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Institutional Ownership · SEC Form 13F

Who owns Lineage Cell Therapeutics (LCTX)


Which tracked institutional funds hold LCTX, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See LCTX company fundamentals →

Ownership as of the 2026-Q2 13F filings (latest filed 2026-09-22). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

128
Institutional holders
117M
Shares held (tracked funds)
48.0%
Of shares outstanding

How the tape is positioned

9 tracked funds added or opened LCTX while 16 trimmed or exited it between 2026-Q1 and 2026-Q2 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

LCTX’s largest tracked holder by dollar value, BROADWOOD CAPITAL INC, sizes it at 3.4% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 3.4pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in LCTX divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2026-Q1 and 2026-Q2, across 128 tracked filers holding LCTX, 62 increased or opened the position and 68 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in LCTX between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 1

  • VANGUARD PORTFOLIO MANAGEMENT LLC$2M

Full exits 3

  • ARMISTICE CAPITAL, LLC$5M
  • SEI INVESTMENTS CO$667K
  • Informed Momentum Co LLC$548K

Largest adds

  • BlackRock, Inc.$11M
  • GEODE CAPITAL MANAGEMENT, LLC$3M
  • NORTHERN TRUST CORP$1M
  • STATE STREET CORP$1M
  • CHARLES SCHWAB INVESTMENT MANAGEMENT INC$551K
  • Bank of New York Mellon Corp$476K

Largest trims

  • BROADWOOD CAPITAL INC$13M
  • MILLENNIUM MANAGEMENT LLC$5M
  • MARSHALL WACE, LLP$3M
  • Defender Capital, LLC.$2M
  • SUSQUEHANNA INTERNATIONAL GROUP, LLP$2M
  • RAFFLES ASSOCIATES LP$2M

Institutional holders

One row per tracked fund, most shares held first (every row is from one quarter; reported value breaks ties). “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding.

FundSharesReported value% of valueQuarter
BROADWOOD CAPITAL INC49,560,992$65M42.5%2026-Q2
BlackRock, Inc. added13,186,895$17M11.3%2026-Q2
VANGUARD CAPITAL MANAGEMENT LLC added9,054,918$12M7.8%2026-Q2
Defender Capital, LLC. trimmed6,598,899$9M5.7%2026-Q2
GEODE CAPITAL MANAGEMENT, LLC added5,299,457$7M4.6%2026-Q2
RAFFLES ASSOCIATES LP trimmed5,197,788$7M4.5%2026-Q2
FIFTH THIRD BANCORP4,600,000$6M3.9%2026-Q2
MILLENNIUM MANAGEMENT LLC trimmed3,018,567$4M2.6%2026-Q2
STATE STREET CORP added2,314,180$3M2.0%2026-Q2
VANGUARD FIDUCIARY TRUST CO added1,668,629$2M1.4%2026-Q2
NORTHERN TRUST CORP added1,656,651$2M1.4%2026-Q2
MORGAN STANLEY trimmed1,471,462$2M1.3%2026-Q2
RENAISSANCE TECHNOLOGIES LLC trimmed1,344,829$2M1.2%2026-Q2
MARSHALL WACE, LLP trimmed1,282,347$2M1.1%2026-Q2
VANGUARD PORTFOLIO MANAGEMENT LLC new1,273,311$2M1.1%2026-Q2
UBS Group AG trimmed687,051$900K0.6%2026-Q2
RED CRANE WEALTH MANAGEMENT, LLC597,263$782K0.5%2026-Q2
CHARLES SCHWAB INVESTMENT MANAGEMENT INC added577,435$756K0.5%2026-Q2
BARCLAYS PLC added508,668$666K0.4%2026-Q2
Squarepoint Ops LLC added444,774$583K0.4%2026-Q2
GOLDMAN SACHS GROUP INC trimmed433,266$568K0.4%2026-Q2
CITADEL ADVISORS LLC added426,169$558K0.4%2026-Q2
BANK OF AMERICA CORP /DE/ added424,373$556K0.4%2026-Q2
Bank of New York Mellon Corp added391,675$513K0.3%2026-Q2
FLPUTNAM INVESTMENT MANAGEMENT CO new304,562$399K0.3%2026-Q2
Nuveen, LLC trimmed245,384$321K0.2%2026-Q2
BRIDGEWAY CAPITAL MANAGEMENT, LLC221,000$290K0.2%2026-Q2
Aster Capital Management (DIFC) Ltd218,241$198K0.1%2026-Q2
McMillan Office, Inc.216,000$283K0.2%2026-Q2
FMR LLC trimmed192,926$253K0.2%2026-Q2
DEUTSCHE BANK AG\ added183,324$240K0.2%2026-Q2
WELLS FARGO & COMPANY/MN added183,117$240K0.2%2026-Q2
PRICE T ROWE ASSOCIATES INC /MD/ added151,233$199K0.1%2026-Q2
RAYMOND JAMES FINANCIAL INC added148,292$194K0.1%2026-Q2
RHUMBLINE ADVISERS trimmed129,536$170K0.1%2026-Q2
MetLife Investment Management, LLC new110,301$144K0.1%2026-Q2
COMMONWEALTH EQUITY SERVICES, LLC trimmed102,178$134K0.1%2026-Q2
Williams Jones Wealth Management, LLC.101,300$133K0.1%2026-Q2
Invesco Ltd. added100,129$131K0.1%2026-Q2
CITIGROUP INC trimmed86,603$113K0.1%2026-Q2
JPMORGAN CHASE & CO added86,526$117K0.1%2026-Q2
Vanguard Global Advisers, LLC85,795$112K0.1%2026-Q2
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. trimmed84,857$111K0.1%2026-Q2
TRUST CO OF TOLEDO NA /OH/83,795$110K0.1%2026-Q2
Wealthspire Advisors, LLC added80,088$105K0.1%2026-Q2
SUSQUEHANNA INTERNATIONAL GROUP, LLP trimmed62,427$82K0.1%2026-Q2
XTX Topco Ltd added58,365$76K0.1%2026-Q2
TWO SIGMA INVESTMENTS, LP trimmed54,947$72K0.0%2026-Q2
Police & Firemen's Retirement System of New Jersey added54,351$71K0.0%2026-Q2
JANE STREET GROUP, LLC trimmed49,783$65K0.0%2026-Q2
CIBC WORLD MARKET INC.47,050$62K0.0%2026-Q2
Voleon Capital Management LP trimmed46,478$61K0.0%2026-Q2
Beirne Wealth Consulting Services, LLC45,000$59K0.0%2026-Q2
NEW YORK STATE COMMON RETIREMENT FUND added44,900$59K0.0%2026-Q2
State of Wyoming new43,879$57K0.0%2026-Q2
ZACKS INVESTMENT MANAGEMENT trimmed42,084$55K0.0%2026-Q2
BNP PARIBAS FINANCIAL MARKETS added37,903$50K0.0%2026-Q2
Kestra Advisory Services, LLC added37,847$50K0.0%2026-Q2
TWO SIGMA SECURITIES, LLC added37,793$50K0.0%2026-Q2
INTECH INVESTMENT MANAGEMENT LLC trimmed37,569$49K0.0%2026-Q2
VOYA INVESTMENT MANAGEMENT LLC trimmed37,232$49K0.0%2026-Q2
Rathbones Group PLC35,000$46K0.0%2026-Q2
ALLIANCEBERNSTEIN L.P. trimmed34,020$54K0.0%2026-Q2
Equitable Holdings, Inc.30,012$39K0.0%2026-Q2
Mesirow Financial Investment Management, Inc. trimmed30,000$39K0.0%2026-Q2
PRUDENTIAL FINANCIAL INC added29,795$39K0.0%2026-Q2
LPL Financial LLC trimmed26,638$35K0.0%2026-Q2
ProShare Advisors LLC trimmed24,129$32K0.0%2026-Q2
PFG Investments, LLC trimmed22,002$29K0.0%2026-Q2
VICTORY CAPITAL MANAGEMENT INC trimmed21,668$28K0.0%2026-Q2
UNITED BANK added21,170$28K0.0%2026-Q2
CHAPIN DAVIS, INC.20,029$26K0.0%2026-Q2
Allegheny Financial Group20,000$26K0.0%2026-Q2
Legal & General Group Plc added17,988$24K0.0%2026-Q2
XPONANCE LLC added17,522$23K0.0%2026-Q2
StoneX Group Inc. new17,008$22K0.0%2026-Q2
Ameritas Investment Partners, Inc. added16,724$22K0.0%2026-Q2
AssuredPartners Investment Advisors, LLC16,500$22K0.0%2026-Q2
Founders Capital Management16,000$21K0.0%2026-Q2
Elgethun Capital Management15,000$20K0.0%2026-Q2
ELCO Management Co., LLC trimmed15,000$20K0.0%2026-Q2
SkyOak Wealth, LLC15,000$20K0.0%2026-Q2
Russell Investments Group, Ltd. new14,737$19K0.0%2026-Q2
MAI Capital Management trimmed14,394$19K0.0%2026-Q2
PRINCIPAL FINANCIAL GROUP INC added14,103$18K0.0%2026-Q2
Creative Planning trimmed13,600$18K0.0%2026-Q2
Lafayette Investments, Inc.13,000$17K0.0%2026-Q2
Piscataqua Savings Bank12,499$16K0.0%2026-Q2
Mariner, LLC trimmed12,280$16K0.0%2026-Q2
Warwick Investment Management, Inc. new11,300$15K0.0%2026-Q2
Farrow Financial, Inc. trimmed10,646$14K0.0%2026-Q2
LAZARI CAPITAL MANAGEMENT, INC.10,500$14K0.0%2026-Q2
CIBC Bancorp USA Inc. new10,174$13K0.0%2026-Q2
Quadrature Capital Ltd trimmed10,046$13K0.0%2026-Q2
Beverly Hills Private Wealth, LLC10,000$13K0.0%2026-Q2
Quadrant Private Wealth Management, LLC10,000$13K0.0%2026-Q2
BOOTHBAY FUND MANAGEMENT, LLC10,000$13K0.0%2026-Q2
Tower Research Capital LLC (TRC) trimmed9,939$13K0.0%2026-Q2
BROWN BROTHERS HARRIMAN & CO9,379$12K0.0%2026-Q2
SBI Securities Co., Ltd. added7,445$10K0.0%2026-Q2

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership