Who owns LU
Which tracked institutional funds hold LU, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See LU company fundamentals →
Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
The tracked-fund tape on LU is one-sided between 2025-Q4 and 2026-Q1: 7 added or opened and 23 trimmed or exited — on balance reducing.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
LU’s largest tracked holder by dollar value, VANGUARD GROUP INC, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp gap the other way — the median holder sizes LU more heavily than its largest holder by dollar value does.
Book-share is each fund’s reported value in LU divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2025-Q4 and 2026-Q1, across 75 tracked filers holding LU, 25 increased or opened the position and 54 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in LU between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 3
- VANGUARD CAPITAL MANAGEMENT LLC$18M
- VANGUARD FIDUCIARY TRUST CO$5M
- VANGUARD ASSET MANAGEMENT, Ltd$739K
Full exits 4
- VANGUARD GROUP INC$24M
- TWO SIGMA ADVISERS, LP$2M
- CITADEL ADVISORS LLC$1M
- Fideuram Asset Management (Ireland) dac$565K
Largest adds
- Alpine Investment Management Ltd$2M
- UBS Group AG$462K
- TWO SIGMA INVESTMENTS, LP$429K
- BAROMETER CAPITAL MANAGEMENT INC.$334K
Largest trims
- Yunqi Capital Ltd$8M
- ACADIAN ASSET MANAGEMENT LLC$6M
- CHARLES SCHWAB INVESTMENT MANAGEMENT INC$6M
- STATE STREET CORP$6M
- BAILLIE GIFFORD & CO$5M
- BlackRock, Inc.$3M
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| Alpine Investment Management Ltd added | 12,404,000 | $23M | 8.3% | 2026-Q1 |
| Yunqi Capital Ltd | 10,950,138 | $20M | 7.3% | 2026-Q1 |
| VANGUARD CAPITAL MANAGEMENT LLC new | 9,701,707 | $18M | 6.5% | 2026-Q1 |
| BAILLIE GIFFORD & CO added | 8,186,456 | $15M | 5.5% | 2026-Q1 |
| ACADIAN ASSET MANAGEMENT LLC trimmed | 5,945,969 | $11M | 4.0% | 2026-Q1 |
| BlackRock, Inc. added | 5,830,491 | $11M | 3.9% | 2026-Q1 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC trimmed | 4,877,374 | $9M | 3.3% | 2026-Q1 |
| FMR LLC trimmed | 3,947,300 | $7M | 2.6% | 2026-Q1 |
| NORGES BANK trimmed | 1,766,041 | $5M | 1.9% | 2026-Q1 |
| VANGUARD FIDUCIARY TRUST CO new | 2,616,288 | $5M | 1.8% | 2026-Q1 |
| STATE STREET CORP trimmed | 2,299,420 | $4M | 1.5% | 2026-Q1 |
| Legal & General Group Plc trimmed | 1,544,828 | $3M | 1.0% | 2026-Q1 |
| UBS Group AG added | 1,257,479 | $2M | 0.8% | 2026-Q1 |
| Allianz Asset Management GmbH trimmed | 1,103,972 | $2M | 0.7% | 2026-Q1 |
| JANE STREET GROUP, LLC trimmed | 798,785 | $1M | 0.5% | 2026-Q1 |
| Invesco Ltd. trimmed | 627,982 | $1M | 0.4% | 2026-Q1 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP trimmed | 548,170 | $1M | 0.4% | 2026-Q1 |
| BAROMETER CAPITAL MANAGEMENT INC. added | 534,700 | $1,000K | 0.4% | 2026-Q1 |
| MORGAN STANLEY trimmed | 477,914 | $894K | 0.3% | 2026-Q1 |
| NORTHERN TRUST CORP trimmed | 477,279 | $893K | 0.3% | 2026-Q1 |
| TWO SIGMA INVESTMENTS, LP added | 430,676 | $805K | 0.3% | 2026-Q1 |
| VANGUARD ASSET MANAGEMENT, Ltd new | 395,378 | $739K | 0.3% | 2026-Q1 |
| GOLDMAN SACHS GROUP INC added | 356,277 | $666K | 0.2% | 2026-Q1 |
| JBF Capital, Inc. | 339,884 | $636K | 0.2% | 2026-Q1 |
| California Public Employees Retirement System added | 329,089 | $615K | 0.2% | 2026-Q1 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. trimmed | 321,940 | $600K | 0.2% | 2026-Q1 |
| Bank of New York Mellon Corp added | 318,365 | $595K | 0.2% | 2026-Q1 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO added | 246,500 | $461K | 0.2% | 2026-Q1 |
| BANK OF AMERICA CORP /DE/ trimmed | 215,996 | $404K | 0.1% | 2026-Q1 |
| FRANKLIN RESOURCES INC trimmed | 208,088 | $389K | 0.1% | 2026-Q1 |
| HRT FINANCIAL LP added | 190,946 | $357K | 0.1% | 2026-Q1 |
| GEODE CAPITAL MANAGEMENT, LLC added | 187,853 | $351K | 0.1% | 2026-Q1 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC added | 174,705 | $327K | 0.1% | 2026-Q1 |
| Nuveen, LLC | 167,100 | $312K | 0.1% | 2026-Q1 |
| AMERICAN CENTURY COMPANIES INC trimmed | 145,902 | $273K | 0.1% | 2026-Q1 |
| GSA CAPITAL PARTNERS LLP added | 141,717 | $265K | 0.1% | 2026-Q1 |
| ALLIANCEBERNSTEIN L.P. | 100,553 | $257K | 0.1% | 2026-Q1 |
| Aberdeen Group plc trimmed | 107,225 | $201K | 0.1% | 2026-Q1 |
| NEUBERGER BERMAN GROUP LLC | 104,956 | $196K | 0.1% | 2026-Q1 |
| SIMPLEX TRADING, LLC trimmed | 101,933 | $191K | 0.1% | 2026-Q1 |
| MILLENNIUM MANAGEMENT LLC trimmed | 95,430 | $178K | 0.1% | 2026-Q1 |
| HSBC HOLDINGS PLC added | 83,968 | $157K | 0.1% | 2026-Q1 |
| XTX Topco Ltd trimmed | 82,816 | $155K | 0.1% | 2026-Q1 |
| Mitsubishi UFJ Asset Management Co., Ltd. trimmed | 78,299 | $146K | 0.1% | 2026-Q1 |
| GROUP ONE TRADING LLC trimmed | 65,847 | $123K | 0.0% | 2026-Q1 |
| Police & Firemen's Retirement System of New Jersey trimmed | 62,992 | $118K | 0.0% | 2026-Q1 |
| CITIGROUP INC trimmed | 50,576 | $95K | 0.0% | 2026-Q1 |
| SEI INVESTMENTS CO trimmed | 30,052 | $56K | 0.0% | 2026-Q1 |
| AXQ CAPITAL, LP new | 29,704 | $56K | 0.0% | 2026-Q1 |
| SIH Partners, LLLP | 27,400 | $51K | 0.0% | 2026-Q1 |
| Virtu Financial LLC trimmed | 25,019 | $47K | 0.0% | 2026-Q1 |
| Asset Management One Co., Ltd. trimmed | 22,853 | $43K | 0.0% | 2026-Q1 |
| JPMORGAN CHASE & CO trimmed | 22,066 | $39K | 0.0% | 2026-Q1 |
| Hudson Bay Capital Management LP | 20,800 | $39K | 0.0% | 2026-Q1 |
| VANGUARD GROUP INC trimmed | 9,513,893 | $24M | 8.7% | 2025-Q4 stale |
| Tiger Pacific Capital LP trimmed | 5,472,835 | $22M | 8.0% | 2025-Q3 stale |
| First Beijing Investment Ltd added | 6,464,988 | $18M | 6.5% | 2025-Q2 stale |
| Mitsubishi UFJ Trust & Banking Corp added | 3,311,555 | $9M | 3.3% | 2025-Q2 stale |
| FIL Ltd trimmed | 2,916,702 | $9M | 3.1% | 2025-Q1 stale |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP added | 2,168,162 | $6M | 2.2% | 2025-Q2 stale |
| RENAISSANCE TECHNOLOGIES LLC trimmed | 1,347,319 | $5M | 2.0% | 2025-Q3 stale |
| Cape Ann Asset Management Ltd added | 1,070,730 | $5M | 1.6% | 2025-Q1 stale |
| MARSHALL WACE, LLP added | 985,283 | $4M | 1.4% | 2025-Q3 stale |
| CAXTON ASSOCIATES LLP new | 912,345 | $3M | 1.0% | 2025-Q1 stale |
| BALYASNY ASSET MANAGEMENT L.P. added | 571,051 | $2M | 0.8% | 2025-Q3 stale |
| CANADA PENSION PLAN INVESTMENT BOARD trimmed | 815,600 | $2M | 0.8% | 2025-Q2 stale |
| Leading Securities Co Ltd added | 514,323 | $2M | 0.7% | 2025-Q3 stale |
| Catalyst Funds Management Pty Ltd trimmed | 594,960 | $2M | 0.6% | 2025-Q1 stale |
| TWO SIGMA ADVISERS, LP trimmed | 586,262 | $2M | 0.5% | 2025-Q4 stale |
| AQR CAPITAL MANAGEMENT LLC | 470,023 | $1M | 0.5% | 2025-Q1 stale |
| CITADEL ADVISORS LLC trimmed | 540,146 | $1M | 0.5% | 2025-Q4 stale |
| DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD. new | 337,300 | $1M | 0.5% | 2025-Q3 stale |
| Lighthouse Investment Partners, LLC added | 230,000 | $934K | 0.3% | 2025-Q3 stale |
| LANSDOWNE PARTNERS (UK) LLP trimmed | 254,265 | $781K | 0.3% | 2025-Q1 stale |
| Hel Ved Capital Management Ltd trimmed | 185,339 | $752K | 0.3% | 2025-Q3 stale |
| Fideuram Asset Management (Ireland) dac new | 194,559 | $565K | 0.2% | 2025-Q4 stale |
| WELLINGTON MANAGEMENT GROUP LLP trimmed | 174,664 | $447K | 0.2% | 2025-Q4 stale |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS trimmed | 116,220 | $298K | 0.1% | 2025-Q4 stale |
| Centiva Capital, LP added | 104,162 | $291K | 0.1% | 2025-Q2 stale |
| Amundi added | 93,820 | $240K | 0.1% | 2025-Q4 stale |
| Squarepoint Ops LLC trimmed | 57,627 | $161K | 0.1% | 2025-Q2 stale |
| PLATINUM INVESTMENT MANAGEMENT LTD added | 45,211 | $134K | 0.0% | 2025-Q1 stale |
| Sanctuary Advisors, LLC new | 39,545 | $110K | 0.0% | 2025-Q2 stale |
| Polunin Capital Partners Ltd trimmed | 41,924 | $110K | 0.0% | 2025-Q4 stale |
| Vestmark Advisory Solutions, Inc. new | 30,294 | $78K | 0.0% | 2025-Q4 stale |
| Headlands Technologies LLC added | 26,928 | $75K | 0.0% | 2025-Q2 stale |
| Brooklyn Investment Group trimmed | 16,275 | $66K | 0.0% | 2025-Q3 stale |
| PROFUND ADVISORS LLC trimmed | 25,448 | $65K | 0.0% | 2025-Q4 stale |
| NEW YORK STATE COMMON RETIREMENT FUND trimmed | 21,120 | $63K | 0.0% | 2025-Q1 stale |
| Pathstone Holdings, LLC added | 23,677 | $61K | 0.0% | 2025-Q4 stale |
| D. E. Shaw & Co., Inc. trimmed | 14,667 | $60K | 0.0% | 2025-Q3 stale |
| Russell Investments Group, Ltd. | 13,905 | $56K | 0.0% | 2025-Q3 stale |
| Scientech Research LLC new | 11,431 | $46K | 0.0% | 2025-Q3 stale |
| Corient Private Wealth LLC trimmed | 11,387 | $46K | 0.0% | 2025-Q3 stale |
| Handelsbanken Fonder AB trimmed | 14,825 | $44K | 0.0% | 2025-Q1 stale |
| Walleye Trading LLC trimmed | 10,672 | $43K | 0.0% | 2025-Q3 stale |
| QRG CAPITAL MANAGEMENT, INC. trimmed | 13,978 | $39K | 0.0% | 2025-Q2 stale |
| Savant Capital, LLC new | 12,599 | $37K | 0.0% | 2025-Q1 stale |
| May Hill Capital, LLC new | 12,312 | $34K | 0.0% | 2025-Q2 stale |
| Vanguard Personalized Indexing Management, LLC added | 13,189 | $34K | 0.0% | 2025-Q4 stale |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.