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Institutional Ownership · SEC Form 13F

Who owns NFLT (NFLT)


Which tracked institutional funds hold NFLT, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See NFLT company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

76
Institutional holders
14,867,927
Shares held (tracked funds)

How the tape is positioned

The tracked-fund tape on NFLT is one-sided between 2025-Q4 and 2026-Q1: 30 added or opened and 2 trimmed or exited — on balance accumulating.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

NFLT’s largest tracked holder by dollar value, Retirement Planning Group, LLC, sizes it at 3.1% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 3.1pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in NFLT divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 76 tracked filers holding NFLT, 56 increased or opened the position and 16 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in NFLT between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 10

  • ROYAL BANK OF CANADA$6M
  • RITHOLTZ WEALTH MANAGEMENT$4M
  • KINGSWOOD WEALTH ADVISORS, LLC$3M
  • FLYNN ZITO CAPITAL MANAGEMENT, LLC$2M
  • SAGESPRING WEALTH PARTNERS, LLC$2M
  • VestGen Advisors, LLC$969K

Largest adds

  • Retirement Planning Group, LLC$11M
  • STIFEL FINANCIAL CORP$4M
  • RAYMOND JAMES FINANCIAL INC$4M
  • BENJAMIN EDWARDS INC$3M
  • Elwood & Goetz Wealth Advisory Group, LLC$3M
  • EverSource Wealth Advisors, LLC$2M

Largest trims

  • Compound Planning, Inc.$4M
  • OSAIC HOLDINGS, INC.$1M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
Retirement Planning Group, LLC added4,467,291$102M28.9%2026-Q1
LPL Financial LLC added1,513,555$34M9.8%2026-Q1
Compound Planning, Inc. trimmed1,475,222$34M9.6%2026-Q1
RAYMOND JAMES FINANCIAL INC added1,059,353$24M6.9%2026-Q1
STIFEL FINANCIAL CORP added809,498$18M5.2%2026-Q1
Elwood & Goetz Wealth Advisory Group, LLC added788,741$18M5.1%2026-Q1
Peak Financial Management, Inc. added562,332$13M3.6%2026-Q1
OSAIC HOLDINGS, INC. trimmed408,301$9M2.6%2026-Q1
ENVESTNET ASSET MANAGEMENT INC added296,979$7M1.9%2026-Q1
Cambridge Investment Research Advisors, Inc. added277,795$6M1.8%2026-Q1
ROYAL BANK OF CANADA added260,272$6M1.7%2026-Q1
BENJAMIN EDWARDS INC added228,783$5M1.5%2026-Q1
Maridea Wealth Management LLC added196,204$4M1.3%2026-Q1
RITHOLTZ WEALTH MANAGEMENT new172,059$4M1.1%2026-Q1
Fifth Third Securities, Inc. added157,567$4M1.0%2026-Q1
Bleakley Financial Group, LLC trimmed151,708$3M1.0%2026-Q1
COMMONWEALTH EQUITY SERVICES, LLC added144,155$3M0.9%2026-Q1
EverSource Wealth Advisors, LLC trimmed48,402$3M0.9%2026-Q1
KINGSWOOD WEALTH ADVISORS, LLC new137,404$3M0.9%2026-Q1
Essex Financial Services, Inc. added108,870$2M0.7%2026-Q1
D.A. DAVIDSON & CO. added105,951$2M0.7%2026-Q1
Total Clarity Wealth Management, Inc. added89,127$2M0.6%2026-Q1
FLYNN ZITO CAPITAL MANAGEMENT, LLC new81,161$2M0.5%2026-Q1
IFP Advisors, Inc added76,627$2M0.5%2026-Q1
SAGESPRING WEALTH PARTNERS, LLC new67,550$2M0.4%2026-Q1
JPMORGAN CHASE & CO added65,348$1M0.4%2026-Q1
MML INVESTORS SERVICES, LLC added60,245$1M0.4%2026-Q1
Private Advisor Group, LLC added58,905$1M0.4%2026-Q1
Summit Financial, LLC added52,468$1M0.3%2026-Q1
WCG Wealth Advisors LLC added49,496$1M0.3%2026-Q1
Cetera Investment Advisers added49,404$1M0.3%2026-Q1
Kingsview Wealth Management, LLC added47,139$1M0.3%2026-Q1
VestGen Advisors, LLC new42,117$969K0.3%2026-Q1
Valmark Advisers, Inc. added41,983$955K0.3%2026-Q1
Steward Partners Investment Advisory, LLC added40,476$921K0.3%2026-Q1
Sonoma Allocations LLC added40,004$914K0.3%2026-Q1
Trask Adam Roland new39,900$908K0.3%2026-Q1
BankPlus Wealth Management LLC added38,101$867K0.2%2026-Q1
JANE STREET GROUP, LLC added37,800$860K0.2%2026-Q1
Bright Futures Wealth Management, LLC. added36,457$829K0.2%2026-Q1
OLD MISSION CAPITAL LLC trimmed35,212$801K0.2%2026-Q1
Farther Finance Advisors, LLC new34,566$789K0.2%2026-Q1
Wealth Management Partners, LLC added34,325$781K0.2%2026-Q1
&PARTNERS added32,136$731K0.2%2026-Q1
BOYUM WEALTH ARCHITECTS LLC trimmed30,702$706K0.2%2026-Q1
CITADEL ADVISORS LLC added30,894$703K0.2%2026-Q1
FLOW TRADERS U.S. LLC added24,061$547K0.2%2026-Q1
Quantum Private Wealth, LLC new19,000$432K0.1%2026-Q1
Aptus Capital Advisors, LLC18,504$421K0.1%2026-Q1
Chokshi & Queen Wealth Advisors, Inc added18,362$418K0.1%2026-Q1
HF Advisory Group, LLC added16,036$365K0.1%2026-Q1
PFG Advisors trimmed16,015$364K0.1%2026-Q1
Western Wealth Management, LLC trimmed15,980$364K0.1%2026-Q1
Financial Network Wealth Advisors LLC12,823$292K0.1%2026-Q1
ARWA LLC new12,593$290K0.1%2026-Q1
Arete Wealth Advisors, LLC added10,816$246K0.1%2026-Q1
INTEGRITY WEALTH ADVISORS, INC. trimmed10,361$236K0.1%2026-Q1
Stonebridge Financial Group, LLC / MO added10,283$234K0.1%2026-Q1
TCFG Investment Advisors, LLC new9,797$223K0.1%2026-Q1
TCFG WEALTH MANAGEMENT, LLC9,797$223K0.1%2026-Q1
Sigma Planning Corp trimmed9,081$207K0.1%2026-Q1
PNC FINANCIAL SERVICES GROUP, INC. added8,132$185K0.1%2026-Q1
HARBOUR INVESTMENTS, INC. added4,716$107K0.0%2026-Q1
NewEdge Advisors, LLC added54,386$106K0.0%2026-Q1
Rockefeller Capital Management L.P.1,265$29K0.0%2026-Q1
Pinnacle Bancorp, Inc. new893$20K0.0%2026-Q1
VIRTUS ADVISERS, LLC added592$13K0.0%2026-Q1
MARK SHEPTOFF FINANCIAL PLANNING, LLC added566$13K0.0%2026-Q1
AdvisorNet Financial, Inc441$10K0.0%2026-Q1
Quest 10 Wealth Builders, Inc.284$6K0.0%2026-Q1
CoreCap Advisors, LLC271$6K0.0%2026-Q1
Virtus Fixed Income Advisers, LLC181$4K0.0%2026-Q1
Elevated Capital Advisors, LLC87$2K0.0%2026-Q1
MORGAN STANLEY2$520.0%2026-Q1
WELLS FARGO & COMPANY/MN trimmed0$30.0%2026-Q1
Advisory Resource Group added198,105$5M1.3%2025-Q2 stale
Comprehensive Wealth Management, LLC added67,753$2M0.4%2025-Q1 stale
AVANTAX ADVISORY SERVICES, INC. added67,247$2M0.4%2025-Q1 stale
SUSQUEHANNA INTERNATIONAL GROUP, LLP added49,832$1M0.3%2025-Q1 stale
Balance Wealth, LLC new39,085$882K0.3%2025-Q1 stale
Fermata Advisors, LLC trimmed35,528$802K0.2%2025-Q1 stale
TOWNSQUARE CAPITAL LLC22,534$509K0.1%2025-Q1 stale
Efficient Advisors, LLC new16,031$362K0.1%2025-Q1 stale
MERCER GLOBAL ADVISORS INC /ADV trimmed10,811$247K0.1%2025-Q2 stale
New Century Financial Group, LLC trimmed9,498$219K0.1%2025-Q3 stale
TUCKER ASSET MANAGEMENT LLC trimmed6,593$152K0.0%2025-Q4 stale
Beacon Capital Management, LLC trimmed1,945$44K0.0%2025-Q1 stale
Global Retirement Partners, LLC added1,812$42K0.0%2025-Q4 stale
AE Wealth Management LLC trimmed1,685$39K0.0%2025-Q4 stale
FARMERS & MERCHANTS INVESTMENTS INC1,350$31K0.0%2025-Q2 stale
Kestra Advisory Services, LLC new1,241$29K0.0%2025-Q4 stale
Global Wealth Strategies & Associates new758$17K0.0%2025-Q1 stale
PRINCIPAL SECURITIES, INC. added688$16K0.0%2025-Q3 stale
UBS Group AG added311$7K0.0%2025-Q4 stale
Park Square Financial Group, LLC211$5K0.0%2025-Q1 stale
Semmax Financial Advisors Inc.68$2K0.0%2025-Q2 stale
ASSETMARK, INC62$1K0.0%2025-Q2 stale
New Millennium Group LLC trimmed24$5530.0%2025-Q4 stale
FMR LLC added10$2280.0%2025-Q2 stale
CONCOURSE FINANCIAL GROUP SECURITIES, INC.00.0%2025-Q2 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership