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Institutional Ownership · SEC Form 13F

Who owns LPLA (LPLA)


Which tracked institutional funds hold LPLA, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See LPLA company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

763
Institutional holders
82,007,859
Shares held (tracked funds)

How the tape is positioned

135 tracked funds added or opened LPLA while 317 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

LPLA’s largest tracked holder by dollar value, VANGUARD GROUP INC, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.2% of theirs — a 0.1pp gap the other way — the median holder sizes LPLA more heavily than its largest holder by dollar value does.

Book-share is each fund’s reported value in LPLA divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 763 tracked filers holding LPLA, 375 increased or opened the position and 419 reduced or closed it; over the same quarter, open-market insider Form 4 buying and selling roughly offset.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in LPLA between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 49

  • VANGUARD PORTFOLIO MANAGEMENT LLC$1.2B
  • VANGUARD CAPITAL MANAGEMENT LLC$1.1B
  • VANGUARD FIDUCIARY TRUST CO$153M
  • Prana Capital Management, LP$74M
  • Alyeska Investment Group, L.P.$47M
  • VANGUARD ASSET MANAGEMENT, Ltd$41M

Full exits 61

  • VANGUARD GROUP INC$2.9B
  • Third Point LLC$182M
  • Railway Pension Investments Ltd$159M
  • EMINENCE CAPITAL, LP$158M
  • Egerton Capital (UK) LLP$91M
  • TREMBLANT CAPITAL GROUP$79M

Largest adds

  • MILLENNIUM MANAGEMENT LLC$159M
  • FMR LLC$153M
  • CITADEL ADVISORS LLC$150M
  • SAMLYN CAPITAL, LLC$135M
  • ALLIANCEBERNSTEIN L.P.$133M
  • VAN ECK ASSOCIATES CORP$125M

Largest trims

  • BlackRock, Inc.$675M
  • Capital World Investors$599M
  • KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC$316M
  • MORGAN STANLEY$244M
  • JPMORGAN CHASE & CO$190M
  • DODGE & COX$163M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
DODGE & COX added4,146,547$1.2B4.6%2026-Q1
Boston Partners added4,131,498$1.2B4.5%2026-Q1
MASSACHUSETTS FINANCIAL SERVICES CO /MA/ added3,869,359$1.2B4.3%2026-Q1
VANGUARD PORTFOLIO MANAGEMENT LLC new3,851,978$1.2B4.2%2026-Q1
BlackRock, Inc. trimmed3,679,279$1.1B4.1%2026-Q1
JANUS HENDERSON GROUP PLC added3,666,780$1.1B4.0%2026-Q1
VANGUARD CAPITAL MANAGEMENT LLC new3,596,968$1.1B4.0%2026-Q1
PRINCIPAL FINANCIAL GROUP INC added2,636,544$793M2.9%2026-Q1
SAMLYN CAPITAL, LLC added2,323,360$699M2.6%2026-Q1
Capital World Investors trimmed2,312,446$696M2.5%2026-Q1
LONE PINE CAPITAL LLC trimmed2,049,967$617M2.3%2026-Q1
ALLIANCEBERNSTEIN L.P. added1,571,998$561M2.1%2026-Q1
STATE STREET CORP added1,863,266$561M2.1%2026-Q1
WCM INVESTMENT MANAGEMENT, LLC added1,734,395$521M1.9%2026-Q1
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC trimmed1,680,090$505M1.8%2026-Q1
GEODE CAPITAL MANAGEMENT, LLC added1,594,750$479M1.8%2026-Q1
FMR LLC added1,296,944$390M1.4%2026-Q1
MORGAN STANLEY trimmed1,283,665$386M1.4%2026-Q1
BARROW HANLEY MEWHINNEY & STRAUSS LLC trimmed1,093,406$329M1.2%2026-Q1
SurgoCap Partners LP added1,020,839$307M1.1%2026-Q1
NORGES BANK trimmed928,320$304M1.1%2026-Q1
VAN ECK ASSOCIATES CORP added1,002,977$302M1.1%2026-Q1
CITADEL ADVISORS LLC added923,471$278M1.0%2026-Q1
DARLINGTON PARTNERS CAPITAL MANAGEMENT, LP added893,006$269M1.0%2026-Q1
MILLENNIUM MANAGEMENT LLC added890,253$268M1.0%2026-Q1
WESTFIELD CAPITAL MANAGEMENT CO LP added881,506$265M1.0%2026-Q1
DIMENSIONAL FUND ADVISORS LP added816,367$246M0.9%2026-Q1
BANK OF AMERICA CORP /DE/ added803,428$242M0.9%2026-Q1
JPMORGAN CHASE & CO trimmed790,730$237M0.9%2026-Q1
APG Asset Management N.V. added772,692$202M0.7%2026-Q1
RAYMOND JAMES FINANCIAL INC trimmed666,069$200M0.7%2026-Q1
UBS Group AG added653,883$197M0.7%2026-Q1
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC added591,666$178M0.7%2026-Q1
Markel Group Inc.559,951$168M0.6%2026-Q1
TD Asset Management Inc trimmed554,133$167M0.6%2026-Q1
NORTHERN TRUST CORP added525,446$158M0.6%2026-Q1
VANGUARD FIDUCIARY TRUST CO new508,294$153M0.6%2026-Q1
PRICE T ROWE ASSOCIATES INC /MD/ added498,623$150M0.5%2026-Q1
AMERICAN CENTURY COMPANIES INC added487,789$147M0.5%2026-Q1
CHARLES SCHWAB INVESTMENT MANAGEMENT INC added440,464$133M0.5%2026-Q1
Azora Capital LP trimmed427,338$129M0.5%2026-Q1
WELLS FARGO & COMPANY/MN trimmed420,689$127M0.5%2026-Q1
Holocene Advisors, LP added417,647$126M0.5%2026-Q1
Epoch Investment Partners, Inc. trimmed408,301$123M0.4%2026-Q1
VICTORY CAPITAL MANAGEMENT INC added405,812$122M0.4%2026-Q1
FRANKLIN RESOURCES INC added402,014$121M0.4%2026-Q1
FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC trimmed391,686$118M0.4%2026-Q1
Bank of New York Mellon Corp added383,839$115M0.4%2026-Q1
Caisse de depot et placement du Quebec added364,760$110M0.4%2026-Q1
GOLDMAN SACHS GROUP INC added360,806$109M0.4%2026-Q1
FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ added348,101$105M0.4%2026-Q1
ENVESTNET ASSET MANAGEMENT INC trimmed336,764$101M0.4%2026-Q1
NOMURA ASSET MANAGEMENT INTERNATIONAL INC. trimmed328,874$99M0.4%2026-Q1
VOYA INVESTMENT MANAGEMENT LLC added329,270$99M0.4%2026-Q1
Cantillon Capital Management LLC trimmed324,927$98M0.4%2026-Q1
First Pacific Advisors, LP trimmed320,624$96M0.4%2026-Q1
Invesco Ltd. trimmed318,669$96M0.4%2026-Q1
Coronation Fund Managers Ltd. added290,443$87M0.3%2026-Q1
Legal & General Group Plc trimmed287,069$86M0.3%2026-Q1
AMERIPRISE FINANCIAL INC added264,733$80M0.3%2026-Q1
Heron Bay Capital Management added249,212$75M0.3%2026-Q1
Prana Capital Management, LP added247,123$74M0.3%2026-Q1
Junto Capital Management LP added238,515$72M0.3%2026-Q1
TRUIST FINANCIAL CORP trimmed204,248$61M0.2%2026-Q1
GILDER GAGNON HOWE & CO LLC trimmed194,726$59M0.2%2026-Q1
DEUTSCHE BANK AG\ trimmed167,681$50M0.2%2026-Q1
Sumitomo Mitsui Trust Group, Inc. trimmed167,528$50M0.2%2026-Q1
Nuveen, LLC added165,818$50M0.2%2026-Q1
STIFEL FINANCIAL CORP trimmed164,557$50M0.2%2026-Q1
ROYAL BANK OF CANADA trimmed157,829$47M0.2%2026-Q1
Alyeska Investment Group, L.P. added155,438$47M0.2%2026-Q1
BROWN BROTHERS HARRIMAN & CO trimmed146,193$44M0.2%2026-Q1
California Public Employees Retirement System trimmed143,288$43M0.2%2026-Q1
LPL Financial LLC added142,118$43M0.2%2026-Q1
WELLINGTON MANAGEMENT GROUP LLP trimmed141,911$43M0.2%2026-Q1
National Pension Service added140,551$42M0.2%2026-Q1
VANGUARD ASSET MANAGEMENT, Ltd new136,888$41M0.2%2026-Q1
DIAMOND HILL CAPITAL MANAGEMENT INC added136,548$41M0.2%2026-Q1
Hudson Bay Capital Management LP added135,324$41M0.1%2026-Q1
JENNISON ASSOCIATES LLC added135,221$41M0.1%2026-Q1
Ceredex Value Advisors LLC added132,920$40M0.1%2026-Q1
CITIGROUP INC added128,597$39M0.1%2026-Q1
NEUBERGER BERMAN GROUP LLC added127,421$38M0.1%2026-Q1
VANGUARD GROUP INC trimmed8,072,370$2.9B10.6%2025-Q4 stale
Winslow Capital Management, LLC trimmed1,183,069$444M1.6%2025-Q2 stale
Third Point LLC trimmed510,000$182M0.7%2025-Q4 stale
AGF MANAGEMENT LTD trimmed537,275$179M0.7%2025-Q3 stale
Railway Pension Investments Ltd added445,280$159M0.6%2025-Q4 stale
EMINENCE CAPITAL, LP trimmed441,845$158M0.6%2025-Q4 stale
Palestra Capital Management LLC trimmed379,934$142M0.5%2025-Q2 stale
Artisan Partners Limited Partnership trimmed367,426$138M0.5%2025-Q2 stale
HMI Capital Management, L.P. trimmed286,711$94M0.3%2025-Q1 stale
Egerton Capital (UK) LLP trimmed254,813$91M0.3%2025-Q4 stale
TREMBLANT CAPITAL GROUP new222,165$79M0.3%2025-Q4 stale
Employees Retirement System of Texas added176,200$63M0.2%2025-Q4 stale
TWINBEECH CAPITAL LP added133,319$50M0.2%2025-Q2 stale
HARRIS ASSOCIATES L P trimmed135,474$44M0.2%2025-Q1 stale
Bridgewater Associates, LP trimmed118,294$42M0.2%2025-Q4 stale
Southpoint Capital Advisors LP115,000$41M0.2%2025-Q4 stale
SOROS FUND MANAGEMENT LLC trimmed125,000$41M0.1%2025-Q1 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership