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Institutional Ownership · SEC Form 13F

Who owns HYFI


Which tracked institutional funds hold HYFI, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See HYFI company fundamentals →

Ownership as of the 2026-Q1 13F filings (latest filed 2026-05-19). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

57
Institutional holders
8M
Shares held (tracked funds)

How the tape is positioned

The tracked-fund tape on HYFI is one-sided between 2025-Q4 and 2026-Q1: 14 added or opened and 4 trimmed or exited — on balance accumulating.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

HYFI’s largest tracked holder by dollar value, LPL Financial LLC, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in HYFI divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 57 tracked filers holding HYFI, 38 increased or opened the position and 22 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in HYFI between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 4

  • Arkadios Wealth Advisors$24M
  • SageGuard Financial Group, LLC$1M
  • Baer Investment Advisory LLC$954K
  • Independent Advisor Alliance$952K

Full exits 2

  • JANE STREET GROUP, LLC$3M
  • Lifetime Wealth Management P.C.$724K

Largest adds

  • RAYMOND JAMES FINANCIAL INC$4M
  • Western Wealth Management, LLC$2M
  • Stratos Wealth Partners, LTD.$1M
  • ENVESTNET ASSET MANAGEMENT INC$861K
  • UBS Group AG$564K
  • Kingsview Wealth Management, LLC$467K

Largest trims

  • WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$1M
  • Bank of New York Mellon Corp$306K

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
LPL Financial LLC added2,824,834$105M35.5%2026-Q1
Wagner Wealth Management, LLC added660,984$25M8.3%2026-Q1
Arkadios Wealth Advisors new656,146$24M8.2%2026-Q1
RAYMOND JAMES FINANCIAL INC added590,611$22M7.4%2026-Q1
ASSETMARK, INC added449,535$17M5.6%2026-Q1
Bank of New York Mellon Corp trimmed313,132$12M3.9%2026-Q1
ALLIANCEBERNSTEIN L.P. added295,886$11M3.8%2026-Q1
ENVESTNET ASSET MANAGEMENT INC added266,505$10M3.3%2026-Q1
Anderson Financial Strategies, LLC added243,655$9M3.1%2026-Q1
IHT Wealth Management, LLC added151,731$6M1.9%2026-Q1
Advisory Resource Group added130,928$5M1.6%2026-Q1
Stratos Wealth Partners, LTD. added129,763$5M1.6%2026-Q1
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC trimmed116,972$4M1.5%2026-Q1
OSAIC HOLDINGS, INC. added88,273$3M1.1%2026-Q1
Western Wealth Management, LLC added69,115$3M0.9%2026-Q1
UBS Group AG added51,061$2M0.6%2026-Q1
Fjell Capital, LLC added49,436$2M0.6%2026-Q1
SageGuard Financial Group, LLC new38,776$1M0.5%2026-Q1
TRUIST FINANCIAL CORP added33,715$1M0.4%2026-Q1
Kingsview Wealth Management, LLC added31,688$1M0.4%2026-Q1
Kestra Advisory Services, LLC added31,130$1M0.4%2026-Q1
Baer Investment Advisory LLC new25,650$954K0.3%2026-Q1
VICTORY FINANCIAL GROUP, LLC trimmed25,650$954K0.3%2026-Q1
Independent Advisor Alliance added25,608$952K0.3%2026-Q1
Platform Technology Partners trimmed24,439$909K0.3%2026-Q1
BETO FINANCIAL GROUP, LLC added19,841$741K0.3%2026-Q1
Mariner, LLC added19,518$726K0.2%2026-Q1
RHODES INVESTMENT ADVISORS INC /ADV trimmed18,725$696K0.2%2026-Q1
MML INVESTORS SERVICES, LLC added18,372$683K0.2%2026-Q1
Sanctuary Advisors, LLC trimmed14,938$556K0.2%2026-Q1
CAPTRUST FINANCIAL ADVISORS12,128$451K0.2%2026-Q1
Cambridge Investment Research Advisors, Inc. trimmed11,688$435K0.1%2026-Q1
Redwood Financial Network Corp11,439$425K0.1%2026-Q1
FIFTH THIRD BANCORP new8,173$304K0.1%2026-Q1
M.E. ALLISON & CO., INC.8,000$298K0.1%2026-Q1
PRIVATE TRUST CO NA added7,571$282K0.1%2026-Q1
Sage Advisory Services, Ltd.Co. added7,435$277K0.1%2026-Q1
Perigon Wealth Management, LLC trimmed6,388$238K0.1%2026-Q1
Private Advisor Group, LLC added6,338$236K0.1%2026-Q1
RETIREMENT PLANNING GROUP, LLC / NY trimmed6,057$225K0.1%2026-Q1
UNITED CAPITAL FINANCIAL ADVISORS, LLC5,480$202K0.1%2026-Q1
Steward Partners Investment Advisory, LLC trimmed2,848$106K0.0%2026-Q1
CWM, LLC added2,755$102K0.0%2026-Q1
BITTERROOT CAPITAL ADVISORS LLC added2,736$102K0.0%2026-Q1
Allworth Financial LP added2,517$94K0.0%2026-Q1
MORGAN STANLEY1,992$74K0.0%2026-Q1
PNC FINANCIAL SERVICES GROUP, INC. trimmed1,645$61K0.0%2026-Q1
WELLS FARGO & COMPANY/MN628$23K0.0%2026-Q1
Parallel Advisors, LLC new211$8K0.0%2026-Q1
N.E.W. Advisory Services LLC trimmed189$7K0.0%2026-Q1
Rossby Financial, LCC added136$5K0.0%2026-Q1
Ascentis Independent Advisors new126$5K0.0%2026-Q1
Signature Equity Partners, LLC added91$3K0.0%2026-Q1
EverSource Wealth Advisors, LLC added44$3K0.0%2026-Q1
VANGUARD ADVISERS INC new68$3K0.0%2026-Q1
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO added35$1K0.0%2026-Q1
Pinnacle Wealth Planning Services, Inc.28$1K0.0%2026-Q1
JANE STREET GROUP, LLC added92,413$3M1.2%2025-Q4 stale
GOLDMAN SACHS GROUP INC added90,952$3M1.2%2025-Q3 stale
Financial Advocates Investment Management trimmed71,833$3M0.9%2025-Q2 stale
JPMORGAN CHASE & CO added24,194$907K0.3%2025-Q2 stale
Lifetime Wealth Management P.C. new41$724K0.2%2025-Q4 stale
COMMONWEALTH EQUITY SERVICES, LLC trimmed15,634$593K0.2%2025-Q3 stale
FLOW TRADERS U.S. LLC trimmed12,181$462K0.2%2025-Q3 stale
GREENWOOD CAPITAL ASSOCIATES LLC new10,958$416K0.1%2025-Q3 stale
Envestnet Portfolio Solutions, Inc. trimmed10,042$370K0.1%2025-Q1 stale
TFB Advisors LLC added8,980$337K0.1%2025-Q4 stale
Focus Financial Network, Inc. new8,455$317K0.1%2025-Q2 stale
COMERICA BANK trimmed8,217$309K0.1%2025-Q4 stale
Good Steward Wealth Advisors,LLC trimmed7,848$298K0.1%2025-Q3 stale
Good Life Advisors, LLC trimmed6,818$251K0.1%2025-Q1 stale
Atria Wealth Solutions, Inc. trimmed6,369$235K0.1%2025-Q1 stale
Sigma Planning Corp trimmed5,533$210K0.1%2025-Q3 stale
NewEdge Advisors, LLC added5,542$208K0.1%2025-Q4 stale
JGP Wealth Management, LLC new5,550$208K0.1%2025-Q2 stale
Atria Investments, Inc trimmed5,429$204K0.1%2025-Q4 stale
Wealthcare Advisory Partners LLC trimmed5,401$203K0.1%2025-Q4 stale
MMA ASSET MANAGEMENT LLC trimmed4,389$167K0.1%2025-Q3 stale
Global Retirement Partners, LLC trimmed1,381$52K0.0%2025-Q4 stale
PRINCIPAL SECURITIES, INC.743$28K0.0%2025-Q3 stale
Global Wealth Strategies & Associates new368$14K0.0%2025-Q1 stale
COLDSTREAM CAPITAL MANAGEMENT INC new252$9K0.0%2025-Q1 stale
Vision Retirement, LLC new218$8K0.0%2025-Q4 stale
ROYAL BANK OF CANADA new161$6K0.0%2025-Q4 stale
Sound Income Strategies, LLC added119$4K0.0%2025-Q2 stale
CONCOURSE FINANCIAL GROUP SECURITIES, INC.00.0%2025-Q2 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

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