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Institutional Ownership · SEC Form 13F

Who owns NOCT


Which tracked institutional funds hold NOCT, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See NOCT company fundamentals →

Ownership as of the 2026-Q2 13F filings (latest filed 2026-08-25). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

98
Institutional holders
2M
Shares held (tracked funds)

How the tape is positioned

16 tracked funds added or opened NOCT while 14 trimmed or exited it between 2026-Q1 and 2026-Q2 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

NOCT’s largest tracked holder by dollar value, OSAIC HOLDINGS, INC., sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in NOCT divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2026-Q1 and 2026-Q2, across 98 tracked filers holding NOCT, 27 increased or opened the position and 57 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in NOCT between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 4

  • JPMORGAN CHASE & CO$2M
  • SUSQUEHANNA INTERNATIONAL GROUP, LLP$1M
  • Arax Advisory Partners$825K
  • Simplicity Wealth,LLC$670K

Full exits 7

  • Janney Montgomery Scott LLC$6M
  • Cambridge Investment Research Advisors, Inc.$2M
  • HighTower Advisors, LLC$1M
  • Sunbelt Securities, Inc.$1M
  • U.S. Capital Wealth Advisors, LLC$915K
  • CWM, LLC$800K

Largest adds

  • OSAIC HOLDINGS, INC.$4M
  • PRINCIPAL SECURITIES, INC.$4M
  • INVESTMENT MANAGEMENT CORP /VA/ /ADV$1M
  • COMMONWEALTH EQUITY SERVICES, LLC$1M
  • OLD MISSION CAPITAL LLC$985K
  • TRUIST FINANCIAL CORP$688K

Largest trims

  • MAI Capital Management$3M
  • Kestra Advisory Services, LLC$3M
  • Cetera Investment Advisers$1M
  • JANE STREET GROUP, LLC$905K
  • AE Wealth Management LLC$586K
  • Element Squared LLC$292K

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
OSAIC HOLDINGS, INC. added332,809$21M13.6%2026-Q2
COMMONWEALTH EQUITY SERVICES, LLC trimmed255,126$16M10.4%2026-Q2
INVESTMENT MANAGEMENT CORP /VA/ /ADV added184,121$12M7.5%2026-Q2
PRINCIPAL SECURITIES, INC. added124,009$8M5.1%2026-Q2
Element Squared LLC trimmed105,583$7M4.3%2026-Q2
TRUIST FINANCIAL CORP added88,637$6M3.6%2026-Q2
Cetera Investment Advisers trimmed85,764$5M3.5%2026-Q2
LPL Financial LLC trimmed81,991$5M3.3%2026-Q2
Kestra Advisory Services, LLC trimmed75,703$5M3.1%2026-Q2
ENVESTNET ASSET MANAGEMENT INC trimmed51,995$3M2.1%2026-Q2
OLD MISSION CAPITAL LLC added36,236$2M1.5%2026-Q2
RED CRANE WEALTH MANAGEMENT, LLC added33,966$2M1.4%2026-Q2
MAI Capital Management trimmed32,591$2M1.3%2026-Q2
Certified Advisory Corp trimmed31,248$2M1.3%2026-Q2
RAYMOND JAMES FINANCIAL INC trimmed29,906$2M1.2%2026-Q2
Focus Partners Wealth trimmed28,710$2M1.2%2026-Q2
Diligent Investors, LLC trimmed28,198$2M1.1%2026-Q2
JPMORGAN CHASE & CO new26,292$2M1.1%2026-Q2
Jacobi Capital Management LLC trimmed24,886$2M1.0%2026-Q2
First Heartland Consultants, Inc. trimmed24,698$2M1.0%2026-Q2
World Investment Advisors26,840$2M1.0%2026-Q2
CreativeOne Wealth, LLC trimmed24,074$2M1.0%2026-Q2
Cornerstone Wealth, LLC/TN23,385$1M1.0%2026-Q2
BIP Wealth, LLC trimmed23,166$1M0.9%2026-Q2
Valtinson Bruner Financial Planning LLC22,954$1M0.9%2026-Q2
Brookstone Capital Management added21,902$1M0.9%2026-Q2
Merit Financial Group, LLC trimmed21,536$1M0.9%2026-Q2
GWN SECURITIES INC. added19,377$1M0.8%2026-Q2
DHJJ Financial Advisors, Ltd. trimmed17,875$1M0.7%2026-Q2
JANE STREET GROUP, LLC trimmed17,237$1M0.7%2026-Q2
Mid-American Wealth Advisory Group, Inc. added16,526$1M0.7%2026-Q2
CREATIVE FINANCIAL DESIGNS INC /ADV16,420$1M0.7%2026-Q2
SUSQUEHANNA INTERNATIONAL GROUP, LLP added16,219$1M0.7%2026-Q2
CoreCap Advisors, LLC added15,766$986K0.6%2026-Q2
CRA Financial Services, LLC15,275$955K0.6%2026-Q2
Foundations Investment Advisors, LLC trimmed13,680$855K0.6%2026-Q2
Focus Financial Network, Inc.13,582$849K0.6%2026-Q2
Arax Advisory Partners new13,199$825K0.5%2026-Q2
SECURED RETIREMENT ADVISORS, LLC added12,600$788K0.5%2026-Q2
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC added10,760$674K0.4%2026-Q2
Simplicity Wealth,LLC new10,708$670K0.4%2026-Q2
MML INVESTORS SERVICES, LLC added10,392$650K0.4%2026-Q2
IFP Advisors, Inc trimmed10,365$648K0.4%2026-Q2
Advisory Services Network, LLC9,861$617K0.4%2026-Q2
Freedom Investment Management, Inc. added9,619$601K0.4%2026-Q2
Advisory Alpha, LLC9,040$565K0.4%2026-Q2
FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ trimmed9,000$563K0.4%2026-Q2
Keating Financial Advisory Services, Inc. trimmed8,929$558K0.4%2026-Q2
FSA Advisors, Inc. trimmed8,358$523K0.3%2026-Q2
PlanVest Financial, Inc8,327$521K0.3%2026-Q2
Liberty Atlantic Advisors LLC8,292$518K0.3%2026-Q2
CORRADO ADVISORS, LLC trimmed7,929$496K0.3%2026-Q2
AdvisorNet Financial, Inc trimmed7,843$490K0.3%2026-Q2
PFG Advisors trimmed7,427$464K0.3%2026-Q2
AXXCESS WEALTH MANAGEMENT, LLC new7,368$461K0.3%2026-Q2
Advus Financial Partners, LLC trimmed6,399$400K0.3%2026-Q2
Advisor OS, LLC trimmed6,339$396K0.3%2026-Q2
Outlook Wealth Advisors, LLC trimmed6,213$388K0.3%2026-Q2
Trek Financial, LLC trimmed5,972$373K0.2%2026-Q2
Visionary Wealth Advisors trimmed5,674$355K0.2%2026-Q2
Prime Capital Investment Advisors, LLC added5,595$350K0.2%2026-Q2
LYNX CAPITAL GROUP LTD /ADV5,565$348K0.2%2026-Q2
Global Trust Wealth Management LLC5,550$347K0.2%2026-Q2
Triumph Capital Management trimmed5,318$333K0.2%2026-Q2
MMA ASSET MANAGEMENT LLC5,293$331K0.2%2026-Q2
Sequoia Financial Advisors, LLC4,857$304K0.2%2026-Q2
Allworth Financial LP trimmed4,756$297K0.2%2026-Q2
TrustBank4,735$296K0.2%2026-Q2
Tradition Wealth Management, LLC trimmed4,498$281K0.2%2026-Q2
Vantage Point Financial LLC4,370$273K0.2%2026-Q2
TopTier Wealth Management, LLC4,261$266K0.2%2026-Q2
Sound View Wealth Advisors Group, LLC4,233$265K0.2%2026-Q2
Archer Investment Corp4,025$252K0.2%2026-Q2
Beacon Pointe Advisors, LLC trimmed3,914$245K0.2%2026-Q2
J.W. COLE ADVISORS, INC. new3,850$241K0.2%2026-Q2
Steward Partners Investment Advisory, LLC3,834$240K0.2%2026-Q2
Michels Family Financial, LLC3,809$238K0.2%2026-Q2
CALTON & ASSOCIATES, INC.3,809$238K0.2%2026-Q2
Keystone Wealth Services, LLC trimmed3,557$222K0.1%2026-Q2
Carmel Capital Partners, LLC new3,550$222K0.1%2026-Q2
Phoenix Financial Ltd. trimmed3,515$220K0.1%2026-Q2
MTM FINANCIAL GROUP, LLC trimmed3,404$213K0.1%2026-Q2
FIDUCIARY FINANCIAL ADVISORS new3,104$194K0.1%2026-Q2
AE Wealth Management LLC trimmed3,023$189K0.1%2026-Q2
Noble Wealth Management PBC trimmed2,858$179K0.1%2026-Q2
WealthShield Partners, LLC1,990$124K0.1%2026-Q2
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC1,459$91K0.1%2026-Q2
HARBOUR INVESTMENTS, INC. trimmed1,335$83K0.1%2026-Q2
Capital Investment Advisory Services, LLC1,201$75K0.0%2026-Q2
MORGAN STANLEY568$36K0.0%2026-Q2
LANARK FINANCIAL, INC.450$28K0.0%2026-Q2
PRIVATE TRUST CO NA440$28K0.0%2026-Q2
Vision Retirement, LLC new213$13K0.0%2026-Q2
Integrated Wealth Concepts LLC new200$13K0.0%2026-Q2
Luminist Capital LLC trimmed199$12K0.0%2026-Q2
O'SHAUGHNESSY ASSET MANAGEMENT, LLC189$12K0.0%2026-Q2
Caitlin John, LLC157$10K0.0%2026-Q2
PFS Partners, LLC70$4K0.0%2026-Q2
Janney Montgomery Scott LLC added107,757$6M4.0%2026-Q1 stale (1 quarter behind)
Cambridge Investment Research Advisors, Inc. trimmed41,024$2M1.5%2026-Q1 stale (1 quarter behind)

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership