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Institutional Ownership · SEC Form 13F

Who owns LiveOne, Inc. (LVO)


Which tracked institutional funds hold LVO, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See LVO company fundamentals →

Ownership as of the 2026-Q1 13F filings (latest filed 2026-05-18). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

32
Institutional holders
2M
Shares held (tracked funds)
1.7%
Of shares outstanding

How the tape is positioned

2 tracked funds added or opened LVO while 2 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

LVO’s largest tracked holder by dollar value, VANGUARD GROUP INC, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp gap the other way — the median holder sizes LVO more heavily than its largest holder by dollar value does.

Book-share is each fund’s reported value in LVO divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 32 tracked filers holding LVO, 13 increased or opened the position and 15 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in LVO between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 2

  • VANGUARD CAPITAL MANAGEMENT LLC$2M
  • KENNEDY CAPITAL MANAGEMENT LLC$785K

Full exits 1

  • VANGUARD GROUP INC$2M

Largest trims

  • FMR LLC$834K

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
FMR LLC trimmed389,664$2M12.7%2026-Q1
VANGUARD CAPITAL MANAGEMENT LLC new373,072$2M12.2%2026-Q1
KENNEDY CAPITAL MANAGEMENT LLC new153,953$785K5.0%2026-Q1
GEODE CAPITAL MANAGEMENT, LLC added131,748$672K4.3%2026-Q1
BlackRock, Inc. trimmed100,590$513K3.3%2026-Q1
Permanens Capital L.P.78,823$402K2.6%2026-Q1
MILLENNIUM MANAGEMENT LLC trimmed68,757$351K2.2%2026-Q1
RENAISSANCE TECHNOLOGIES LLC trimmed63,708$325K2.1%2026-Q1
CITADEL ADVISORS LLC added59,678$304K1.9%2026-Q1
VANGUARD FIDUCIARY TRUST CO new59,082$301K1.9%2026-Q1
JANE STREET GROUP, LLC trimmed58,333$297K1.9%2026-Q1
STATE STREET CORP trimmed33,625$171K1.1%2026-Q1
ESSEX INVESTMENT MANAGEMENT CO LLC new24,535$125K0.8%2026-Q1
SEI INVESTMENTS CO new21,578$110K0.7%2026-Q1
NORTHERN TRUST CORP18,308$93K0.6%2026-Q1
Pingora Partners LLC17,642$90K0.6%2026-Q1
BANK OF AMERICA CORP /DE/ added12,311$63K0.4%2026-Q1
UBS Group AG trimmed5,846$30K0.2%2026-Q1
MORGAN STANLEY5,280$27K0.2%2026-Q1
ROYAL BANK OF CANADA added3,262$17K0.1%2026-Q1
Tower Research Capital LLC (TRC) added2,988$15K0.1%2026-Q1
WELLS FARGO & COMPANY/MN2,732$14K0.1%2026-Q1
Vanguard Global Advisers, LLC new2,375$12K0.1%2026-Q1
OSAIC HOLDINGS, INC.2,172$11K0.1%2026-Q1
Rockefeller Capital Management L.P.1,000$5K0.0%2026-Q1
GROUP ONE TRADING LLC trimmed764$4K0.0%2026-Q1
Triumph Capital Management200$1K0.0%2026-Q1
SBI Securities Co., Ltd.47$2400.0%2026-Q1
Silver Grove Financial Group, Inc. new20$1020.0%2026-Q1
BNP PARIBAS FINANCIAL MARKETS13$660.0%2026-Q1
CITIGROUP INC trimmed1$50.0%2026-Q1
Optiver Holding B.V.1$50.0%2026-Q1
VANGUARD GROUP INC added423,868$2M12.8%2025-Q4 stale
No Street GP LP trimmed299,999$1M7.9%2025-Q3 stale
FLEMING JAMES B JR trimmed183,636$758K4.9%2025-Q3 stale
JANUS HENDERSON GROUP PLC new625,169$472K3.0%2025-Q2 stale
SUSQUEHANNA INTERNATIONAL GROUP, LLP added51,887$245K1.6%2025-Q4 stale
GOLDMAN SACHS GROUP INC added321,933$243K1.6%2025-Q2 stale
Redmond Asset Management, LLC337,051$236K1.5%2025-Q1 stale
Y-Intercept (Hong Kong) Ltd added304,685$230K1.5%2025-Q2 stale
Alpine Global Management, LLC30,000$142K0.9%2025-Q4 stale
MARSHALL WACE, LLP trimmed25,045$103K0.7%2025-Q3 stale
BARCLAYS PLC added106,408$101K0.6%2025-Q3 stale
Point72 Asset Management, L.P. new14,326$68K0.4%2025-Q4 stale
Qube Research & Technologies Ltd trimmed15,509$64K0.4%2025-Q3 stale
Nuveen, LLC new89,692$63K0.4%2025-Q1 stale
Cubist Systematic Strategies, LLC added81,733$62K0.4%2025-Q2 stale
Beacon Financial Advisory LLC trimmed12,563$59K0.4%2025-Q4 stale
Jain Global LLC new66,796$50K0.3%2025-Q2 stale
HRT FINANCIAL LP added54,584$41K0.3%2025-Q2 stale
RHUMBLINE ADVISERS added57,765$40K0.3%2025-Q1 stale
DEUTSCHE BANK AG\ added56,978$40K0.3%2025-Q1 stale
TOWNSQUARE CAPITAL LLC56,612$40K0.3%2025-Q1 stale
Point72 Asia (Singapore) Pte. Ltd. trimmed52,248$39K0.3%2025-Q2 stale
NEW YORK STATE COMMON RETIREMENT FUND51,900$36K0.2%2025-Q1 stale
ACADIAN ASSET MANAGEMENT LLC trimmed9,391$36K0.2%2025-Q3 stale
INTECH INVESTMENT MANAGEMENT LLC added49,641$35K0.2%2025-Q1 stale
AQR CAPITAL MANAGEMENT LLC added45,877$35K0.2%2025-Q2 stale
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. added44,823$31K0.2%2025-Q1 stale
CHARLES SCHWAB INVESTMENT MANAGEMENT INC trimmed39,793$30K0.2%2025-Q2 stale
Apollon Wealth Management, LLC new36,000$27K0.2%2025-Q2 stale
Integrated Wealth Concepts LLC added35,113$27K0.2%2025-Q2 stale
PRICE T ROWE ASSOCIATES INC /MD/35,954$26K0.2%2025-Q1 stale
Catalyst Funds Management Pty Ltd new33,700$25K0.2%2025-Q2 stale
Corebridge Financial, Inc. trimmed35,633$25K0.2%2025-Q1 stale
Virtu Financial LLC trimmed31,921$24K0.2%2025-Q2 stale
Mariner, LLC trimmed33,867$24K0.2%2025-Q1 stale
Invesco Ltd. added33,503$23K0.1%2025-Q1 stale
Bank of New York Mellon Corp trimmed29,359$22K0.1%2025-Q2 stale
XTX Topco Ltd trimmed28,716$22K0.1%2025-Q2 stale
O'SHAUGHNESSY ASSET MANAGEMENT, LLC new27,224$21K0.1%2025-Q2 stale
SG Americas Securities, LLC trimmed27,363$19K0.1%2025-Q1 stale
HSBC HOLDINGS PLC new21,962$17K0.1%2025-Q2 stale
NEUBERGER BERMAN GROUP LLC added20,939$15K0.1%2025-Q1 stale
Schonfeld Strategic Advisors LLC trimmed17,825$13K0.1%2025-Q2 stale
Ground Swell Capital, LLC new15,327$12K0.1%2025-Q2 stale
SANDERS MORRIS HARRIS LLC16,425$12K0.1%2025-Q1 stale
CIBC WORLD MARKETS CORP new16,139$11K0.1%2025-Q1 stale
ProShare Advisors LLC trimmed15,746$11K0.1%2025-Q1 stale
SIMPLEX TRADING, LLC added2,070$10K0.1%2025-Q4 stale
JPMORGAN CHASE & CO trimmed12,162$9K0.1%2025-Q2 stale
IAM Advisory, LLC added12,000$9K0.1%2025-Q2 stale
Connor, Clark & Lunn Investment Management Ltd. trimmed11,273$9K0.1%2025-Q2 stale
Squarepoint Ops LLC trimmed11,205$8K0.1%2025-Q1 stale
MERCER GLOBAL ADVISORS INC /ADV new10,069$8K0.0%2025-Q2 stale
Ridgewood Investments LLC10,000$8K0.0%2025-Q2 stale
Stratos Wealth Partners, LTD.10,000$8K0.0%2025-Q2 stale
Legal & General Group Plc7,213$5K0.0%2025-Q1 stale
Ameritas Investment Partners, Inc.6,666$5K0.0%2025-Q1 stale
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM5,640$4K0.0%2025-Q1 stale
MAI Capital Management2,700$2K0.0%2025-Q2 stale
AMALGAMATED BANK2,354$2K0.0%2025-Q1 stale
Inlight Wealth Management, LLC200$9440.0%2025-Q4 stale
EverSource Wealth Advisors, LLC added191$7890.0%2025-Q3 stale
NISA INVESTMENT ADVISORS, LLC added500$3770.0%2025-Q2 stale
Sterling Capital Management LLC added225$1570.0%2025-Q1 stale
True Wealth Design, LLC trimmed27$210.0%2025-Q2 stale
NewEdge Advisors, LLC new18$130.0%2025-Q1 stale
Essential Partners LLC new6$50.0%2025-Q2 stale
CWM, LLC trimmed60.0%2025-Q3 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership