Who owns LU
Which tracked institutional funds hold LU, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See LU company fundamentals →
Ownership as of the 2026-Q2 13F filings (latest filed 2026-09-22). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
The tracked-fund tape on LU is one-sided between 2026-Q1 and 2026-Q2: 3 added or opened and 23 trimmed or exited — on balance reducing.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
LU’s largest tracked holder by dollar value, VANGUARD GROUP INC, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp conviction gap — its largest holder concentrates the name more heavily than the typical one.
Book-share is each fund’s reported value in LU divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2026-Q1 and 2026-Q2, across 71 tracked filers holding LU, 28 increased or opened the position and 47 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in LU between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 1
- Numerai GP LLC$532K
Full exits 3
- BAILLIE GIFFORD & CO$15M
- ACADIAN ASSET MANAGEMENT LLC$11M
- FMR LLC$7M
Largest adds
- UBS Group AG$3M
- JPMORGAN CHASE & CO$761K
Largest trims
- VANGUARD CAPITAL MANAGEMENT LLC$8M
- Yunqi Capital Ltd$6M
- Alpine Investment Management Ltd$5M
- CHARLES SCHWAB INVESTMENT MANAGEMENT INC$3M
- BlackRock, Inc.$3M
- STATE STREET CORP$2M
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| Alpine Investment Management Ltd added | 13,939,985 | $18M | 8.0% | 2026-Q2 |
| Yunqi Capital Ltd | 10,950,138 | $14M | 6.3% | 2026-Q2 |
| VANGUARD CAPITAL MANAGEMENT LLC trimmed | 7,573,448 | $10M | 4.3% | 2026-Q2 |
| BlackRock, Inc. trimmed | 5,781,769 | $8M | 3.3% | 2026-Q2 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC trimmed | 4,414,394 | $6M | 2.5% | 2026-Q2 |
| UBS Group AG added | 4,193,458 | $6M | 2.4% | 2026-Q2 |
| NORGES BANK added | 3,151,227 | $4M | 1.8% | 2026-Q2 |
| VANGUARD FIDUCIARY TRUST CO trimmed | 2,049,280 | $3M | 1.2% | 2026-Q2 |
| STATE STREET CORP trimmed | 1,462,988 | $2M | 0.8% | 2026-Q2 |
| JANE STREET GROUP, LLC added | 1,312,511 | $2M | 0.7% | 2026-Q2 |
| Legal & General Group Plc trimmed | 1,187,221 | $2M | 0.7% | 2026-Q2 |
| Allianz Asset Management GmbH trimmed | 1,077,551 | $1M | 0.6% | 2026-Q2 |
| JPMORGAN CHASE & CO added | 597,392 | $801K | 0.3% | 2026-Q2 |
| BAROMETER CAPITAL MANAGEMENT INC. added | 572,800 | $756K | 0.3% | 2026-Q2 |
| Invesco Ltd. trimmed | 490,846 | $648K | 0.3% | 2026-Q2 |
| MORGAN STANLEY trimmed | 451,248 | $596K | 0.3% | 2026-Q2 |
| NORTHERN TRUST CORP trimmed | 420,583 | $555K | 0.2% | 2026-Q2 |
| Numerai GP LLC new | 403,029 | $532K | 0.2% | 2026-Q2 |
| JBF Capital, Inc. | 339,884 | $449K | 0.2% | 2026-Q2 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP trimmed | 311,225 | $411K | 0.2% | 2026-Q2 |
| Bank of New York Mellon Corp trimmed | 310,033 | $409K | 0.2% | 2026-Q2 |
| MILLENNIUM MANAGEMENT LLC added | 299,746 | $396K | 0.2% | 2026-Q2 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. trimmed | 297,334 | $393K | 0.2% | 2026-Q2 |
| TWO SIGMA INVESTMENTS, LP trimmed | 285,412 | $377K | 0.2% | 2026-Q2 |
| VANGUARD ASSET MANAGEMENT, Ltd trimmed | 280,854 | $371K | 0.2% | 2026-Q2 |
| GOLDMAN SACHS GROUP INC trimmed | 275,413 | $364K | 0.2% | 2026-Q2 |
| CITADEL ADVISORS LLC trimmed | 268,734 | $355K | 0.2% | 2026-Q2 |
| California Public Employees Retirement System trimmed | 248,615 | $328K | 0.1% | 2026-Q2 |
| FRANKLIN RESOURCES INC trimmed | 198,282 | $262K | 0.1% | 2026-Q2 |
| BANK OF AMERICA CORP /DE/ trimmed | 197,418 | $261K | 0.1% | 2026-Q2 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 174,705 | $231K | 0.1% | 2026-Q2 |
| Nuveen, LLC | 167,100 | $221K | 0.1% | 2026-Q2 |
| RAMSEY QUANTITATIVE SYSTEMS new | 150,979 | $199K | 0.1% | 2026-Q2 |
| AMERICAN CENTURY COMPANIES INC added | 146,136 | $193K | 0.1% | 2026-Q2 |
| ALLIANCEBERNSTEIN L.P. | 100,553 | $188K | 0.1% | 2026-Q2 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO trimmed | 119,200 | $157K | 0.1% | 2026-Q2 |
| Aberdeen Group plc | 107,225 | $142K | 0.1% | 2026-Q2 |
| TUDOR INVESTMENT CORP ET AL new | 104,888 | $138K | 0.1% | 2026-Q2 |
| HSBC HOLDINGS PLC trimmed | 66,056 | $87K | 0.0% | 2026-Q2 |
| CITIGROUP INC added | 63,149 | $83K | 0.0% | 2026-Q2 |
| Engineers Gate Manager LP added | 45,403 | $60K | 0.0% | 2026-Q2 |
| Asset Management One Co., Ltd. added | 34,859 | $46K | 0.0% | 2026-Q2 |
| GEODE CAPITAL MANAGEMENT, LLC trimmed | 34,316 | $45K | 0.0% | 2026-Q2 |
| Walleye Trading LLC added | 31,459 | $42K | 0.0% | 2026-Q2 |
| SmartHarvest Portfolios, LLC new | 28,569 | $38K | 0.0% | 2026-Q2 |
| Police & Firemen's Retirement System of New Jersey trimmed | 28,391 | $37K | 0.0% | 2026-Q2 |
| SIMPLEX TRADING, LLC trimmed | 27,871 | $37K | 0.0% | 2026-Q2 |
| SIH Partners, LLLP | 27,400 | $36K | 0.0% | 2026-Q2 |
| Y-Intercept (Hong Kong) Ltd new | 27,313 | $36K | 0.0% | 2026-Q2 |
| Hudson Bay Capital Management LP | 20,800 | $27K | 0.0% | 2026-Q2 |
| Caitong International Asset Management Co., Ltd added | 19,199 | $25K | 0.0% | 2026-Q2 |
| Pictet Asset Management Holding SA | 17,282 | $23K | 0.0% | 2026-Q2 |
| Vanguard Investments Australia, Ltd. | 16,739 | $22K | 0.0% | 2026-Q2 |
| Tower Research Capital LLC (TRC) added | 16,083 | $21K | 0.0% | 2026-Q2 |
| EWA, LLC trimmed | 13,118 | $17K | 0.0% | 2026-Q2 |
| Vanguard Personalized Indexing Management, LLC trimmed | 11,481 | $15K | 0.0% | 2026-Q2 |
| TWO SIGMA SECURITIES, LLC added | 11,459 | $15K | 0.0% | 2026-Q2 |
| Frec Markets, Inc. new | 10,537 | $14K | 0.0% | 2026-Q2 |
| Savant Capital, LLC trimmed | 10,370 | $14K | 0.0% | 2026-Q2 |
| Squarepoint Ops LLC trimmed | 10,389 | $14K | 0.0% | 2026-Q2 |
| BNP PARIBAS FINANCIAL MARKETS trimmed | 2,191 | $3K | 0.0% | 2026-Q2 |
| Mirae Asset Global Investments Co., Ltd. | 2,166 | $3K | 0.0% | 2026-Q2 |
| SBI Securities Co., Ltd. added | 1,987 | $3K | 0.0% | 2026-Q2 |
| Basecamp Wealth Advisors LLC | 1,531 | $2K | 0.0% | 2026-Q2 |
| EverSource Wealth Advisors, LLC added | 789 | $1K | 0.0% | 2026-Q2 |
| ROYAL BANK OF CANADA trimmed | 1,031 | $1K | 0.0% | 2026-Q2 |
| BARCLAYS PLC | 450 | $594 | 0.0% | 2026-Q2 |
| North Star Investment Management Corp. new | 401 | $529 | 0.0% | 2026-Q2 |
| SWAN Capital LLC | 28 | $37 | 0.0% | 2026-Q2 |
| WELLS FARGO & COMPANY/MN | 25 | $33 | 0.0% | 2026-Q2 |
| DANSKE BANK A/S | 1 | $1 | 0.0% | 2026-Q2 |
| BAILLIE GIFFORD & CO added | 8,186,456 | $15M | 6.6% | 2026-Q1 stale (1 quarter behind) |
| ACADIAN ASSET MANAGEMENT LLC trimmed | 5,945,969 | $11M | 4.8% | 2026-Q1 stale (1 quarter behind) |
| FMR LLC trimmed | 3,947,300 | $7M | 3.2% | 2026-Q1 stale (1 quarter behind) |
| HRT FINANCIAL LP added | 190,946 | $357K | 0.2% | 2026-Q1 stale (1 quarter behind) |
| GSA CAPITAL PARTNERS LLP added | 141,717 | $265K | 0.1% | 2026-Q1 stale (1 quarter behind) |
| NEUBERGER BERMAN GROUP LLC | 104,956 | $196K | 0.1% | 2026-Q1 stale (1 quarter behind) |
| XTX Topco Ltd trimmed | 82,816 | $155K | 0.1% | 2026-Q1 stale (1 quarter behind) |
| Mitsubishi UFJ Asset Management Co., Ltd. trimmed | 78,299 | $146K | 0.1% | 2026-Q1 stale (1 quarter behind) |
| GROUP ONE TRADING LLC trimmed | 65,847 | $123K | 0.1% | 2026-Q1 stale (1 quarter behind) |
| VANGUARD GROUP INC added | 12,534,494 | $32M | 13.9% | 2025-Q4 stale (2 quarters behind) |
| TWO SIGMA ADVISERS, LP trimmed | 586,262 | $2M | 0.6% | 2025-Q4 stale (2 quarters behind) |
| Fideuram Asset Management (Ireland) dac new | 194,559 | $565K | 0.2% | 2025-Q4 stale (2 quarters behind) |
| WELLINGTON MANAGEMENT GROUP LLP trimmed | 174,664 | $447K | 0.2% | 2025-Q4 stale (2 quarters behind) |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS trimmed | 116,220 | $298K | 0.1% | 2025-Q4 stale (2 quarters behind) |
| Amundi added | 93,820 | $240K | 0.1% | 2025-Q4 stale (2 quarters behind) |
| Tiger Pacific Capital LP trimmed | 5,472,835 | $22M | 9.6% | 2025-Q3 stale (3 quarters behind) |
| RENAISSANCE TECHNOLOGIES LLC trimmed | 1,347,319 | $5M | 2.4% | 2025-Q3 stale (3 quarters behind) |
| MARSHALL WACE, LLP added | 985,283 | $4M | 1.7% | 2025-Q3 stale (3 quarters behind) |
| BALYASNY ASSET MANAGEMENT L.P. new | 571,051 | $2M | 1.0% | 2025-Q3 stale (3 quarters behind) |
| Leading Securities Co Ltd added | 514,323 | $2M | 0.9% | 2025-Q3 stale (3 quarters behind) |
| DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD. new | 337,300 | $1M | 0.6% | 2025-Q3 stale (3 quarters behind) |
| Lighthouse Investment Partners, LLC new | 230,000 | $934K | 0.4% | 2025-Q3 stale (3 quarters behind) |
| Hel Ved Capital Management Ltd trimmed | 185,339 | $752K | 0.3% | 2025-Q3 stale (3 quarters behind) |
| First Beijing Investment Ltd added | 6,464,988 | $18M | 7.8% | 2025-Q2 stale (4 quarters behind) |
| Mitsubishi UFJ Trust & Banking Corp added | 3,311,555 | $9M | 4.0% | 2025-Q2 stale (4 quarters behind) |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP added | 2,168,162 | $6M | 2.6% | 2025-Q2 stale (4 quarters behind) |
| CANADA PENSION PLAN INVESTMENT BOARD new | 815,600 | $2M | 1.0% | 2025-Q2 stale (4 quarters behind) |
| Centiva Capital, LP added | 104,162 | $291K | 0.1% | 2025-Q2 stale (4 quarters behind) |
| Sanctuary Advisors, LLC new | 39,545 | $110K | 0.0% | 2025-Q2 stale (4 quarters behind) |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.