Who owns NFJ
Which tracked institutional funds hold NFJ, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See NFJ company fundamentals →
Ownership as of the 2026-Q1 13F filings (latest filed 2026-05-20). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
7 tracked funds added or opened NFJ while 20 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
NFJ’s largest tracked holder by dollar value, MORGAN STANLEY, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp gap the other way — the median holder sizes NFJ more heavily than its largest holder by dollar value does.
Book-share is each fund’s reported value in NFJ divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2025-Q4 and 2026-Q1, across 123 tracked filers holding NFJ, 54 increased or opened the position and 65 reduced or closed it; over the same quarter, open-market insider Form 4s were net purchases.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in NFJ between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 3
- Arete Wealth Advisors, LLC$7M
- SIT INVESTMENT ASSOCIATES INC$6M
- PARK AVENUE SECURITIES LLC$520K
Full exits 5
- Karpus Management, Inc.$5M
- PREVAIL INNOVATIVE WEALTH ADVISORS, LLC$3M
- JANE STREET GROUP, LLC$613K
- Global Retirement Partners, LLC$596K
- SEVEN MILE ADVISORY$534K
Largest adds
- Saba Capital Management, L.P.$17M
- Penserra Capital Management LLC$502K
- FIFTH THIRD BANCORP$342K
- &PARTNERS$301K
Largest trims
- Pathstone Holdings, LLC$5M
- MORGAN STANLEY$5M
- Advisors Asset Management, Inc.$4M
- BANK OF AMERICA CORP /DE/$4M
- GUGGENHEIM CAPITAL LLC$2M
- WOLVERINE ASSET MANAGEMENT LLC$1M
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| MORGAN STANLEY trimmed | 10,702,631 | $135M | 26.6% | 2026-Q1 |
| Saba Capital Management, L.P. added | 10,213,194 | $129M | 25.4% | 2026-Q1 |
| BANK OF AMERICA CORP /DE/ trimmed | 2,627,954 | $33M | 6.5% | 2026-Q1 |
| Allspring Global Investments Holdings, LLC added | 1,673,273 | $21M | 4.2% | 2026-Q1 |
| STIFEL FINANCIAL CORP trimmed | 1,228,014 | $15M | 3.1% | 2026-Q1 |
| Invesco Ltd. trimmed | 1,202,393 | $15M | 3.0% | 2026-Q1 |
| Focus Partners Wealth trimmed | 956,102 | $12M | 2.4% | 2026-Q1 |
| Advisors Asset Management, Inc. trimmed | 862,480 | $11M | 2.1% | 2026-Q1 |
| LPL Financial LLC added | 736,439 | $9M | 1.8% | 2026-Q1 |
| Penserra Capital Management LLC added | 593,440 | $7M | 1.5% | 2026-Q1 |
| Arete Wealth Advisors, LLC added | 533,912 | $7M | 1.3% | 2026-Q1 |
| CAPSTONE INVESTMENT ADVISORS, LLC | 526,672 | $7M | 1.3% | 2026-Q1 |
| ROYAL BANK OF CANADA trimmed | 509,218 | $6M | 1.3% | 2026-Q1 |
| SIT INVESTMENT ASSOCIATES INC added | 470,641 | $6M | 1.2% | 2026-Q1 |
| GUGGENHEIM CAPITAL LLC trimmed | 449,895 | $6M | 1.1% | 2026-Q1 |
| RAYMOND JAMES FINANCIAL INC added | 437,669 | $6M | 1.1% | 2026-Q1 |
| WELLS FARGO & COMPANY/MN added | 391,920 | $5M | 1.0% | 2026-Q1 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC added | 288,968 | $4M | 0.7% | 2026-Q1 |
| UBS Group AG trimmed | 255,427 | $3M | 0.6% | 2026-Q1 |
| Creative Planning trimmed | 187,935 | $2M | 0.5% | 2026-Q1 |
| EVOLVE PRIVATE WEALTH, LLC trimmed | 172,743 | $2M | 0.4% | 2026-Q1 |
| OSAIC HOLDINGS, INC. trimmed | 168,975 | $2M | 0.4% | 2026-Q1 |
| Shaker Financial Services, LLC trimmed | 156,527 | $2M | 0.4% | 2026-Q1 |
| Thrivent Financial for Lutherans trimmed | 148,164 | $2M | 0.4% | 2026-Q1 |
| Integrated Wealth Concepts LLC trimmed | 124,099 | $2M | 0.3% | 2026-Q1 |
| Kestra Advisory Services, LLC trimmed | 117,719 | $1M | 0.3% | 2026-Q1 |
| D.A. DAVIDSON & CO. added | 96,040 | $1M | 0.2% | 2026-Q1 |
| Modern Wealth Management, LLC trimmed | 88,878 | $1M | 0.2% | 2026-Q1 |
| CHOREO, LLC added | 80,704 | $1M | 0.2% | 2026-Q1 |
| Opal Wealth Advisors, LLC trimmed | 74,131 | $935K | 0.2% | 2026-Q1 |
| Pathstone Holdings, LLC trimmed | 72,332 | $912K | 0.2% | 2026-Q1 |
| &PARTNERS added | 66,816 | $843K | 0.2% | 2026-Q1 |
| Merit Financial Group, LLC trimmed | 60,837 | $767K | 0.2% | 2026-Q1 |
| STEPHENS INC /AR/ added | 58,968 | $744K | 0.1% | 2026-Q1 |
| Fund Advisors of America Inc/FL added | 58,610 | $739K | 0.1% | 2026-Q1 |
| BENJAMIN EDWARDS INC trimmed | 57,918 | $730K | 0.1% | 2026-Q1 |
| Baird Financial Group, Inc. added | 56,400 | $711K | 0.1% | 2026-Q1 |
| Beckerman Institutional, LLC trimmed | 55,429 | $699K | 0.1% | 2026-Q1 |
| Advisor OS, LLC added | 52,072 | $657K | 0.1% | 2026-Q1 |
| Cambridge Investment Research Advisors, Inc. added | 49,968 | $630K | 0.1% | 2026-Q1 |
| COMMONWEALTH EQUITY SERVICES, LLC added | 48,897 | $617K | 0.1% | 2026-Q1 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC trimmed | 46,215 | $588K | 0.1% | 2026-Q1 |
| Closed-End Fund Advisors, Inc. trimmed | 46,184 | $582K | 0.1% | 2026-Q1 |
| ACCREDITED INVESTOR SERVICES, LLC trimmed | 46,143 | $582K | 0.1% | 2026-Q1 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP added | 44,928 | $567K | 0.1% | 2026-Q1 |
| WealthShield Partners, LLC trimmed | 44,449 | $561K | 0.1% | 2026-Q1 |
| UHLMANN PRICE SECURITIES, LLC added | 43,174 | $544K | 0.1% | 2026-Q1 |
| Pointe Capital Management LLC | 42,556 | $537K | 0.1% | 2026-Q1 |
| ENVESTNET ASSET MANAGEMENT INC added | 41,661 | $525K | 0.1% | 2026-Q1 |
| PARK AVENUE SECURITIES LLC trimmed | 41,275 | $520K | 0.1% | 2026-Q1 |
| Ionic Capital Management LLC | 40,000 | $504K | 0.1% | 2026-Q1 |
| Cetera Investment Advisers trimmed | 37,476 | $473K | 0.1% | 2026-Q1 |
| SAX WEALTH ADVISORS, LLC | 36,035 | $464K | 0.1% | 2026-Q1 |
| DIVERSIFY WEALTH MANAGEMENT, LLC new | 32,270 | $452K | 0.1% | 2026-Q1 |
| Mariner, LLC trimmed | 35,758 | $444K | 0.1% | 2026-Q1 |
| Avidian Wealth Enterprises, LLC added | 35,019 | $442K | 0.1% | 2026-Q1 |
| INDEPENDENT FINANCIAL GROUP, LLC trimmed | 29,241 | $369K | 0.1% | 2026-Q1 |
| Sanctuary Advisors, LLC | 28,921 | $365K | 0.1% | 2026-Q1 |
| Venture Visionary Partners LLC | 27,990 | $353K | 0.1% | 2026-Q1 |
| FIFTH THIRD BANCORP added | 27,208 | $343K | 0.1% | 2026-Q1 |
| Jupiter Wealth Management LLC | 21,421 | $312K | 0.1% | 2026-Q1 |
| Comprehensive Money Management Services LLC trimmed | 24,450 | $308K | 0.1% | 2026-Q1 |
| LEVEL FOUR ADVISORY SERVICES, LLC added | 23,370 | $295K | 0.1% | 2026-Q1 |
| Kovack Advisors, Inc. added | 21,177 | $272K | 0.1% | 2026-Q1 |
| Private Advisor Group, LLC trimmed | 21,520 | $271K | 0.1% | 2026-Q1 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 20,000 | $252K | 0.0% | 2026-Q1 |
| Procyon Advisors, LLC added | 18,316 | $231K | 0.0% | 2026-Q1 |
| Janney Montgomery Scott LLC added | 18,229 | $230K | 0.0% | 2026-Q1 |
| M Holdings Securities, Inc. trimmed | 16,205 | $226K | 0.0% | 2026-Q1 |
| Pinnacle Wealth Planning Services, Inc. trimmed | 17,769 | $224K | 0.0% | 2026-Q1 |
| ASHTON THOMAS SECURITIES, LLC | 17,425 | $220K | 0.0% | 2026-Q1 |
| Stratos Wealth Partners, LTD. trimmed | 17,334 | $219K | 0.0% | 2026-Q1 |
| ELEVATION POINT WEALTH PARTNERS, LLC | 17,318 | $218K | 0.0% | 2026-Q1 |
| Vestmark Advisory Solutions, Inc. | 17,318 | $218K | 0.0% | 2026-Q1 |
| Core Wealth Advisors, Inc. new | 17,203 | $217K | 0.0% | 2026-Q1 |
| Occidental Asset Management, LLC trimmed | 16,850 | $212K | 0.0% | 2026-Q1 |
| Capital Investment Advisors, LLC trimmed | 16,436 | $207K | 0.0% | 2026-Q1 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 16,100 | $207K | 0.0% | 2026-Q1 |
| HighTower Advisors, LLC added | 15,618 | $197K | 0.0% | 2026-Q1 |
| Kovitz Investment Group Partners, LLC trimmed | 1,044,538 | $14M | 2.7% | 2025-Q3 stale |
| Karpus Management, Inc. trimmed | 413,044 | $5M | 1.1% | 2025-Q4 stale |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC added | 211,538 | $3M | 0.5% | 2025-Q4 stale |
| Polar Asset Management Partners Inc. added | 181,243 | $2M | 0.5% | 2025-Q3 stale |
| JANE STREET GROUP, LLC added | 47,571 | $613K | 0.1% | 2025-Q4 stale |
| Global Retirement Partners, LLC added | 46,221 | $596K | 0.1% | 2025-Q4 stale |
| SEVEN MILE ADVISORY trimmed | 41,411 | $534K | 0.1% | 2025-Q4 stale |
| Geneos Wealth Management Inc. trimmed | 42,225 | $524K | 0.1% | 2025-Q2 stale |
| Diversify Advisory Services, LLC trimmed | 32,769 | $436K | 0.1% | 2025-Q4 stale |
| READYSTATE ASSET MANAGEMENT LP added | 32,530 | $419K | 0.1% | 2025-Q4 stale |
| COMERICA BANK trimmed | 27,502 | $355K | 0.1% | 2025-Q4 stale |
| Relyea Zuckerberg Hanson LLC new | 26,801 | $349K | 0.1% | 2025-Q3 stale |
| INTEGRATED CAPITAL MANAGEMENT, INC. added | 27,123 | $336K | 0.1% | 2025-Q2 stale |
| DAYMARK WEALTH PARTNERS, LLC added | 23,400 | $290K | 0.1% | 2025-Q2 stale |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. added | 21,551 | $278K | 0.1% | 2025-Q4 stale |
| 1607 Capital Partners, LLC trimmed | 22,146 | $275K | 0.1% | 2025-Q2 stale |
| NWF Advisory Services Inc. trimmed | 20,500 | $264K | 0.1% | 2025-Q4 stale |
| Sonora Investment Management Group, LLC | 19,500 | $242K | 0.0% | 2025-Q2 stale |
| AQR Arbitrage LLC trimmed | 19,928 | $242K | 0.0% | 2025-Q1 stale |
| Atria Wealth Solutions, Inc. | 16,273 | $202K | 0.0% | 2025-Q2 stale |
| MML INVESTORS SERVICES, LLC added | 15,949 | $198K | 0.0% | 2025-Q2 stale |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.