed9,048$524K0.3%2025-Q4 stale
Arete Wealth Advisors, LLC added6,531$378K0.2%2025-Q4 stale
Atria Wealth Solutions, Inc.6,843$373K0.2%2025-Q2 stale
Ascent Wealth Partners, LLC new5,188$300K0.2%2025-Q4 stale
SUSQUEHANNA INTERNATIONAL GROUP, LLP trimmed5,156$293K0.2%2025-Q3 stale
WEDBUSH SECURITIES INC5,269$287K0.2%2025-Q2 stale
BCS Wealth Management added4,830$280K0.2%2025-Q4 stale
BLVD Private Wealth, LLC trimmed4,417$256K0.2%2025-Q4 stale
Summit Wealth Partners, LLC4,094$223K0.1%2025-Q2 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership