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Institutional Ownership · SEC Form 13F

Who owns Nomura Holdings, Inc. (NMR)


Which tracked institutional funds hold NMR, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See NMR company fundamentals →

Ownership as of the 2026-Q1 13F filings (latest filed 2026-05-18). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

333
Institutional holders
101M
Shares held (tracked funds)
3.5%
Of shares outstanding

How the tape is positioned

48 tracked funds added or opened NMR while 31 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

NMR’s largest tracked holder by dollar value, LPL Financial LLC, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in NMR divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 299 tracked filers holding NMR, 210 increased or opened the position and 89 reduced or closed it; over the same quarter, open-market insider Form 4s were net purchases.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in NMR between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 8

  • Bensler, LLC$20M
  • Gradient Investments LLC$5M
  • Integrated Quantitative Investments LLC$4M
  • COMMONWEALTH EQUITY SERVICES, LLC$4M
  • HighPoint Advisor Group LLC$3M
  • OLD MISSION CAPITAL LLC$3M

Full exits 9

  • Journey Advisory Group, LLC$5M
  • Prosperity Wealth Management, Inc.$3M
  • MARSHALL WACE, LLP$1M
  • XTX Topco Ltd$1M
  • AlphaCore Capital LLC$1M
  • Forum Financial Management, LP$788K

Largest adds

  • JANE STREET GROUP, LLC$39M
  • Horizon Wealth Management, LLC$18M
  • FMR LLC$11M
  • Qube Research & Technologies Ltd$10M
  • Private Advisor Group, LLC$8M
  • Pacific Wealth Management$8M

Largest trims

  • NOMURA ASSET MANAGEMENT INTERNATIONAL INC.$62M
  • VALLEY WEALTH MANAGERS, INC.$24M
  • Goldstein Advisors, LLC$21M
  • LPL Financial LLC$21M
  • M&T Bank Corp$18M
  • VestGen Advisors, LLC$14M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
LPL Financial LLC added5,187,330$133M11.6%2026-Q1
DONALD SMITH & CO., INC. added13,169,493$104M9.1%2026-Q1
Fisher Asset Management, LLC trimmed13,091,620$103M9.1%2026-Q1
MORGAN STANLEY added10,577,455$83M7.3%2026-Q1
NOMURA ASSET MANAGEMENT INTERNATIONAL INC. added2,957,972$76M6.6%2026-Q1
GOLDMAN SACHS GROUP INC added5,547,608$44M3.8%2026-Q1
BlackRock, Inc. added5,421,666$43M3.7%2026-Q1
FMR LLC added4,194,899$33M2.9%2026-Q1
JANE STREET GROUP, LLC added718,925$32M2.8%2026-Q1
DIMENSIONAL FUND ADVISORS LP trimmed3,150,585$25M2.2%2026-Q1
ENVESTNET ASSET MANAGEMENT INC added522,982$24M2.1%2026-Q1
Pacific Wealth Management added493,825$22M2.0%2026-Q1
NORTHERN TRUST CORP added2,594,124$20M1.8%2026-Q1
Quantinno Capital Management LP added2,547,208$20M1.8%2026-Q1
Bensler, LLC new441,859$20M1.7%2026-Q1
RENAISSANCE TECHNOLOGIES LLC added2,312,237$18M1.6%2026-Q1
&PARTNERS added377,542$17M1.5%2026-Q1
TRUIST FINANCIAL CORP added317,569$14M1.3%2026-Q1
WINCAP FINANCIAL LLC trimmed302,069$14M1.2%2026-Q1
Goldstein Advisors, LLC trimmed273,894$12M1.1%2026-Q1
Qube Research & Technologies Ltd added1,357,623$11M0.9%2026-Q1
Ethic Inc. added1,123,117$9M0.8%2026-Q1
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC trimmed311,184$8M0.7%2026-Q1
CITADEL ADVISORS LLC trimmed161,220$7M0.6%2026-Q1
MILLENNIUM MANAGEMENT LLC trimmed860,693$7M0.6%2026-Q1
CHARLES SCHWAB INVESTMENT MANAGEMENT INC added843,726$7M0.6%2026-Q1
Trexquant Investment LP added732,566$6M0.5%2026-Q1
Creative Planning added698,705$6M0.5%2026-Q1
AQR CAPITAL MANAGEMENT LLC added696,957$5M0.5%2026-Q1
Gradient Investments LLC new594,862$5M0.4%2026-Q1
Carrera Capital Advisors trimmed575,559$5M0.4%2026-Q1
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP added523,616$4M0.4%2026-Q1
Integrated Quantitative Investments LLC added495,744$4M0.3%2026-Q1
COMMONWEALTH EQUITY SERVICES, LLC added81,804$4M0.3%2026-Q1
JPMORGAN CHASE & CO added460,930$4M0.3%2026-Q1
HighPoint Advisor Group LLC new71,662$3M0.3%2026-Q1
HighTower Advisors, LLC trimmed69,495$3M0.3%2026-Q1
Mariner, LLC added385,169$3M0.3%2026-Q1
OLD MISSION CAPITAL LLC added64,263$3M0.3%2026-Q1
Vanguard Personalized Indexing Management, LLC trimmed351,457$3M0.2%2026-Q1
WELLS FARGO & COMPANY/MN added337,306$3M0.2%2026-Q1
RAYMOND JAMES FINANCIAL INC added326,239$3M0.2%2026-Q1
Russell Investments Group, Ltd. added318,437$3M0.2%2026-Q1
Cerity Partners LLC added317,596$3M0.2%2026-Q1
Proactive Wealth Strategies LLC added95,940$2M0.2%2026-Q1
Vident Advisory, LLC added307,268$2M0.2%2026-Q1
O'SHAUGHNESSY ASSET MANAGEMENT, LLC added256,487$2M0.2%2026-Q1
Bank of New York Mellon Corp added252,736$2M0.2%2026-Q1
NEW YORK STATE COMMON RETIREMENT FUND added247,872$2M0.2%2026-Q1
Pathstone Holdings, LLC added241,714$2M0.2%2026-Q1
NATIXIS ADVISORS, LLC added236,878$2M0.2%2026-Q1
MERCER GLOBAL ADVISORS INC /ADV added219,181$2M0.2%2026-Q1
PNC FINANCIAL SERVICES GROUP, INC. added212,526$2M0.1%2026-Q1
Cambridge Investment Research Advisors, Inc. trimmed34,923$2M0.1%2026-Q1
D. E. Shaw & Co., Inc. trimmed190,679$2M0.1%2026-Q1
Horizon Wealth Management, LLC added57,581$1M0.1%2026-Q1
ASSETMARK, INC added183,873$1M0.1%2026-Q1
MAINSTAY CAPITAL MANAGEMENT LLC /ADV trimmed31,178$1M0.1%2026-Q1
Crossmark Global Holdings, Inc. trimmed177,041$1M0.1%2026-Q1
Laird Norton Wetherby Trust Company, LLC trimmed173,077$1M0.1%2026-Q1
Sequoia Financial Advisors, LLC added166,873$1M0.1%2026-Q1
Callan Family Office, LLC trimmed166,576$1M0.1%2026-Q1
UBS Group AG added146,340$1M0.1%2026-Q1
Brooklyn Investment Group added138,212$1M0.1%2026-Q1
US BANCORP \DE\ trimmed134,930$1M0.1%2026-Q1
BANK OF AMERICA CORP /DE/ trimmed134,289$1M0.1%2026-Q1
IEQ CAPITAL, LLC added128,361$1M0.1%2026-Q1
SIGNATUREFD, LLC added122,257$965K0.1%2026-Q1
Focus Partners Wealth added116,188$939K0.1%2026-Q1
RHUMBLINE ADVISERS added118,021$931K0.1%2026-Q1
MARIETTA INVESTMENT PARTNERS LLC trimmed108,752$858K0.1%2026-Q1
COLDSTREAM CAPITAL MANAGEMENT INC added108,641$857K0.1%2026-Q1
DAVENPORT & Co LLC new18,535$836K0.1%2026-Q1
OSAIC HOLDINGS, INC. added18,527$836K0.1%2026-Q1
VestGen Advisors, LLC trimmed12,798$802K0.1%2026-Q1
VALLEY WEALTH MANAGERS, INC. trimmed30,101$771K0.1%2026-Q1
Ellevest, Inc. added95,502$754K0.1%2026-Q1
BSW Wealth Partners added94,474$745K0.1%2026-Q1
Aaron Wealth Advisors LLC added93,153$735K0.1%2026-Q1
FIRST TRUST ADVISORS LP added91,225$720K0.1%2026-Q1
Summit Global Investments added88,990$702K0.1%2026-Q1
Lester Murray Antman dba SimplyRich added88,146$695K0.1%2026-Q1
AMERIPRISE FINANCIAL INC added84,787$669K0.1%2026-Q1
EVERGREEN CAPITAL MANAGEMENT LLC trimmed81,613$644K0.1%2026-Q1
Venturi Wealth Management, LLC added81,410$642K0.1%2026-Q1
MACQUARIE GROUP LTD added3,251,832$98M8.6%2025-Q3 stale
Journey Advisory Group, LLC added611,486$5M0.4%2025-Q4 stale
Prosperity Wealth Management, Inc. added76,514$2M0.2%2025-Q4 stale
TORONTO DOMINION BANK added340,000$2M0.2%2025-Q2 stale
MARSHALL WACE, LLP trimmed176,116$1M0.1%2025-Q4 stale
XTX Topco Ltd added136,149$1M0.1%2025-Q4 stale
LMR Partners LLP added174,417$1M0.1%2025-Q1 stale
AlphaCore Capital LLC trimmed127,194$1M0.1%2025-Q4 stale
Callan Capital, LLC added155,985$959K0.1%2025-Q1 stale
Laird Norton Wetherby Wealth Management, LLC added130,916$952K0.1%2025-Q3 stale
Forum Financial Management, LP93,911$788K0.1%2025-Q4 stale
MANGROVE PARTNERS IM, LLC new118,858$782K0.1%2025-Q2 stale
ABC ARBITRAGE SA trimmed117,412$773K0.1%2025-Q2 stale
SG Trading Solutions, LLC new81,210$681K0.1%2025-Q4 stale
Centiva Capital, LP added71,899$603K0.1%2025-Q4 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership