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Institutional Ownership · SEC Form 13F

Who owns Main Street Capital (MAIN)


Which tracked institutional funds hold MAIN, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See MAIN company fundamentals →

Ownership as of the 2026-Q2 13F filings (latest filed 2026-09-22). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

384
Institutional holders
22M
Shares held (tracked funds)
24.4%
Of shares outstanding

How the tape is positioned

47 tracked funds added or opened MAIN while 72 trimmed or exited it between 2026-Q1 and 2026-Q2 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

MAIN’s largest tracked holder by dollar value, PRICE T ROWE ASSOCIATES INC /MD/, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp gap the other way — the median holder sizes MAIN more heavily than its largest holder by dollar value does.

Book-share is each fund’s reported value in MAIN divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2026-Q1 and 2026-Q2, across 384 tracked filers holding MAIN, 181 increased or opened the position and 201 reduced or closed it; over the same quarter, open-market insider Form 4s were net sales.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in MAIN between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 9

  • Arax Advisory Partners$8M
  • TECTONIC ADVISORS LLC$8M
  • JANE STREET GROUP, LLC$5M
  • Ilex Capital Partners (UK) LLP$4M
  • ExodusPoint Capital Management, LP$2M
  • Clarity Financial LLC$2M

Full exits 27

  • PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO$15M
  • MARSHALL WACE, LLP$11M
  • Cambridge Investment Research Advisors, Inc.$8M
  • U.S. Capital Wealth Advisors, LLC$7M
  • CANADA LIFE ASSURANCE Co$5M
  • HighTower Advisors, LLC$5M

Largest adds

  • PRICE T ROWE ASSOCIATES INC /MD/$30M
  • Union Bancaire Privee, UBP SA$24M
  • Qube Research & Technologies Ltd$8M
  • Invesco Ltd.$6M
  • Beacon Pointe Advisors, LLC$3M
  • NewEdge Advisors, LLC$2M

Largest trims

  • TWO SIGMA INVESTMENTS, LP$27M
  • VAN ECK ASSOCIATES CORP$14M
  • MILLENNIUM MANAGEMENT LLC$12M
  • D. E. Shaw & Co., Inc.$9M
  • MGO ONE SEVEN LLC$6M
  • Quantbot Technologies LP$5M

Institutional holders

One row per tracked fund, most shares held first (every row is from one quarter; reported value breaks ties). “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding.

FundSharesReported value% of valueQuarter
PRICE T ROWE ASSOCIATES INC /MD/ added3,342,499$173M16.5%2026-Q2
VAN ECK ASSOCIATES CORP trimmed1,885,274$98M9.3%2026-Q2
UBS Group AG added1,387,731$72M6.8%2026-Q2
Legal & General Group Plc added835,057$43M4.1%2026-Q2
MORGAN STANLEY trimmed786,284$41M3.9%2026-Q2
Qube Research & Technologies Ltd added654,166$34M3.2%2026-Q2
Invesco Ltd. added553,967$29M2.7%2026-Q2
ADELL HARRIMAN & CARPENTER INC added498,998$26M2.5%2026-Q2
Muzinich & Co., Inc. added495,923$26M2.4%2026-Q2
BlackRock, Inc. trimmed403,623$21M2.0%2026-Q2
Sumitomo Mitsui Trust Group, Inc. added375,509$19M1.9%2026-Q2
D. E. Shaw & Co., Inc. trimmed375,318$19M1.8%2026-Q2
LPL Financial LLC trimmed347,600$18M1.7%2026-Q2
FRANKLIN RESOURCES INC added342,763$18M1.7%2026-Q2
GOLDMAN SACHS GROUP INC added332,291$17M1.6%2026-Q2
CHILDRESS CAPITAL ADVISORS, LLC trimmed257,733$13M1.3%2026-Q2
RAYMOND JAMES FINANCIAL INC trimmed238,617$12M1.2%2026-Q2
Trinity Legacy Partners, LLC added217,844$12M1.1%2026-Q2
SANDERS MORRIS HARRIS LLC trimmed199,559$10M1.0%2026-Q2
ROYAL BANK OF CANADA added174,795$9M0.9%2026-Q2
Bridgelight Financial Advisors, Inc. added166,563$9M0.8%2026-Q2
Private Advisor Group, LLC trimmed162,463$8M0.8%2026-Q2
OSAIC HOLDINGS, INC. trimmed162,228$8M0.8%2026-Q2
Arax Advisory Partners new151,274$8M0.7%2026-Q2
BENJAMIN EDWARDS INC trimmed145,655$8M0.7%2026-Q2
TECTONIC ADVISORS LLC trimmed145,445$8M0.7%2026-Q2
JPMORGAN CHASE & CO trimmed141,880$7M0.7%2026-Q2
MILLENNIUM MANAGEMENT LLC trimmed134,503$7M0.7%2026-Q2
WELLS FARGO & COMPANY/MN added133,473$7M0.7%2026-Q2
BALYASNY ASSET MANAGEMENT L.P. added133,125$7M0.7%2026-Q2
TCTC Holdings, LLC added132,691$7M0.7%2026-Q2
STATE STREET CORP added130,435$7M0.6%2026-Q2
AMERIPRISE FINANCIAL INC added129,241$7M0.6%2026-Q2
Joel Isaacson & Co., LLC added129,206$7M0.6%2026-Q2
BANK OF AMERICA CORP /DE/ added117,462$6M0.6%2026-Q2
Segment Wealth Management, LLC added114,748$6M0.6%2026-Q2
Hamilton Point Investment Advisors, LLC added113,705$6M0.6%2026-Q2
TUDOR INVESTMENT CORP ET AL added111,577$6M0.5%2026-Q2
Beacon Pointe Advisors, LLC added109,186$6M0.5%2026-Q2
Meridian Wealth Management, LLC added108,809$6M0.5%2026-Q2
JANE STREET GROUP, LLC trimmed105,352$5M0.5%2026-Q2
HOURGLASS CAPITAL, LLC trimmed104,850$5M0.5%2026-Q2
Naviter Wealth, LLC added100,862$5M0.5%2026-Q2
J.W. COLE ADVISORS, INC. trimmed100,593$5M0.5%2026-Q2
BNP PARIBAS FINANCIAL MARKETS added100,030$5M0.5%2026-Q2
Cetera Investment Advisers added97,026$5M0.5%2026-Q2
DENALI ADVISORS LLC trimmed95,591$5M0.5%2026-Q2
CONFLUENCE INVESTMENT MANAGEMENT LLC added93,486$5M0.5%2026-Q2
Integrated Wealth Concepts LLC trimmed90,172$5M0.4%2026-Q2
FIRST TRUST ADVISORS LP trimmed89,246$5M0.4%2026-Q2
ALBION FINANCIAL GROUP /UT added88,112$5M0.4%2026-Q2
Trexquant Investment LP trimmed86,543$4M0.4%2026-Q2
Advisors Asset Management, Inc. trimmed77,329$4M0.4%2026-Q2
Texas Yale Capital Corp. trimmed76,363$4M0.4%2026-Q2
Creative Planning trimmed73,515$4M0.4%2026-Q2
Ilex Capital Partners (UK) LLP new73,207$4M0.4%2026-Q2
Baker Avenue Asset Management, LP added66,500$3M0.3%2026-Q2
Pembroke Management, LTD added66,279$3M0.3%2026-Q2
Kestra Advisory Services, LLC added62,234$3M0.3%2026-Q2
IHT Wealth Management, LLC added61,492$3M0.3%2026-Q2
Larson Financial Group LLC added61,004$3M0.3%2026-Q2
COMMONWEALTH EQUITY SERVICES, LLC trimmed59,759$3M0.3%2026-Q2
Sound Income Strategies, LLC trimmed59,752$3M0.3%2026-Q2
Fund Advisors of America Inc/FL trimmed57,752$3M0.3%2026-Q2
Midwest Professional Planners, LTD. added57,168$3M0.3%2026-Q2
Rockefeller Capital Management L.P. added54,216$3M0.3%2026-Q2
FJ Capital Management LLC trimmed53,085$3M0.3%2026-Q2
Mariner, LLC trimmed52,374$3M0.3%2026-Q2
M&T Bank Corp added51,750$3M0.3%2026-Q2
Taylor Frigon Capital Management LLC added50,728$3M0.3%2026-Q2
ENVESTNET ASSET MANAGEMENT INC trimmed50,060$3M0.2%2026-Q2
Russell Investments Group, Ltd. added49,369$3M0.2%2026-Q2
Concurrent Investment Advisors, LLC added49,281$3M0.2%2026-Q2
Prospera Financial Services Inc added49,197$3M0.2%2026-Q2
Focus Financial Network, Inc. added46,751$2M0.2%2026-Q2
Bank of New York Mellon Corp added45,918$2M0.2%2026-Q2
SUSQUEHANNA INTERNATIONAL GROUP, LLP added45,157$2M0.2%2026-Q2
Capital Investment Advisors, LLC trimmed44,768$2M0.2%2026-Q2
NewEdge Advisors, LLC added44,558$2M0.2%2026-Q2
BARCLAYS PLC trimmed44,062$2M0.2%2026-Q2
First Financial Bankshares Inc43,541$2M0.2%2026-Q2
KING LUTHER CAPITAL MANAGEMENT CORP42,410$2M0.2%2026-Q2
ExodusPoint Capital Management, LP trimmed40,444$2M0.2%2026-Q2
BLAIR WILLIAM & CO/IL trimmed38,675$2M0.2%2026-Q2
Clear Trail Advisors, LLC added38,380$2M0.2%2026-Q2
Squarepoint Ops LLC added38,187$2M0.2%2026-Q2
SHARPEPOINT LLC added38,103$2M0.2%2026-Q2
Advisory Services Network, LLC added37,837$2M0.2%2026-Q2
LGT Fund Management Co Ltd. added36,931$2M0.2%2026-Q2
Lido Advisors, LLC added36,707$2M0.2%2026-Q2
Clarity Financial LLC new36,632$2M0.2%2026-Q2
AE Wealth Management LLC added35,843$2M0.2%2026-Q2
Foundations Investment Advisors, LLC trimmed35,251$2M0.2%2026-Q2
Geneos Wealth Management Inc. trimmed34,659$2M0.2%2026-Q2
COLDSTREAM CAPITAL MANAGEMENT INC trimmed33,226$2M0.2%2026-Q2
Legacy Capital Wealth Partners, LLC added33,016$2M0.2%2026-Q2
CITADEL ADVISORS LLC added31,531$2M0.2%2026-Q2
SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC trimmed30,698$2M0.2%2026-Q2
Arkadios Wealth Advisors trimmed30,064$2M0.1%2026-Q2
Union Bancaire Privee, UBP SA2,942$24M2.3%2026-Q2

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership