Skip to main content Skip to main content
Institutional Ownership · SEC Form 13F

Who owns Annaly Capital Management, Inc. (NLY)


Which tracked institutional funds hold NLY, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See NLY company fundamentals →

Ownership as of the 2026-Q1 13F filings (latest filed 2026-05-18). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

768
Institutional holders
410M
Shares held (tracked funds)
58.1%
Of shares outstanding

How the tape is positioned

132 tracked funds added or opened NLY while 134 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

NLY’s largest tracked holder by dollar value, BlackRock, Inc., sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in NLY divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 767 tracked filers holding NLY, 463 increased or opened the position and 278 reduced or closed it; over the same quarter, open-market insider Form 4 buying and selling roughly offset.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in NLY between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 35

  • VANGUARD CAPITAL MANAGEMENT LLC$677M
  • VANGUARD PORTFOLIO MANAGEMENT LLC$651M
  • VANGUARD FIDUCIARY TRUST CO$94M
  • Advisors Capital Management, LLC$62M
  • VANGUARD ASSET MANAGEMENT, Ltd$7M
  • Vanguard Investments Australia, Ltd.$7M

Full exits 35

  • VANGUARD GROUP INC$1.4B
  • Brandywine Global Investment Management, LLC$62M
  • KING STREET CAPITAL MANAGEMENT, L.P.$32M
  • Balyasny Asset Management L.P.$21M
  • Schonfeld Strategic Advisors LLC$20M
  • Connor, Clark & Lunn Investment Management Ltd.$17M

Largest adds

  • Invesco Ltd.$68M
  • CITADEL ADVISORS LLC$58M
  • FRANKLIN RESOURCES INC$47M
  • AMERIPRISE FINANCIAL INC$44M
  • KBC Group NV$28M
  • JPMORGAN CHASE & CO$24M

Largest trims

  • BlackRock, Inc.$320M
  • PRICE T ROWE ASSOCIATES INC /MD/$222M
  • Allspring Global Investments Holdings, LLC$108M
  • D. E. Shaw & Co., Inc.$23M
  • Clarity Financial LLC$20M
  • MORGAN STANLEY$19M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
BlackRock, Inc. trimmed67,454,203$1.4B14.9%2026-Q1
VANGUARD CAPITAL MANAGEMENT LLC new32,013,588$677M7.1%2026-Q1
VANGUARD PORTFOLIO MANAGEMENT LLC new30,769,036$651M6.8%2026-Q1
STATE STREET CORP added28,154,144$615M6.4%2026-Q1
GEODE CAPITAL MANAGEMENT, LLC added19,950,049$422M4.4%2026-Q1
PRICE T ROWE ASSOCIATES INC /MD/ trimmed18,459,111$390M4.1%2026-Q1
FMR LLC added14,220,917$301M3.1%2026-Q1
Allspring Global Investments Holdings, LLC trimmed13,490,574$285M3.0%2026-Q1
NORTHERN TRUST CORP added7,439,218$157M1.6%2026-Q1
NORGES BANK trimmed7,151,551$145M1.5%2026-Q1
MORGAN STANLEY trimmed6,475,806$137M1.4%2026-Q1
Invesco Ltd. added6,235,319$132M1.4%2026-Q1
D. E. Shaw & Co., Inc. trimmed5,887,625$125M1.3%2026-Q1
JPMORGAN CHASE & CO added5,431,243$115M1.2%2026-Q1
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC trimmed5,257,414$111M1.2%2026-Q1
CHARLES SCHWAB INVESTMENT MANAGEMENT INC added5,237,622$111M1.2%2026-Q1
KBC Group NV added4,976,006$105M1.1%2026-Q1
Bank of New York Mellon Corp added4,962,690$105M1.1%2026-Q1
VANGUARD FIDUCIARY TRUST CO new4,446,410$94M1.0%2026-Q1
AMERIPRISE FINANCIAL INC added3,562,608$75M0.8%2026-Q1
Amundi added3,361,211$71M0.7%2026-Q1
CITADEL ADVISORS LLC added3,075,764$65M0.7%2026-Q1
LSV ASSET MANAGEMENT added3,069,067$65M0.7%2026-Q1
Advisors Capital Management, LLC added2,915,472$62M0.6%2026-Q1
VAN ECK ASSOCIATES CORP added2,889,651$61M0.6%2026-Q1
PFA Pension, Forsikringsaktieselskab trimmed2,764,052$58M0.6%2026-Q1
FRANKLIN RESOURCES INC added2,699,704$57M0.6%2026-Q1
BANK OF AMERICA CORP /DE/ added2,570,040$54M0.6%2026-Q1
UBS Group AG added2,212,369$47M0.5%2026-Q1
VICTORY CAPITAL MANAGEMENT INC added2,144,157$45M0.5%2026-Q1
Legal & General Group Plc added2,131,298$45M0.5%2026-Q1
Swiss National Bank added2,004,500$42M0.4%2026-Q1
RHUMBLINE ADVISERS added1,965,097$42M0.4%2026-Q1
DEUTSCHE BANK AG\ added1,722,770$36M0.4%2026-Q1
SCHRODER INVESTMENT MANAGEMENT GROUP added1,648,490$35M0.4%2026-Q1
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM added1,630,670$34M0.4%2026-Q1
PRINCIPAL FINANCIAL GROUP INC added1,619,032$34M0.4%2026-Q1
Russell Investments Group, Ltd. trimmed1,598,836$34M0.4%2026-Q1
SEI INVESTMENTS CO trimmed1,585,452$34M0.4%2026-Q1
WELLS FARGO & COMPANY/MN trimmed1,552,046$33M0.3%2026-Q1
DANSKE BANK A/S added1,517,600$32M0.3%2026-Q1
Swedbank AB added1,434,379$30M0.3%2026-Q1
Cetera Investment Advisers added1,396,384$30M0.3%2026-Q1
ROYAL BANK OF CANADA added1,380,706$29M0.3%2026-Q1
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. added1,378,945$29M0.3%2026-Q1
FIRST TRUST ADVISORS LP added1,377,674$29M0.3%2026-Q1
LPL Financial LLC added1,346,409$28M0.3%2026-Q1
BARCLAYS PLC trimmed1,338,032$28M0.3%2026-Q1
Nuveen, LLC added1,336,049$28M0.3%2026-Q1
ALLIANCEBERNSTEIN L.P. added1,239,255$28M0.3%2026-Q1
ENVESTNET ASSET MANAGEMENT INC added1,297,168$27M0.3%2026-Q1
MILLENNIUM MANAGEMENT LLC added1,237,393$26M0.3%2026-Q1
California Public Employees Retirement System added1,202,606$25M0.3%2026-Q1
Retirement Systems of Alabama added1,102,654$23M0.2%2026-Q1
Sumitomo Mitsui Trust Group, Inc. trimmed1,096,428$23M0.2%2026-Q1
GOLDMAN SACHS GROUP INC trimmed1,028,883$22M0.2%2026-Q1
OSAIC HOLDINGS, INC. added913,539$19M0.2%2026-Q1
AQR CAPITAL MANAGEMENT LLC trimmed900,912$19M0.2%2026-Q1
RAYMOND JAMES FINANCIAL INC added871,919$18M0.2%2026-Q1
Mediolanum International Funds Ltd added750,640$16M0.2%2026-Q1
WELLINGTON MANAGEMENT GROUP LLP added750,876$16M0.2%2026-Q1
Allianz Asset Management GmbH added711,439$15M0.2%2026-Q1
Mitsubishi UFJ Asset Management Co., Ltd. added707,943$15M0.2%2026-Q1
IBEX WEALTH ADVISORS added670,031$14M0.1%2026-Q1
BNP PARIBAS ASSET MANAGEMENT Holding S.A. added647,284$14M0.1%2026-Q1
BNP PARIBAS FINANCIAL MARKETS trimmed590,930$12M0.1%2026-Q1
CITIGROUP INC trimmed572,179$12M0.1%2026-Q1
Zurcher Kantonalbank (Zurich Cantonalbank) trimmed567,885$12M0.1%2026-Q1
NEW YORK STATE TEACHERS RETIREMENT SYSTEM trimmed548,548$12M0.1%2026-Q1
Columbus Macro, LLC added542,605$11M0.1%2026-Q1
AVIVA PLC added506,399$11M0.1%2026-Q1
NEW YORK STATE COMMON RETIREMENT FUND added488,884$10M0.1%2026-Q1
Tredje AP-fonden added474,561$10M0.1%2026-Q1
Dupree Financial Group, LLC added474,512$10M0.1%2026-Q1
NEUBERGER BERMAN GROUP LLC trimmed451,215$10M0.1%2026-Q1
RENAISSANCE TECHNOLOGIES LLC added448,222$9M0.1%2026-Q1
United Super Pty Ltd in its capacity as Trustee for the Construction & Building Unions Superannuation Fund added442,667$9M0.1%2026-Q1
Janney Montgomery Scott LLC added435,667$9M0.1%2026-Q1
STOREBRAND ASSET MANAGEMENT AS trimmed430,129$9M0.1%2026-Q1
TD Asset Management Inc added415,368$9M0.1%2026-Q1
Apollon Wealth Management, LLC added409,484$9M0.1%2026-Q1
COMMONWEALTH EQUITY SERVICES, LLC added400,549$8M0.1%2026-Q1
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM396,894$8M0.1%2026-Q1
MANUFACTURERS LIFE INSURANCE COMPANY, THE trimmed392,128$8M0.1%2026-Q1
QRG CAPITAL MANAGEMENT, INC. added386,259$8M0.1%2026-Q1
Universal- Beteiligungs- und Servicegesellschaft mbH added380,457$8M0.1%2026-Q1
Korea Investment CORP added378,582$8M0.1%2026-Q1
Pictet Asset Management Holding SA added374,434$8M0.1%2026-Q1
MERCER GLOBAL ADVISORS INC /ADV trimmed372,025$8M0.1%2026-Q1
VANGUARD GROUP INC added62,716,043$1.4B14.7%2025-Q4 stale
Brandywine Global Investment Management, LLC trimmed2,771,945$62M0.6%2025-Q4 stale
KING STREET CAPITAL MANAGEMENT, L.P. added1,426,225$32M0.3%2025-Q4 stale
Balyasny Asset Management L.P. trimmed930,294$21M0.2%2025-Q4 stale
Schonfeld Strategic Advisors LLC added907,212$20M0.2%2025-Q4 stale
Connor, Clark & Lunn Investment Management Ltd. new781,751$17M0.2%2025-Q4 stale
ALGEBRIS (UK) LTD trimmed762,239$15M0.2%2025-Q3 stale
Corebridge Financial, Inc. added638,700$13M0.1%2025-Q1 stale
PGGM Investments trimmed484,315$10M0.1%2025-Q1 stale
FORSTA AP-FONDEN trimmed405,000$9M0.1%2025-Q4 stale
DARK FOREST CAPITAL MANAGEMENT LP added444,467$9M0.1%2025-Q3 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership