Who owns NAUG
Which tracked institutional funds hold NAUG, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See NAUG company fundamentals →
Ownership as of the 2026-Q2 13F filings (latest filed 2026-08-14). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
The tracked-fund tape on NAUG is one-sided between 2026-Q1 and 2026-Q2: 2 added or opened and 6 trimmed or exited — on balance reducing.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
NAUG’s largest tracked holder by dollar value, Gradient Investments LLC, sizes it at 0.5% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.5pp conviction gap — its largest holder concentrates the name more heavily than the typical one.
Book-share is each fund’s reported value in NAUG divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2026-Q1 and 2026-Q2, across 37 tracked filers holding NAUG, 15 increased or opened the position and 24 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in NAUG between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 1
- SUSQUEHANNA INTERNATIONAL GROUP, LLP$3M
Full exits 2
- Gradient Investments LLC$36M
- HighTower Advisors, LLC$2M
Largest adds
- OSAIC HOLDINGS, INC.$334K
Largest trims
- Cetera Investment Advisers$1M
- Cornerstone Wealth, LLC/TN$919K
- Kestra Advisory Services, LLC$504K
- RAYMOND JAMES FINANCIAL INC$403K
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| COMMONWEALTH EQUITY SERVICES, LLC trimmed | 97,231 | $3M | 4.2% | 2026-Q2 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP added | 84,502 | $3M | 3.6% | 2026-Q2 |
| CORRADO ADVISORS, LLC trimmed | 63,967 | $2M | 2.8% | 2026-Q2 |
| Cetera Investment Advisers trimmed | 41,957 | $1M | 1.8% | 2026-Q2 |
| Sherry Group, Inc. trimmed | 36,787 | $1M | 1.6% | 2026-Q2 |
| OSAIC HOLDINGS, INC. added | 35,612 | $1M | 1.5% | 2026-Q2 |
| Kestra Advisory Services, LLC trimmed | 32,476 | $1M | 1.4% | 2026-Q2 |
| TRUIST FINANCIAL CORP trimmed | 26,705 | $846K | 1.1% | 2026-Q2 |
| AE Wealth Management LLC | 24,316 | $770K | 1.0% | 2026-Q2 |
| OLD MISSION CAPITAL LLC added | 21,699 | $687K | 0.9% | 2026-Q2 |
| RAYMOND JAMES FINANCIAL INC trimmed | 16,361 | $518K | 0.7% | 2026-Q2 |
| CITADEL ADVISORS LLC added | 15,509 | $491K | 0.7% | 2026-Q2 |
| Merit Financial Group, LLC trimmed | 12,855 | $407K | 0.6% | 2026-Q2 |
| Phoenix Financial Ltd. added | 11,820 | $374K | 0.5% | 2026-Q2 |
| ALTERNA WEALTH MANAGEMENT, INC | 9,691 | $307K | 0.4% | 2026-Q2 |
| LPL Financial LLC new | 9,657 | $306K | 0.4% | 2026-Q2 |
| BLAIR WILLIAM & CO/IL | 9,054 | $287K | 0.4% | 2026-Q2 |
| ENVESTNET ASSET MANAGEMENT INC trimmed | 8,711 | $276K | 0.4% | 2026-Q2 |
| CWC Advisors, LLC. trimmed | 8,532 | $270K | 0.4% | 2026-Q2 |
| Diligent Investors, LLC | 7,700 | $244K | 0.3% | 2026-Q2 |
| Ameritas Advisory Services, LLC added | 7,250 | $230K | 0.3% | 2026-Q2 |
| Cresset Asset Management, LLC | 7,230 | $229K | 0.3% | 2026-Q2 |
| Cornerstone Wealth, LLC/TN trimmed | 6,935 | $220K | 0.3% | 2026-Q2 |
| FIRST FOUNDATION ADVISORS | 6,830 | $216K | 0.3% | 2026-Q2 |
| MML INVESTORS SERVICES, LLC trimmed | 6,455 | $204K | 0.3% | 2026-Q2 |
| DHJJ Financial Advisors, Ltd. trimmed | 5,640 | $179K | 0.2% | 2026-Q2 |
| Keating Financial Advisory Services, Inc. added | 2,892 | $92K | 0.1% | 2026-Q2 |
| LANARK FINANCIAL, INC. | 2,387 | $76K | 0.1% | 2026-Q2 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 2,300 | $73K | 0.1% | 2026-Q2 |
| IFP Advisors, Inc added | 1,613 | $51K | 0.1% | 2026-Q2 |
| JPMORGAN CHASE & CO added | 1,389 | $44K | 0.1% | 2026-Q2 |
| Integrated Wealth Concepts LLC new | 924 | $29K | 0.0% | 2026-Q2 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO new | 497 | $16K | 0.0% | 2026-Q2 |
| CoreCap Advisors, LLC | 470 | $15K | 0.0% | 2026-Q2 |
| HARBOUR INVESTMENTS, INC. | 391 | $12K | 0.0% | 2026-Q2 |
| Clearstead Advisors, LLC new | 200 | $6K | 0.0% | 2026-Q2 |
| MORGAN STANLEY | 100 | $3K | 0.0% | 2026-Q2 |
| Gradient Investments LLC added | 1,239,641 | $36M | 48.7% | 2026-Q1 stale (1 quarter behind) |
| HighTower Advisors, LLC trimmed | 72,626 | $2M | 2.9% | 2026-Q1 stale (1 quarter behind) |
| Brown Financial Advisors trimmed | 14,602 | $423K | 0.6% | 2026-Q1 stale (1 quarter behind) |
| Trek Financial, LLC | 12,077 | $350K | 0.5% | 2026-Q1 stale (1 quarter behind) |
| Paladin Wealth, LLC trimmed | 9,606 | $278K | 0.4% | 2026-Q1 stale (1 quarter behind) |
| Cambridge Investment Research Advisors, Inc. trimmed | 9,002 | $261K | 0.4% | 2026-Q1 stale (1 quarter behind) |
| Mattson Financial Services, LLC trimmed | 8,486 | $246K | 0.3% | 2026-Q1 stale (1 quarter behind) |
| A4 Wealth Advisors LLC trimmed | 7,135 | $207K | 0.3% | 2026-Q1 stale (1 quarter behind) |
| Tradition Wealth Management, LLC trimmed | 7,001 | $203K | 0.3% | 2026-Q1 stale (1 quarter behind) |
| TopTier Wealth Management, LLC new | 3,364 | $97K | 0.1% | 2026-Q1 stale (1 quarter behind) |
| Advisory Services Network, LLC | 650 | $19K | 0.0% | 2026-Q1 stale (1 quarter behind) |
| UBS Group AG added | 275 | $8K | 0.0% | 2026-Q1 stale (1 quarter behind) |
| Safe Harbor Wealth Advisors, LLC new | 254,259 | $7M | 10.1% | 2025-Q4 stale (2 quarters behind) |
| Element Squared LLC trimmed | 40,248 | $1M | 1.6% | 2025-Q4 stale (2 quarters behind) |
| Keystone Wealth Services, LLC new | 13,000 | $373K | 0.5% | 2025-Q4 stale (2 quarters behind) |
| DAYMARK WEALTH PARTNERS, LLC | 11,843 | $350K | 0.5% | 2025-Q4 stale (2 quarters behind) |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 11,230 | $334K | 0.5% | 2025-Q4 stale (2 quarters behind) |
| CALTON & ASSOCIATES, INC. trimmed | 7,900 | $234K | 0.3% | 2025-Q4 stale (2 quarters behind) |
| Opus Financial Solutions LLC new | 7,230 | $214K | 0.3% | 2025-Q4 stale (2 quarters behind) |
| Capital Investment Advisory Services, LLC trimmed | 47 | $1K | 0.0% | 2025-Q4 stale (2 quarters behind) |
| Luminist Capital LLC new | 47,317 | $1M | 1.9% | 2025-Q3 stale (3 quarters behind) |
| SYON CAPITAL LLC new | 25,471 | $738K | 1.0% | 2025-Q3 stale (3 quarters behind) |
| WPWealth LLP trimmed | 17,054 | $494K | 0.7% | 2025-Q3 stale (3 quarters behind) |
| Sigma Planning Corp new | 14,100 | $408K | 0.6% | 2025-Q3 stale (3 quarters behind) |
| COMMONS CAPITAL, LLC new | 6,922 | $200K | 0.3% | 2025-Q3 stale (3 quarters behind) |
| WELLS FARGO & COMPANY/MN | 856 | $25K | 0.0% | 2025-Q3 stale (3 quarters behind) |
| PRINCIPAL SECURITIES, INC. new | 35 | $1K | 0.0% | 2025-Q3 stale (3 quarters behind) |
| AVANTAX ADVISORY SERVICES, INC. | 7,823 | $215K | 0.3% | 2025-Q2 stale (4 quarters behind) |
| Sunbelt Securities, Inc. added | 1,900 | $49K | 0.1% | 2025-Q2 stale (4 quarters behind) |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | — | 0.0% | 2025-Q2 stale (4 quarters behind) |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.