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Institutional Ownership · SEC Form 13F

Who owns NDIV (NDIV)


Which tracked institutional funds hold NDIV, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See NDIV company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

12
Institutional holders
360,083
Shares held (tracked funds)

How the tape is positioned

The tracked-fund tape on NDIV is one-sided between 2025-Q4 and 2026-Q1: 6 added or opened and 1 trimmed or exited — on balance accumulating.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

NDIV’s largest tracked holder by dollar value, Paller Financial Services Inc, sizes it at 4.4% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 4.4pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in NDIV divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 12 tracked filers holding NDIV, 9 increased or opened the position and 6 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in NDIV between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

Full exits 1

  • Elmwood Wealth Management, Inc.$726K

Largest adds

  • OSAIC HOLDINGS, INC.$2M
  • Paller Financial Services Inc$1M
  • GOLDMAN SACHS GROUP INC$1M
  • SUSQUEHANNA INTERNATIONAL GROUP, LLP$490K
  • NWF Advisory Services Inc.$408K
  • Pasadena Private Wealth, LLC$296K

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
Paller Financial Services Inc trimmed146,947$5M36.6%2026-Q1
OSAIC HOLDINGS, INC. added58,592$2M14.6%2026-Q1
GOLDMAN SACHS GROUP INC added40,967$1M10.2%2026-Q1
Pasadena Private Wealth, LLC added26,829$963K6.7%2026-Q1
SUSQUEHANNA INTERNATIONAL GROUP, LLP added21,503$771K5.4%2026-Q1
NWF Advisory Services Inc. added20,530$737K5.1%2026-Q1
CAP Partners, LLC added19,257$691K4.8%2026-Q1
Private Advisor Group, LLC added13,789$495K3.4%2026-Q1
CITADEL ADVISORS LLC trimmed10,386$373K2.6%2026-Q1
US BANCORP \DE\ new750$27K0.2%2026-Q1
Advisory Services Network, LLC trimmed503$18K0.1%2026-Q1
DHJJ Financial Advisors, Ltd.30$1K0.0%2026-Q1
Elmwood Wealth Management, Inc. trimmed26,914$726K5.0%2025-Q4 stale
GTS SECURITIES LLC added17,949$484K3.4%2025-Q4 stale
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC new6,939$202K1.4%2025-Q2 stale
Runnymede Capital Advisors, Inc.915$26K0.2%2025-Q1 stale
UBS Group AG trimmed874$25K0.2%2025-Q3 stale
Kathleen S. Wright Associates Inc.500$14K0.1%2025-Q2 stale
Quattro Advisors LLC new4$1110.0%2025-Q4 stale
MORGAN STANLEY trimmed1$340.0%2025-Q4 stale
CONCOURSE FINANCIAL GROUP SECURITIES, INC.00.0%2025-Q2 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership