Who owns IETC (IETC)
Which tracked institutional funds hold IETC, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See IETC company fundamentals →
Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
15 tracked funds added or opened IETC while 28 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
IETC’s largest tracked holder by dollar value, Gradient Investments LLC, sizes it at 1.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 1.0pp conviction gap — its largest holder concentrates the name more heavily than the typical one.
Book-share is each fund’s reported value in IETC divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2025-Q4 and 2026-Q1, across 113 tracked filers holding IETC, 49 increased or opened the position and 70 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in IETC between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 5
- Integrated Wealth Concepts LLC$6M
- PRINCIPAL SECURITIES, INC.$3M
- GTS SECURITIES LLC$2M
- LIBERTY ONE INVESTMENT MANAGEMENT, LLC$2M
- IBEX WEALTH ADVISORS$663K
Full exits 8
- Trek Financial, LLC$8M
- KEYBANK NATIONAL ASSOCIATION/OH$3M
- GeoWealth Management, LLC$2M
- Global Retirement Partners, LLC$2M
- GOLDMAN SACHS GROUP INC$1M
- WCG Wealth Advisors LLC$1M
Largest adds
- TWO SIGMA INVESTMENTS, LP$4M
- Hoese & Co LLP$3M
- NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$3M
- Oakwell Private Wealth Management, LLC$2M
- ROYAL BANK OF CANADA$1M
- SUSQUEHANNA INTERNATIONAL GROUP, LLP$1M
Largest trims
- ASSETMARK, INC$21M
- Gradient Investments LLC$4M
- Kozak & Associates, Inc.$4M
- LPL Financial LLC$3M
- MML INVESTORS SERVICES, LLC$2M
- RAYMOND JAMES FINANCIAL INC$2M
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| Gradient Investments LLC added | 724,457 | $64M | 18.8% | 2026-Q1 |
| Kozak & Associates, Inc. added | 653,967 | $62M | 18.2% | 2026-Q1 |
| LPL Financial LLC added | 307,588 | $27M | 8.0% | 2026-Q1 |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC added | 119,315 | $11M | 3.1% | 2026-Q1 |
| TWO SIGMA INVESTMENTS, LP added | 98,000 | $9M | 2.5% | 2026-Q1 |
| MML INVESTORS SERVICES, LLC trimmed | 96,719 | $9M | 2.5% | 2026-Q1 |
| JPMORGAN CHASE & CO added | 85,782 | $7M | 2.1% | 2026-Q1 |
| Hoese & Co LLP added | 73,625 | $7M | 1.9% | 2026-Q1 |
| RAYMOND JAMES FINANCIAL INC trimmed | 68,486 | $6M | 1.8% | 2026-Q1 |
| Integrated Wealth Concepts LLC trimmed | 66,977 | $6M | 1.7% | 2026-Q1 |
| Oakwell Private Wealth Management, LLC added | 52,534 | $5M | 1.4% | 2026-Q1 |
| STIFEL FINANCIAL CORP trimmed | 45,455 | $4M | 1.2% | 2026-Q1 |
| Mattson Financial Services, LLC added | 44,940 | $4M | 1.2% | 2026-Q1 |
| ROYAL BANK OF CANADA added | 40,924 | $4M | 1.1% | 2026-Q1 |
| TRUIST FINANCIAL CORP trimmed | 38,985 | $3M | 1.0% | 2026-Q1 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO added | 35,054 | $3M | 0.9% | 2026-Q1 |
| ENVESTNET ASSET MANAGEMENT INC added | 33,775 | $3M | 0.9% | 2026-Q1 |
| PRINCIPAL SECURITIES, INC. added | 32,743 | $3M | 0.8% | 2026-Q1 |
| Brown Financial Advisors added | 28,966 | $3M | 0.8% | 2026-Q1 |
| SUTTON PLACE INVESTORS LLC added | 27,866 | $2M | 0.7% | 2026-Q1 |
| GTS SECURITIES LLC new | 26,420 | $2M | 0.7% | 2026-Q1 |
| OSAIC HOLDINGS, INC. trimmed | 25,238 | $2M | 0.7% | 2026-Q1 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP added | 23,521 | $2M | 0.6% | 2026-Q1 |
| Cambridge Investment Research Advisors, Inc. trimmed | 22,974 | $2M | 0.6% | 2026-Q1 |
| Paladin Wealth, LLC added | 22,002 | $2M | 0.6% | 2026-Q1 |
| LIBERTY ONE INVESTMENT MANAGEMENT, LLC new | 18,780 | $2M | 0.5% | 2026-Q1 |
| Advisors Capital Management, LLC added | 17,836 | $2M | 0.5% | 2026-Q1 |
| Artesa Financial Group, LLC trimmed | 17,033 | $2M | 0.4% | 2026-Q1 |
| Shira Ridge Wealth Management trimmed | 16,961 | $1M | 0.4% | 2026-Q1 |
| JONES FINANCIAL COMPANIES LLLP added | 17,175 | $1M | 0.4% | 2026-Q1 |
| CITADEL ADVISORS LLC trimmed | 14,316 | $1M | 0.4% | 2026-Q1 |
| Sigma Planning Corp added | 13,592 | $1M | 0.4% | 2026-Q1 |
| KM Capital Management Ltd. trimmed | 11,046 | $1M | 0.3% | 2026-Q1 |
| &PARTNERS trimmed | 12,535 | $1M | 0.3% | 2026-Q1 |
| Lansing Street Advisors trimmed | 12,083 | $1M | 0.3% | 2026-Q1 |
| PATRIOT INVESTMENT MANAGEMENT GROUP, INC. | 11,716 | $1M | 0.3% | 2026-Q1 |
| Equitable Holdings, Inc. trimmed | 9,707 | $986K | 0.3% | 2026-Q1 |
| VESTOR CAPITAL, LLC added | 11,086 | $980K | 0.3% | 2026-Q1 |
| Steward Partners Investment Advisory, LLC added | 10,953 | $968K | 0.3% | 2026-Q1 |
| Financial Perspectives, Inc trimmed | 10,346 | $914K | 0.3% | 2026-Q1 |
| Ironwood Financial, llc trimmed | 10,263 | $907K | 0.3% | 2026-Q1 |
| KCM INVESTMENT ADVISORS LLC | 9,636 | $852K | 0.2% | 2026-Q1 |
| COMMONWEALTH EQUITY SERVICES, LLC trimmed | 8,921 | $788K | 0.2% | 2026-Q1 |
| Cetera Investment Advisers added | 8,133 | $719K | 0.2% | 2026-Q1 |
| IBEX WEALTH ADVISORS trimmed | 7,504 | $663K | 0.2% | 2026-Q1 |
| Glen Eagle Advisors, LLC added | 6,062 | $536K | 0.2% | 2026-Q1 |
| Bay Harbor Wealth Management, LLC | 5,849 | $517K | 0.2% | 2026-Q1 |
| UBS Group AG added | 5,701 | $504K | 0.1% | 2026-Q1 |
| Financial Partners Group, Inc added | 5,509 | $487K | 0.1% | 2026-Q1 |
| Icon Wealth Advisors, LLC added | 4,729 | $478K | 0.1% | 2026-Q1 |
| ASSETMARK, INC trimmed | 5,136 | $454K | 0.1% | 2026-Q1 |
| Creative Planning trimmed | 5,114 | $452K | 0.1% | 2026-Q1 |
| Bawa N Mallick Trust | 5,000 | $442K | 0.1% | 2026-Q1 |
| Kesler, Norman & Wride, LLC trimmed | 4,932 | $436K | 0.1% | 2026-Q1 |
| Regal Investment Advisors LLC added | 4,705 | $416K | 0.1% | 2026-Q1 |
| Stratos Wealth Partners, LTD. added | 4,644 | $411K | 0.1% | 2026-Q1 |
| AMERIPRISE FINANCIAL INC new | 4,459 | $394K | 0.1% | 2026-Q1 |
| HB Wealth Management, LLC added | 4,217 | $373K | 0.1% | 2026-Q1 |
| Sanctuary Advisors, LLC trimmed | 4,096 | $362K | 0.1% | 2026-Q1 |
| Cornerstone Wealth Management, LLC trimmed | 4,027 | $356K | 0.1% | 2026-Q1 |
| Janney Montgomery Scott LLC added | 3,886 | $343K | 0.1% | 2026-Q1 |
| TFB Advisors LLC trimmed | 3,867 | $342K | 0.1% | 2026-Q1 |
| MMBG INVESTMENT ADVISORS CO. | 3,774 | $334K | 0.1% | 2026-Q1 |
| Comprehensive Financial Planning, Inc./PA trimmed | 3,561 | $315K | 0.1% | 2026-Q1 |
| Kestra Advisory Services, LLC added | 3,520 | $311K | 0.1% | 2026-Q1 |
| Meridian Wealth Management, LLC new | 3,506 | $310K | 0.1% | 2026-Q1 |
| PARSONS CAPITAL MANAGEMENT INC/RI trimmed | 3,213 | $284K | 0.1% | 2026-Q1 |
| Nova Wealth Management, Inc. trimmed | 3,203 | $283K | 0.1% | 2026-Q1 |
| Haverford Trust Co | 3,115 | $275K | 0.1% | 2026-Q1 |
| Beacon Harbor Wealth Advisors, Inc. trimmed | 128,462 | $13M | 3.8% | 2025-Q3 stale |
| Apexium Financial, LP added | 89,167 | $9M | 2.7% | 2025-Q3 stale |
| Trek Financial, LLC added | 75,900 | $8M | 2.3% | 2025-Q4 stale |
| Atria Wealth Solutions, Inc. trimmed | 55,773 | $5M | 1.5% | 2025-Q2 stale |
| KEYBANK NATIONAL ASSOCIATION/OH | 27,304 | $3M | 0.8% | 2025-Q4 stale |
| Mirae Asset Global Investments Co., Ltd. trimmed | 21,971 | $2M | 0.7% | 2025-Q3 stale |
| GeoWealth Management, LLC trimmed | 17,786 | $2M | 0.5% | 2025-Q4 stale |
| Global Retirement Partners, LLC added | 17,326 | $2M | 0.5% | 2025-Q4 stale |
| Efficient Advisors, LLC added | 17,985 | $2M | 0.5% | 2025-Q2 stale |
| GOLDMAN SACHS GROUP INC trimmed | 14,120 | $1M | 0.4% | 2025-Q4 stale |
| WCG Wealth Advisors LLC trimmed | 11,105 | $1M | 0.3% | 2025-Q4 stale |
| Brendel Financial Advisors LLC new | 10,505 | $1M | 0.3% | 2025-Q3 stale |
| Fulcrum Equity Management trimmed | 12,592 | $944K | 0.3% | 2025-Q1 stale |
| RMR Wealth Builders added | 8,401 | $856K | 0.3% | 2025-Q3 stale |
| Moloney Securities Asset Management, LLC | 7,735 | $788K | 0.2% | 2025-Q3 stale |
| Mascagni Wealth Management, Inc. trimmed | 6,333 | $643K | 0.2% | 2025-Q4 stale |
| JANE STREET GROUP, LLC trimmed | 6,093 | $619K | 0.2% | 2025-Q4 stale |
| Kovitz Investment Group Partners, LLC trimmed | 5,013 | $511K | 0.1% | 2025-Q3 stale |
| EHRLICH FINANCIAL GROUP added | 4,789 | $487K | 0.1% | 2025-Q4 stale |
| Safe Harbor Wealth Advisors, LLC new | 4,952 | $449K | 0.1% | 2025-Q4 stale |
| HRT FINANCIAL LP new | 4,088 | $415K | 0.1% | 2025-Q4 stale |
| Lido Advisors, LLC | 3,660 | $373K | 0.1% | 2025-Q4 stale |
| Tower Research Capital LLC (TRC) trimmed | 3,463 | $352K | 0.1% | 2025-Q4 stale |
| Signal Advisors Wealth, LLC added | 3,377 | $344K | 0.1% | 2025-Q3 stale |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC added | 3,217 | $331K | 0.1% | 2025-Q4 stale |
| Hilltop Holdings Inc. added | 3,199 | $325K | 0.1% | 2025-Q4 stale |
| Sovran Advisors, LLC trimmed | 3,173 | $322K | 0.1% | 2025-Q4 stale |
| KINGSWOOD WEALTH ADVISORS, LLC new | 3,012 | $307K | 0.1% | 2025-Q3 stale |
| OLD MISSION CAPITAL LLC added | 3,199 | $301K | 0.1% | 2025-Q2 stale |
| CAPTRUST FINANCIAL ADVISORS added | 2,894 | $295K | 0.1% | 2025-Q3 stale |
| J.W. COLE ADVISORS, INC. added | 2,686 | $273K | 0.1% | 2025-Q4 stale |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.