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Institutional Ownership · SEC Form 13F

Who owns IAUI


Which tracked institutional funds hold IAUI, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See IAUI company fundamentals →

Ownership as of the 2026-Q1 13F filings (latest filed 2026-05-15). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

44
Institutional holders
766K
Shares held (tracked funds)

How the tape is positioned

The tracked-fund tape on IAUI is one-sided between 2025-Q4 and 2026-Q1: 10 added or opened and 3 trimmed or exited — on balance accumulating.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

IAUI’s largest tracked holder by dollar value, Private Advisor Group, LLC, sizes it at 0.1% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.1pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in IAUI divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 44 tracked filers holding IAUI, 40 increased or opened the position and 7 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in IAUI between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 6

  • Private Advisor Group, LLC$14M
  • LPL Financial LLC$3M
  • Integrity Wealth Partners, LLC$2M
  • New England Private Wealth Advisors LLC$978K
  • KINGSWOOD WEALTH ADVISORS, LLC$569K
  • AE Wealth Management LLC$537K

Full exits 1

  • UBS Group AG$573K

Largest adds

  • CITADEL ADVISORS LLC$2M
  • Farther Finance Advisors, LLC$2M
  • STIFEL FINANCIAL CORP$791K
  • PFG Advisors$668K

Largest trims

  • ROYAL BANK OF CANADA$6M
  • BCS Wealth Management$323K

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
Private Advisor Group, LLC new237,500$14M29.3%2026-Q1
CITADEL ADVISORS LLC added63,067$4M7.8%2026-Q1
LPL Financial LLC new60,149$3M7.4%2026-Q1
ROYAL BANK OF CANADA trimmed57,777$3M7.1%2026-Q1
Farther Finance Advisors, LLC added41,618$2M5.2%2026-Q1
MADDEN SECURITIES Corp added38,207$2M4.7%2026-Q1
Integrity Wealth Partners, LLC new34,756$2M4.3%2026-Q1
PFG Advisors added24,810$1M3.1%2026-Q1
RED CRANE WEALTH MANAGEMENT, LLC added24,008$1M3.0%2026-Q1
STIFEL FINANCIAL CORP added19,239$1M2.4%2026-Q1
New England Private Wealth Advisors LLC new17,205$978K2.1%2026-Q1
Coastal Bridge Advisors, LLC added17,056$970K2.1%2026-Q1
HUB Investment Partners, LLC trimmed16,881$960K2.1%2026-Q1
Cresset Asset Management, LLC added13,861$788K1.7%2026-Q1
KINGSWOOD WEALTH ADVISORS, LLC new10,012$569K1.2%2026-Q1
Cambridge Investment Research Advisors, Inc. added9,866$561K1.2%2026-Q1
AE Wealth Management LLC new9,443$537K1.2%2026-Q1
HBW ADVISORY SERVICES LLC added6,912$393K0.9%2026-Q1
Creative Planning added6,444$366K0.8%2026-Q1
SBI Securities Co., Ltd. new6,299$358K0.8%2026-Q1
CAP Partners, LLC added6,212$353K0.8%2026-Q1
BCS Wealth Management trimmed5,876$334K0.7%2026-Q1
Steward Partners Investment Advisory, LLC new4,805$273K0.6%2026-Q1
Stratos Wealth Partners, LTD. new4,648$264K0.6%2026-Q1
Kestra Advisory Services, LLC added4,477$255K0.6%2026-Q1
EFG International AG new4,170$237K0.5%2026-Q1
Kingsview Wealth Management, LLC new4,132$235K0.5%2026-Q1
INDEPENDENT FINANCIAL GROUP, LLC new3,620$206K0.4%2026-Q1
HB Wealth Management, LLC new3,605$205K0.4%2026-Q1
CWM, LLC added2,280$130K0.3%2026-Q1
SIMPLEX TRADING, LLC added1,851$105K0.2%2026-Q1
Innovative Asset Advisors Group, LLC new1,400$80K0.2%2026-Q1
NFSG Corp added1,077$61K0.1%2026-Q1
Belvedere Trading LLC new962$55K0.1%2026-Q1
GROUP ONE TRADING LLC new700$40K0.1%2026-Q1
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC new320$19K0.0%2026-Q1
Founders Financial Alliance, LLC added237$13K0.0%2026-Q1
SALEM INVESTMENT COUNSELORS INC new200$11K0.0%2026-Q1
Capital Analysts, LLC new98$6K0.0%2026-Q1
IFP Advisors, Inc new100$6K0.0%2026-Q1
Capital Investment Advisory Services, LLC new100$6K0.0%2026-Q1
IMA Advisory Services, Inc. new20$1K0.0%2026-Q1
MORGAN STANLEY new1$770.0%2026-Q1
WELLS FARGO & COMPANY/MN trimmed0$100.0%2026-Q1
JANE STREET GROUP, LLC new35,797$2M4.1%2025-Q3 stale
UBS Group AG added10,246$573K1.2%2025-Q4 stale
OSAIC HOLDINGS, INC. new250$14K0.0%2025-Q4 stale
CX Institutional new115$6K0.0%2025-Q4 stale
Russell Investments Group, Ltd. new1$410.0%2025-Q3 stale
CONCOURSE FINANCIAL GROUP SECURITIES, INC. new00.0%2025-Q2 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership