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Institutional Ownership · SEC Form 13F

Who owns HYEM (HYEM)


Which tracked institutional funds hold HYEM, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See HYEM company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

95
Institutional holders
12,365,175
Shares held (tracked funds)

How the tape is positioned

12 tracked funds added or opened HYEM while 10 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

HYEM’s largest tracked holder by dollar value, BANK OF AMERICA CORP /DE/, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp gap the other way — the median holder sizes HYEM more heavily than its largest holder by dollar value does.

Book-share is each fund’s reported value in HYEM divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 95 tracked filers holding HYEM, 57 increased or opened the position and 39 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in HYEM between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 3

  • OLD MISSION CAPITAL LLC$11M
  • Sonoma Allocations LLC$1M
  • OpenArc Corporate Advisory, LLC$1M

Full exits 4

  • CAPE COD FIVE CENTS SAVINGS BANK$4M
  • Orion Porfolio Solutions, LLC$3M
  • Oasis Advisors, LLC$2M
  • Ocean Park Asset Management, LLC$2M

Largest adds

  • BANK OF AMERICA CORP /DE/$54M
  • UBS Group AG$5M
  • GOLDMAN SACHS GROUP INC$2M
  • ASSETMARK, INC$2M
  • JPMORGAN CHASE & CO$1M
  • Rockefeller Capital Management L.P.$1M

Largest trims

  • Tidemark, LLC$2M
  • Sound Income Strategies, LLC$2M
  • MORGAN STANLEY$1M
  • Cetera Investment Advisers$395K
  • Able Wealth Management LLC$380K
  • ENVESTNET ASSET MANAGEMENT INC$294K

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
BANK OF AMERICA CORP /DE/ added4,431,238$87M31.3%2026-Q1
Sound Income Strategies, LLC trimmed2,062,465$40M14.5%2026-Q1
ASSETMARK, INC added729,335$14M5.2%2026-Q1
OLD MISSION CAPITAL LLC added546,366$11M3.9%2026-Q1
UBS Group AG added349,945$7M2.5%2026-Q1
LPL Financial LLC added319,476$6M2.3%2026-Q1
Hennion & Walsh Asset Management, Inc. added259,402$5M1.8%2026-Q1
GOLDMAN SACHS GROUP INC added239,187$5M1.7%2026-Q1
RAYMOND JAMES FINANCIAL INC trimmed203,847$4M1.4%2026-Q1
MORGAN STANLEY trimmed203,472$4M1.4%2026-Q1
AE Wealth Management LLC added203,045$4M1.4%2026-Q1
AMERIPRISE FINANCIAL INC added192,541$4M1.4%2026-Q1
CREATIVE FINANCIAL DESIGNS INC /ADV added192,118$4M1.4%2026-Q1
&PARTNERS added171,488$3M1.2%2026-Q1
ROYAL BANK OF CANADA added166,713$3M1.2%2026-Q1
JANE STREET GROUP, LLC added133,767$3M0.9%2026-Q1
Cambria Investment Management, L.P. added120,328$2M0.8%2026-Q1
Rockefeller Capital Management L.P. added113,480$2M0.8%2026-Q1
Cetera Investment Advisers trimmed90,662$2M0.6%2026-Q1
Belpointe Asset Management LLC added83,632$2M0.6%2026-Q1
Whitcomb & Hess, Inc. added77,426$2M0.5%2026-Q1
OPPENHEIMER & CO INC trimmed73,516$1M0.5%2026-Q1
MML INVESTORS SERVICES, LLC trimmed69,590$1M0.5%2026-Q1
GUGGENHEIM CAPITAL LLC added69,066$1M0.5%2026-Q1
SCOTIA CAPITAL INC. added63,345$1M0.4%2026-Q1
JPMORGAN CHASE & CO added63,263$1M0.4%2026-Q1
Verde Capital Management trimmed60,609$1M0.4%2026-Q1
Sonoma Allocations LLC new55,496$1M0.4%2026-Q1
OpenArc Corporate Advisory, LLC new53,720$1M0.4%2026-Q1
ENVESTNET ASSET MANAGEMENT INC trimmed49,321$973K0.3%2026-Q1
Farther Finance Advisors, LLC added48,953$961K0.3%2026-Q1
Seed Wealth Management, Inc.45,510$898K0.3%2026-Q1
Sage Advisory Services, Ltd.Co.44,310$874K0.3%2026-Q1
Tidal Investments LLC trimmed42,744$839K0.3%2026-Q1
Tidemark, LLC trimmed42,086$830K0.3%2026-Q1
Focus Financial Network, Inc. added40,202$793K0.3%2026-Q1
Acorn Wealth Advisors, LLC added39,891$787K0.3%2026-Q1
Geneos Wealth Management Inc. trimmed38,727$764K0.3%2026-Q1
INTEGRITY ALLIANCE, LLC. trimmed38,454$759K0.3%2026-Q1
KINGSWOOD WEALTH ADVISORS, LLC added36,471$720K0.3%2026-Q1
Cambridge Investment Research Advisors, Inc. added35,338$697K0.2%2026-Q1
Trademark Financial Management, LLC trimmed32,300$637K0.2%2026-Q1
J.W. COLE ADVISORS, INC. added31,898$629K0.2%2026-Q1
Hillsdale Investment Management Inc. trimmed26,760$528K0.2%2026-Q1
Etesian Wealth Advisors, Inc. trimmed25,592$505K0.2%2026-Q1
SUSQUEHANNA INTERNATIONAL GROUP, LLP added23,563$465K0.2%2026-Q1
LexAurum Advisors, LLC added21,839$431K0.2%2026-Q1
Balboa Wealth Partners added21,581$426K0.2%2026-Q1
SouthState Bank Corp new21,073$416K0.1%2026-Q1
Strategic Financial Concepts, LLC added20,597$406K0.1%2026-Q1
Rareview Capital LLC added20,490$406K0.1%2026-Q1
CITADEL ADVISORS LLC trimmed20,360$402K0.1%2026-Q1
WCG Wealth Advisors LLC trimmed20,064$396K0.1%2026-Q1
Yoffe Investment Management, LLC16,930$334K0.1%2026-Q1
Thrivent Financial for Lutherans trimmed14,784$292K0.1%2026-Q1
Foundations Investment Advisors, LLC added14,503$286K0.1%2026-Q1
OSAIC HOLDINGS, INC. trimmed14,486$286K0.1%2026-Q1
Coastal Bridge Advisors, LLC added14,370$284K0.1%2026-Q1
Endowment Wealth Management, Inc. added13,876$274K0.1%2026-Q1
Able Wealth Management LLC trimmed13,413$265K0.1%2026-Q1
Apollon Wealth Management, LLC added11,396$225K0.1%2026-Q1
DGS Capital Management, LLC new10,750$212K0.1%2026-Q1
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC trimmed9,400$185K0.1%2026-Q1
HARBOUR INVESTMENTS, INC. added8,104$160K0.1%2026-Q1
SBI Securities Co., Ltd. added5,117$101K0.0%2026-Q1
Purpose Unlimited Inc. trimmed4,742$93K0.0%2026-Q1
Key Capital Management, INC trimmed4,508$89K0.0%2026-Q1
MATHER GROUP, LLC. new3,105$61K0.0%2026-Q1
BlackRock, Inc.3,004$59K0.0%2026-Q1
MRP Capital Investments, LLC2,804$55K0.0%2026-Q1
FMR LLC added1,866$37K0.0%2026-Q1
Costello Asset Management, INC added1,769$35K0.0%2026-Q1
WELLS FARGO & COMPANY/MN added1,463$29K0.0%2026-Q1
Financial Architects, LLC added249,886$5M1.8%2025-Q3 stale
Empowered Funds, LLC added237,235$5M1.7%2025-Q1 stale
Systelligence, LLC trimmed233,674$5M1.7%2025-Q2 stale
CAPE COD FIVE CENTS SAVINGS BANK206,261$4M1.5%2025-Q4 stale
Orion Portfolio Solutions, LLC trimmed138,413$3M1.0%2025-Q1 stale
Orion Porfolio Solutions, LLC trimmed131,762$3M0.9%2025-Q4 stale
Oasis Advisors, LLC new125,207$2M0.9%2025-Q4 stale
Ocean Park Asset Management, LLC trimmed112,800$2M0.8%2025-Q4 stale
Fifth Third Securities, Inc. added100,182$2M0.7%2025-Q2 stale
Optivise Advisory Services LLC trimmed36,312$728K0.3%2025-Q3 stale
Fortress Wealth Management, Inc. trimmed29,683$595K0.2%2025-Q3 stale
NAPA WEALTH MANAGEMENT trimmed25,411$504K0.2%2025-Q2 stale
Point Nemo Capital, LLC new22,234$442K0.2%2025-Q4 stale
IAMS WEALTH MANAGEMENT, LLC trimmed19,706$395K0.1%2025-Q3 stale
Hobart Private Capital, LLC new15,168$298K0.1%2025-Q1 stale
BTG Pactual Asset Management US LLC12,821$254K0.1%2025-Q3 stale
Koss-Olinger Consulting, LLC trimmed12,412$247K0.1%2025-Q4 stale
CERTUITY, LLC12,293$245K0.1%2025-Q4 stale
Advisors Preferred, LLC added10,703$214K0.1%2025-Q3 stale
UHLMANN PRICE SECURITIES, LLC new10,720$212K0.1%2025-Q2 stale
OneDigital Investment Advisors LLC trimmed10,175$200K0.1%2025-Q1 stale
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO added864$140K0.1%2025-Q4 stale
Pioneer Family Office, LLC new1,000$133K0.0%2025-Q4 stale
Kestra Advisory Services, LLC trimmed6,537$130K0.0%2025-Q4 stale
CITIGROUP INC trimmed3,004$60K0.0%2025-Q3 stale
Ameritas Advisory Services, LLC added2,348$47K0.0%2025-Q3 stale
PRINCIPAL SECURITIES, INC. added1,695$34K0.0%2025-Q3 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership