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Institutional Ownership · SEC Form 13F

Who owns Lumen Technologies, Inc. (LUMN)


Which tracked institutional funds hold LUMN, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See LUMN company fundamentals →

Ownership as of the 2026-Q1 13F filings (latest filed 2026-05-18). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

589
Institutional holders
682M
Shares held (tracked funds)
66.5%
Of shares outstanding

How the tape is positioned

73 tracked funds added or opened LUMN while 117 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

LUMN’s largest tracked holder by dollar value, VANGUARD GROUP INC, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp gap the other way — the median holder sizes LUMN more heavily than its largest holder by dollar value does.

Book-share is each fund’s reported value in LUMN divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 589 tracked filers holding LUMN, 274 increased or opened the position and 259 reduced or closed it; over the same quarter, open-market insider Form 4s were net purchases.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in LUMN between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 20

  • VANGUARD PORTFOLIO MANAGEMENT LLC$432M
  • VANGUARD CAPITAL MANAGEMENT LLC$289M
  • VANGUARD FIDUCIARY TRUST CO$45M
  • VANGUARD ASSET MANAGEMENT, Ltd$6M
  • Vanguard Global Advisers, LLC$3M
  • Qube Research & Technologies Ltd$3M

Full exits 27

  • VANGUARD GROUP INC$858M
  • Palestra Capital Management LLC$87M
  • AustralianSuper Pty Ltd$11M
  • ExodusPoint Capital Management, LP$8M
  • CANADA LIFE ASSURANCE Co$8M
  • TWO SIGMA ADVISERS, LP$4M

Largest adds

  • D. E. Shaw & Co., Inc.$73M
  • GOLDMAN SACHS GROUP INC$27M
  • Invesco Ltd.$26M
  • Curi Capital, LLC$15M
  • TUDOR INVESTMENT CORP ET AL$14M
  • JANE STREET GROUP, LLC$12M

Largest trims

  • BlackRock, Inc.$261M
  • JPMORGAN CHASE & CO$172M
  • NORGES BANK$60M
  • PRICE T ROWE ASSOCIATES INC /MD/$55M
  • Trexquant Investment LP$41M
  • STATE STREET CORP$28M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
BlackRock, Inc. trimmed121,711,089$846M15.1%2026-Q1
VANGUARD PORTFOLIO MANAGEMENT LLC new62,119,909$432M7.7%2026-Q1
STATE STREET CORP added46,012,329$320M5.7%2026-Q1
VANGUARD CAPITAL MANAGEMENT LLC new41,631,209$289M5.2%2026-Q1
FMR LLC added30,696,371$213M3.8%2026-Q1
GEODE CAPITAL MANAGEMENT, LLC added22,867,581$159M2.8%2026-Q1
GOLDMAN SACHS GROUP INC added22,543,945$157M2.8%2026-Q1
CHARLES SCHWAB INVESTMENT MANAGEMENT INC trimmed17,175,568$119M2.1%2026-Q1
D. E. Shaw & Co., Inc. added15,034,113$104M1.9%2026-Q1
DIMENSIONAL FUND ADVISORS LP added14,994,640$104M1.9%2026-Q1
FIRST TRUST ADVISORS LP trimmed12,772,723$89M1.6%2026-Q1
MORGAN STANLEY added11,890,687$83M1.5%2026-Q1
BARCLAYS PLC added11,665,469$81M1.4%2026-Q1
NORTHERN TRUST CORP trimmed10,603,492$74M1.3%2026-Q1
RENAISSANCE TECHNOLOGIES LLC trimmed9,720,567$68M1.2%2026-Q1
HSBC HOLDINGS PLC trimmed8,766,020$60M1.1%2026-Q1
Allianz Asset Management GmbH added8,489,233$59M1.1%2026-Q1
Invesco Ltd. added8,213,025$57M1.0%2026-Q1
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP added7,954,306$55M1.0%2026-Q1
CapWealth Advisors, LLC added7,010,163$49M0.9%2026-Q1
NORGES BANK trimmed11,757,333$46M0.8%2026-Q1
VANGUARD FIDUCIARY TRUST CO new6,512,735$45M0.8%2026-Q1
Curi Capital, LLC added5,872,216$41M0.7%2026-Q1
TWO SIGMA INVESTMENTS, LP added5,844,871$41M0.7%2026-Q1
Bank of New York Mellon Corp trimmed5,602,368$39M0.7%2026-Q1
Nuveen, LLC trimmed5,351,701$37M0.7%2026-Q1
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. added5,300,565$37M0.7%2026-Q1
JANE STREET GROUP, LLC added5,150,575$36M0.6%2026-Q1
LM Asset Management Inc. added4,957,000$34M0.6%2026-Q1
GENDELL JEFFREY L4,761,216$33M0.6%2026-Q1
PRINCIPAL FINANCIAL GROUP INC added4,611,749$32M0.6%2026-Q1
MILLENNIUM MANAGEMENT LLC trimmed4,571,215$32M0.6%2026-Q1
UBS Group AG trimmed4,353,030$30M0.5%2026-Q1
Connor, Clark & Lunn Investment Management Ltd. added4,223,255$29M0.5%2026-Q1
Public Sector Pension Investment Board added3,725,770$26M0.5%2026-Q1
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC added3,315,799$23M0.4%2026-Q1
BANK OF AMERICA CORP /DE/ added3,010,141$21M0.4%2026-Q1
CITIGROUP INC trimmed2,932,728$20M0.4%2026-Q1
FEDERATED HERMES, INC. added2,878,472$20M0.4%2026-Q1
Penn Capital Management Company, LLC added2,707,654$19M0.3%2026-Q1
RHUMBLINE ADVISERS trimmed2,612,231$18M0.3%2026-Q1
CITADEL ADVISORS LLC added2,524,313$18M0.3%2026-Q1
Legal & General Group Plc trimmed2,511,261$17M0.3%2026-Q1
VAN DEN BERG MANAGEMENT I, INC added2,427,862$17M0.3%2026-Q1
TUDOR INVESTMENT CORP ET AL added2,418,613$17M0.3%2026-Q1
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND trimmed2,224,000$15M0.3%2026-Q1
WESTERLY CAPITAL MANAGEMENT, LLC added2,200,000$15M0.3%2026-Q1
AMERIPRISE FINANCIAL INC trimmed1,995,825$14M0.2%2026-Q1
Swiss National Bank added1,928,400$13M0.2%2026-Q1
NEW YORK STATE COMMON RETIREMENT FUND added1,918,697$13M0.2%2026-Q1
BRIGADE CAPITAL MANAGEMENT, LP1,850,000$13M0.2%2026-Q1
BALYASNY ASSET MANAGEMENT L.P. trimmed1,678,951$12M0.2%2026-Q1
DEUTSCHE BANK AG\ trimmed1,673,366$12M0.2%2026-Q1
Voleon Capital Management LP added1,602,303$11M0.2%2026-Q1
California Public Employees Retirement System trimmed1,549,887$11M0.2%2026-Q1
BNP PARIBAS FINANCIAL MARKETS added1,446,187$10M0.2%2026-Q1
JANUS HENDERSON GROUP PLC added1,385,803$10M0.2%2026-Q1
LPL Financial LLC added1,375,956$10M0.2%2026-Q1
Sequoia Financial Advisors, LLC trimmed1,339,607$9M0.2%2026-Q1
ALLIANCEBERNSTEIN L.P. trimmed1,190,407$9M0.2%2026-Q1
VOYA INVESTMENT MANAGEMENT LLC added1,328,166$9M0.2%2026-Q1
SG Americas Securities, LLC added1,216,669$8M0.2%2026-Q1
CANADA PENSION PLAN INVESTMENT BOARD trimmed1,170,054$8M0.1%2026-Q1
PRUDENTIAL FINANCIAL INC trimmed1,149,526$8M0.1%2026-Q1
PRICE T ROWE ASSOCIATES INC /MD/ trimmed1,147,573$8M0.1%2026-Q1
INTECH INVESTMENT MANAGEMENT LLC added1,132,494$8M0.1%2026-Q1
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM added1,130,541$8M0.1%2026-Q1
MARSHALL WACE, LLP added1,080,825$8M0.1%2026-Q1
NATIXIS ADVISORS, LLC trimmed1,061,480$7M0.1%2026-Q1
Jump Financial, LLC added880,102$6M0.1%2026-Q1
VANGUARD ASSET MANAGEMENT, Ltd new866,238$6M0.1%2026-Q1
Russell Investments Group, Ltd. trimmed865,418$6M0.1%2026-Q1
Summit Financial, LLC added850,056$6M0.1%2026-Q1
NEW YORK STATE TEACHERS RETIREMENT SYSTEM trimmed804,315$6M0.1%2026-Q1
WELLS FARGO & COMPANY/MN trimmed766,740$5M0.1%2026-Q1
Mitsubishi UFJ Trust & Banking Corp trimmed745,117$5M0.1%2026-Q1
FRANKLIN RESOURCES INC trimmed743,013$5M0.1%2026-Q1
ALGERT GLOBAL LLC added732,574$5M0.1%2026-Q1
Aquatic Capital Management LLC added723,391$5M0.1%2026-Q1
Thrivent Financial for Lutherans trimmed631,593$4M0.1%2026-Q1
Arkadios Wealth Advisors added619,163$4M0.1%2026-Q1
RAYMOND JAMES FINANCIAL INC added617,280$4M0.1%2026-Q1
BESSEMER GROUP INC added607,387$4M0.1%2026-Q1
LEE DANNER & BASS INC added602,245$4M0.1%2026-Q1
VANGUARD GROUP INC trimmed110,366,433$858M15.3%2025-Q4 stale
Palestra Capital Management LLC11,167,585$87M1.6%2025-Q4 stale
HENNESSY ADVISORS INC trimmed6,966,200$31M0.5%2025-Q2 stale
Contour Asset Management LLC new4,970,793$30M0.5%2025-Q3 stale
Diameter Capital Partners LP new3,300,000$20M0.4%2025-Q3 stale
AIGH Capital Management LLC new2,550,000$16M0.3%2025-Q3 stale
Cubist Systematic Strategies, LLC added3,153,418$14M0.2%2025-Q2 stale
JUPITER ASSET MANAGEMENT LTD added2,786,366$12M0.2%2025-Q2 stale
AustralianSuper Pty Ltd trimmed1,381,488$11M0.2%2025-Q4 stale
VOLORIDGE INVESTMENT MANAGEMENT, LLC trimmed2,002,109$9M0.2%2025-Q2 stale
ExodusPoint Capital Management, LP added993,213$8M0.1%2025-Q4 stale
CANADA LIFE ASSURANCE Co trimmed976,832$8M0.1%2025-Q4 stale
Woodline Partners LP added1,277,137$5M0.1%2025-Q1 stale
TWO SIGMA ADVISERS, LP trimmed544,028$4M0.1%2025-Q4 stale
Assenagon Asset Management S.A. added945,536$4M0.1%2025-Q2 stale
Informed Momentum Co LLC new531,219$4M0.1%2025-Q4 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership