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Institutional Ownership · SEC Form 13F

Who owns IYM (IYM)


Which tracked institutional funds hold IYM, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See IYM company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

248
Institutional holders
4,713,922
Shares held (tracked funds)

How the tape is positioned

The tracked-fund tape on IYM is one-sided between 2025-Q4 and 2026-Q1: 55 added or opened and 9 trimmed or exited — on balance accumulating.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

IYM’s largest tracked holder by dollar value, JPMORGAN CHASE & CO, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in IYM divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 248 tracked filers holding IYM, 132 increased or opened the position and 67 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in IYM between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 19

  • Destiny Wealth Partners, LLC$14M
  • TWO SIGMA INVESTMENTS, LP$12M
  • PRINCIPAL FINANCIAL GROUP INC$10M
  • WealthCare Asset Management, LLC$9M
  • MILLENNIUM MANAGEMENT LLC$4M
  • Summit Financial Consulting LLC$4M

Full exits 3

  • Point72 Asset Management, L.P.$836K
  • Orion Porfolio Solutions, LLC$777K
  • Sovran Advisors, LLC$724K

Largest adds

  • JPMORGAN CHASE & CO$224M
  • MANUFACTURERS LIFE INSURANCE COMPANY, THE$63M
  • BANK OF AMERICA CORP /DE/$45M
  • AE Wealth Management LLC$15M
  • LPL Financial LLC$14M
  • BANK OF NOVA SCOTIA$9M

Largest trims

  • PGIM Custom Harvest LLC$35M
  • CITIGROUP INC$8M
  • Private Advisor Group, LLC$615K
  • Composition Wealth, LLC$497K
  • NewEdge Advisors, LLC$385K
  • Sachetta, LLC$258K

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
JPMORGAN CHASE & CO added1,310,079$224M27.9%2026-Q1
MANUFACTURERS LIFE INSURANCE COMPANY, THE added767,520$135M16.8%2026-Q1
BANK OF AMERICA CORP /DE/ added374,722$66M8.2%2026-Q1
MORGAN STANLEY added272,927$48M6.0%2026-Q1
LPL Financial LLC added170,329$30M3.7%2026-Q1
COMMERCE BANK trimmed107,989$19M2.4%2026-Q1
AE Wealth Management LLC added101,287$18M2.2%2026-Q1
WELLS FARGO & COMPANY/MN added100,203$18M2.2%2026-Q1
UBS Group AG added80,945$14M1.8%2026-Q1
Destiny Wealth Partners, LLC new79,439$14M1.7%2026-Q1
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO trimmed76,123$13M1.7%2026-Q1
BANK OF NOVA SCOTIA added74,110$13M1.6%2026-Q1
TWO SIGMA INVESTMENTS, LP added65,800$12M1.4%2026-Q1
PGIM Custom Harvest LLC trimmed65,243$11M1.4%2026-Q1
PRINCIPAL FINANCIAL GROUP INC new57,480$10M1.3%2026-Q1
WealthCare Asset Management, LLC new49,908$9M1.1%2026-Q1
SUSQUEHANNA INTERNATIONAL GROUP, LLP added39,821$7M0.9%2026-Q1
GOLDMAN SACHS GROUP INC trimmed35,345$6M0.8%2026-Q1
ROYAL BANK OF CANADA trimmed33,699$6M0.7%2026-Q1
Three Seasons Wealth, LLC trimmed29,017$5M0.6%2026-Q1
OSAIC HOLDINGS, INC. added28,505$5M0.6%2026-Q1
COMMONWEALTH EQUITY SERVICES, LLC trimmed26,226$5M0.6%2026-Q1
RAYMOND JAMES FINANCIAL INC added24,956$4M0.5%2026-Q1
Cetera Investment Advisers added23,415$4M0.5%2026-Q1
MILLENNIUM MANAGEMENT LLC trimmed23,024$4M0.5%2026-Q1
Summit Financial Consulting LLC new21,689$4M0.5%2026-Q1
Cambridge Investment Research Advisors, Inc. added21,424$4M0.5%2026-Q1
Gerald Baker Financial Group LLC new27,462$4M0.4%2026-Q1
Conservest Capital Advisors, Inc. added19,660$3M0.4%2026-Q1
MML INVESTORS SERVICES, LLC trimmed18,844$3M0.4%2026-Q1
MARSHALL WACE, LLP added18,576$3M0.4%2026-Q1
Financial Planning Fort Collins, LLC trimmed17,120$3M0.4%2026-Q1
Steward Partners Investment Advisory, LLC added15,094$3M0.3%2026-Q1
CoreCap Advisors, LLC added14,491$3M0.3%2026-Q1
Focus Partners Wealth added14,249$3M0.3%2026-Q1
Sanctuary Advisors, LLC added13,679$2M0.3%2026-Q1
HighTower Advisors, LLC added13,650$2M0.3%2026-Q1
Counterweight Ventures, LLC added11,829$2M0.3%2026-Q1
DISCOVERY CAPITAL MANAGEMENT, LLC / CT new11,650$2M0.3%2026-Q1
Rockefeller Capital Management L.P. trimmed11,594$2M0.3%2026-Q1
Pathway Financial Advisors LLC trimmed11,077$2M0.2%2026-Q1
Wealthstar Advisors, LLC added10,986$2M0.2%2026-Q1
BANK OF MONTREAL /CAN/ trimmed9,098$2M0.2%2026-Q1
First Citizens Financial Corp trimmed8,921$2M0.2%2026-Q1
Mutual Advisors, LLC added8,675$2M0.2%2026-Q1
Corient Private Wealth LLC trimmed8,518$1M0.2%2026-Q1
ENVESTNET ASSET MANAGEMENT INC added8,416$1M0.2%2026-Q1
Navis Wealth Advisors, LLC added8,117$1M0.2%2026-Q1
Gladstone Institutional Advisory LLC trimmed8,096$1M0.2%2026-Q1
Private Advisor Group, LLC trimmed7,941$1M0.2%2026-Q1
AMERIPRISE FINANCIAL INC added7,495$1M0.2%2026-Q1
Composition Wealth, LLC trimmed7,490$1M0.2%2026-Q1
STIFEL FINANCIAL CORP added6,985$1M0.2%2026-Q1
&PARTNERS trimmed6,518$1M0.1%2026-Q1
Kestra Advisory Services, LLC added6,488$1M0.1%2026-Q1
Beacon Pointe Advisors, LLC added6,411$1M0.1%2026-Q1
ROBERTS GLORE & CO INC /IL/ trimmed5,872$1M0.1%2026-Q1
BARTLETT & CO. WEALTH MANAGEMENT LLC trimmed5,759$1M0.1%2026-Q1
Stratos Wealth Advisors, LLC added5,816$1M0.1%2026-Q1
Equitable Holdings, Inc. added6,255$963K0.1%2026-Q1
JONES FINANCIAL COMPANIES LLLP added5,297$905K0.1%2026-Q1
HARMONY ASSET MANAGEMENT LLC trimmed5,088$895K0.1%2026-Q1
SHERMAN PORFOLIOS, LLC new5,088$895K0.1%2026-Q1
Mesirow Financial Investment Management, Inc. added5,014$882K0.1%2026-Q1
Buck Wealth Strategies, LLC new4,861$855K0.1%2026-Q1
PNC FINANCIAL SERVICES GROUP, INC.4,835$851K0.1%2026-Q1
FRANKLIN RESOURCES INC4,770$839K0.1%2026-Q1
FMR LLC added4,529$797K0.1%2026-Q1
Astoria Portfolio Advisors LLC. trimmed4,251$783K0.1%2026-Q1
BLAIR WILLIAM & CO/IL added4,426$779K0.1%2026-Q1
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC added4,343$776K0.1%2026-Q1
Wealth Management Partners, LLC added4,412$776K0.1%2026-Q1
Simmons Bank trimmed3,996$703K0.1%2026-Q1
Blue Line Capital, LLC / IL new3,947$694K0.1%2026-Q1
MERCER GLOBAL ADVISORS INC /ADV added3,941$693K0.1%2026-Q1
Lifestyle Asset Management, Inc. new3,826$673K0.1%2026-Q1
PARK AVENUE SECURITIES LLC added3,769$663K0.1%2026-Q1
CITIGROUP INC trimmed3,765$662K0.1%2026-Q1
GTS SECURITIES LLC added3,641$641K0.1%2026-Q1
Geneos Wealth Management Inc. added3,616$636K0.1%2026-Q1
COTTONWOOD CAPITAL ADVISORS, LLC trimmed3,608$635K0.1%2026-Q1
Forvis Mazars Wealth Advisors, LLC trimmed3,602$634K0.1%2026-Q1
Quantinno Capital Management LP added3,543$623K0.1%2026-Q1
Essex LLC trimmed3,539$623K0.1%2026-Q1
KINTRA WEALTH, LLC new3,532$621K0.1%2026-Q1
Dakota Wealth Management3,500$616K0.1%2026-Q1
Empirical Asset Management, LLC3,469$610K0.1%2026-Q1
UNITED CAPITAL FINANCIAL ADVISORS, LLC3,068$540K0.1%2026-Q1
Pathstone Holdings, LLC3,015$530K0.1%2026-Q1
Smartleaf Asset Management LLC trimmed3,050$522K0.1%2026-Q1
Curi RMB Capital, LLC added23,027$3M0.4%2025-Q1 stale
NATIONAL BANK OF CANADA /FI/ trimmed22,072$3M0.4%2025-Q1 stale
CITADEL ADVISORS LLC trimmed15,367$2M0.3%2025-Q3 stale
Point72 Asset Management, L.P. new5,429$836K0.1%2025-Q4 stale
Orion Porfolio Solutions, LLC new5,048$777K0.1%2025-Q4 stale
JANE STREET GROUP, LLC added5,707$769K0.1%2025-Q1 stale
Sovran Advisors, LLC added4,248$724K0.1%2025-Q4 stale
MATAURO, LLC trimmed4,526$634K0.1%2025-Q2 stale
Family Firm, Inc. added4,452$600K0.1%2025-Q1 stale
D.A. DAVIDSON & CO. new4,340$585K0.1%2025-Q1 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership