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Institutional Ownership · SEC Form 13F

Who owns NeoVolta Inc. (NEOV)


Which tracked institutional funds hold NEOV, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See NEOV company fundamentals →

Ownership as of the 2026-Q1 13F filings (latest filed 2026-05-18). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

41
Institutional holders
11M
Shares held (tracked funds)
31.4%
Of shares outstanding

How the tape is positioned

8 tracked funds added or opened NEOV while 3 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

NEOV’s largest tracked holder by dollar value, Legacy Wealth Managment, LLC/ID, sizes it at 8.2% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 8.2pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in NEOV divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 39 tracked filers holding NEOV, 22 increased or opened the position and 24 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in NEOV between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 5

  • VANGUARD CAPITAL MANAGEMENT LLC$5M
  • Davidson Kempner Capital Management LP$1M
  • MILLENNIUM MANAGEMENT LLC$800K
  • VANGUARD FIDUCIARY TRUST CO$720K
  • SUSQUEHANNA INTERNATIONAL GROUP, LLP$617K

Full exits 1

  • VANGUARD GROUP INC$1M

Largest adds

  • UBS Group AG$537K
  • BARCLAYS PLC$327K
  • MARSHALL WACE, LLP$317K

Largest trims

  • Sovran Advisors, LLC$2M
  • Legacy Wealth Managment, LLC/ID$826K

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
Legacy Wealth Managment, LLC/ID added5,325,024$16M32.5%2026-Q1
VANGUARD CAPITAL MANAGEMENT LLC new1,685,921$5M10.3%2026-Q1
BlackRock, Inc. added491,016$2M3.0%2026-Q1
Davidson Kempner Capital Management LP new400,000$1M2.4%2026-Q1
GEODE CAPITAL MANAGEMENT, LLC added371,218$1M2.3%2026-Q1
MILLENNIUM MANAGEMENT LLC added259,900$800K1.6%2026-Q1
UBS Group AG added238,928$736K1.5%2026-Q1
VANGUARD FIDUCIARY TRUST CO new233,615$720K1.4%2026-Q1
BIP Wealth, LLC trimmed214,159$660K1.3%2026-Q1
SUSQUEHANNA INTERNATIONAL GROUP, LLP added200,167$617K1.2%2026-Q1
683 Capital Management, LLC trimmed170,000$524K1.0%2026-Q1
STATE STREET CORP added149,164$459K0.9%2026-Q1
MARSHALL WACE, LLP added122,671$378K0.7%2026-Q1
NORTHERN TRUST CORP trimmed114,330$352K0.7%2026-Q1
BARCLAYS PLC added108,527$334K0.7%2026-Q1
Warberg Asset Management LLC trimmed151,162$214K0.4%2026-Q1
GOLDMAN SACHS GROUP INC trimmed63,643$196K0.4%2026-Q1
Hudson Bay Capital Management LP added59,182$182K0.4%2026-Q1
Schonfeld Strategic Advisors LLC added50,718$156K0.3%2026-Q1
TRUIST FINANCIAL CORP42,416$131K0.3%2026-Q1
BANK OF AMERICA CORP /DE/ added38,187$118K0.2%2026-Q1
OMERS ADMINISTRATION Corp trimmed34,000$105K0.2%2026-Q1
Clear Street Group Inc. trimmed52,046$79K0.2%2026-Q1
MORGAN STANLEY trimmed22,892$71K0.1%2026-Q1
Sovran Advisors, LLC trimmed24,509$63K0.1%2026-Q1
CHARLES SCHWAB INVESTMENT MANAGEMENT INC12,964$40K0.1%2026-Q1
Brevan Howard Capital Management LP new12,510$39K0.1%2026-Q1
Walleye Capital LLC new24,729$38K0.1%2026-Q1
Squarepoint Ops LLC trimmed11,173$34K0.1%2026-Q1
Centennial Wealth Advisory LLC10,100$31K0.1%2026-Q1
Vanguard Global Advisers, LLC new8,810$27K0.1%2026-Q1
CITIGROUP INC added4,953$15K0.0%2026-Q1
ROYAL BANK OF CANADA added899$3K0.0%2026-Q1
Allworth Financial LP950$3K0.0%2026-Q1
SIMPLEX TRADING, LLC new772$2K0.0%2026-Q1
Tower Research Capital LLC (TRC) trimmed118$3630.0%2026-Q1
HARBOUR INVESTMENTS, INC.100$3080.0%2026-Q1
FMR LLC trimmed67$2050.0%2026-Q1
JPMORGAN CHASE & CO trimmed26$790.0%2026-Q1
Legacy Investment Solutions, LLC added4,567,051$15M29.8%2025-Q2 stale
VANGUARD GROUP INC added473,756$1M2.9%2025-Q4 stale
Rossby Financial, LCC trimmed104,000$343K0.7%2025-Q2 stale
Qube Research & Technologies Ltd added64,966$197K0.4%2025-Q4 stale
BRIDGEWAY CAPITAL MANAGEMENT, LLC52,200$159K0.3%2025-Q4 stale
Arlington Financial Advisors, LLC new58,000$126K0.2%2025-Q1 stale
MGO ONE SEVEN LLC36,800$112K0.2%2025-Q4 stale
Point72 Asset Management, L.P. new33,690$102K0.2%2025-Q4 stale
Lighthouse Investment Partners, LLC new24,420$74K0.1%2025-Q4 stale
CLEAR STREET LLC trimmed52,286$74K0.1%2025-Q2 stale
JANE STREET GROUP, LLC trimmed19,690$60K0.1%2025-Q4 stale
Virtu Financial LLC new16,223$49K0.1%2025-Q4 stale
Cetera Investment Advisers12,500$38K0.1%2025-Q4 stale
HRT FINANCIAL LP new13,212$28K0.1%2025-Q1 stale
RAYMOND JAMES FINANCIAL INC new1,490$5K0.0%2025-Q2 stale
CIBC Private Wealth Group LLC new1,000$3K0.0%2025-Q4 stale
OSAIC HOLDINGS, INC.2,500$3K0.0%2025-Q4 stale
Quarry LP new531$2K0.0%2025-Q4 stale
CONCOURSE FINANCIAL GROUP SECURITIES, INC.00.0%2025-Q2 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership