Who owns Horizon Technology Finance Corp (HTFC)
Which tracked institutional funds hold HTFC, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See HTFC company fundamentals →
Ownership as of the 2026-Q1 13F filings (latest filed 2026-05-18). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
The tracked-fund tape on HTFC is one-sided between 2025-Q4 and 2026-Q1: 1 added or opened and 11 trimmed or exited — on balance reducing.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
HTFC’s largest tracked holder by dollar value, TrueMark Investments, LLC, sizes it at 0.5% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.5pp conviction gap — its largest holder concentrates the name more heavily than the typical one.
Book-share is each fund’s reported value in HTFC divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2025-Q4 and 2026-Q1, across 56 tracked filers holding HTFC, 28 increased or opened the position and 41 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in HTFC between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
Full exits 1
- JANE STREET GROUP, LLC$531K
Largest adds
- UBS Group AG$349K
Largest trims
- TWO SIGMA INVESTMENTS, LP$3M
- MARSHALL WACE, LLP$1M
- Green Alpha Advisors, LLC$1M
- BlackRock, Inc.$1M
- Eagle Point Credit Management LLC$844K
- Legal & General Group Plc$591K
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| Green Alpha Advisors, LLC added | 590,141 | $2M | 10.2% | 2026-Q1 |
| Eagle Point Credit Management LLC trimmed | 366,194 | $2M | 6.3% | 2026-Q1 |
| Legal & General Group Plc added | 328,655 | $1M | 5.7% | 2026-Q1 |
| Connecticut Wealth Management, LLC added | 213,811 | $900K | 3.7% | 2026-Q1 |
| BlackRock, Inc. trimmed | 179,487 | $756K | 3.1% | 2026-Q1 |
| MARSHALL WACE, LLP trimmed | 156,683 | $660K | 2.7% | 2026-Q1 |
| TWO SIGMA INVESTMENTS, LP trimmed | 150,179 | $632K | 2.6% | 2026-Q1 |
| UBS Group AG added | 144,136 | $607K | 2.5% | 2026-Q1 |
| Virtus Investment Advisers, LLC trimmed | 143,968 | $606K | 2.5% | 2026-Q1 |
| MILLENNIUM MANAGEMENT LLC added | 75,968 | $320K | 1.3% | 2026-Q1 |
| FIRST FINANCIAL BANK - TRUST DIVISION | 65,573 | $276K | 1.1% | 2026-Q1 |
| IMC-Chicago, LLC added | 61,795 | $260K | 1.1% | 2026-Q1 |
| BANK OF AMERICA CORP /DE/ trimmed | 60,953 | $257K | 1.1% | 2026-Q1 |
| CANADA LIFE ASSURANCE Co added | 56,485 | $240K | 1.0% | 2026-Q1 |
| Pathstone Holdings, LLC added | 51,797 | $221K | 0.9% | 2026-Q1 |
| MORGAN STANLEY trimmed | 47,437 | $200K | 0.8% | 2026-Q1 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC trimmed | 44,284 | $185K | 0.8% | 2026-Q1 |
| Regal Investment Advisors LLC trimmed | 43,553 | $183K | 0.8% | 2026-Q1 |
| JACKSON THORNTON WEALTH MANAGEMENT, LLC trimmed | 33,018 | $149K | 0.6% | 2026-Q1 |
| AQR CAPITAL MANAGEMENT LLC trimmed | 33,018 | $139K | 0.6% | 2026-Q1 |
| OSAIC HOLDINGS, INC. trimmed | 30,713 | $129K | 0.5% | 2026-Q1 |
| WELLS FARGO & COMPANY/MN trimmed | 27,684 | $117K | 0.5% | 2026-Q1 |
| OXFORD ASSET MANAGEMENT LLP added | 27,465 | $116K | 0.5% | 2026-Q1 |
| LPL Financial LLC trimmed | 26,187 | $110K | 0.5% | 2026-Q1 |
| ROYAL BANK OF CANADA added | 20,411 | $86K | 0.4% | 2026-Q1 |
| Cetera Investment Advisers trimmed | 19,870 | $84K | 0.3% | 2026-Q1 |
| Quantbot Technologies LP trimmed | 18,773 | $79K | 0.3% | 2026-Q1 |
| Virtu Financial LLC trimmed | 17,055 | $72K | 0.3% | 2026-Q1 |
| ENVESTNET ASSET MANAGEMENT INC trimmed | 16,683 | $70K | 0.3% | 2026-Q1 |
| TWO SIGMA SECURITIES, LLC added | 16,508 | $69K | 0.3% | 2026-Q1 |
| RAYMOND JAMES FINANCIAL INC trimmed | 13,733 | $58K | 0.2% | 2026-Q1 |
| Tower Research Capital LLC (TRC) added | 13,535 | $57K | 0.2% | 2026-Q1 |
| Patriot Financial Group Insurance Agency, LLC added | 12,452 | $52K | 0.2% | 2026-Q1 |
| ADELL HARRIMAN & CARPENTER INC | 12,000 | $51K | 0.2% | 2026-Q1 |
| Sanctuary Advisors, LLC new | 11,855 | $50K | 0.2% | 2026-Q1 |
| Atria Investments, Inc new | 11,855 | $50K | 0.2% | 2026-Q1 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV added | 11,450 | $48K | 0.2% | 2026-Q1 |
| CREATIVE FINANCIAL DESIGNS INC /ADV added | 10,000 | $42K | 0.2% | 2026-Q1 |
| SIMPLEX TRADING, LLC added | 6,931 | $29K | 0.1% | 2026-Q1 |
| Nova Wealth Management, Inc. | 3,722 | $16K | 0.1% | 2026-Q1 |
| FIFTH THIRD BANCORP new | 2,699 | $11K | 0.0% | 2026-Q1 |
| N.E.W. Advisory Services LLC trimmed | 2,052 | $9K | 0.0% | 2026-Q1 |
| Allworth Financial LP trimmed | 1,139 | $5K | 0.0% | 2026-Q1 |
| Chung Wu Investment Group, LLC | 1,100 | $5K | 0.0% | 2026-Q1 |
| MAI Capital Management added | 777 | $3K | 0.0% | 2026-Q1 |
| PIN OAK INVESTMENT ADVISORS INC | 800 | $3K | 0.0% | 2026-Q1 |
| SALEM INVESTMENT COUNSELORS INC | 700 | $3K | 0.0% | 2026-Q1 |
| Caitong International Asset Management Co., Ltd added | 188 | $791 | 0.0% | 2026-Q1 |
| KERR FINANCIAL PLANNING Corp new | 203 | $788 | 0.0% | 2026-Q1 |
| Aspect Partners, LLC added | 167 | $704 | 0.0% | 2026-Q1 |
| TrueMark Investments, LLC added | 272,512 | $3M | 10.5% | 2025-Q1 stale |
| Trexquant Investment LP trimmed | 197,539 | $2M | 7.6% | 2025-Q1 stale |
| Freedom Investment Management, Inc. trimmed | 106,849 | $769K | 3.1% | 2025-Q2 stale |
| JANE STREET GROUP, LLC added | 82,290 | $531K | 2.2% | 2025-Q4 stale |
| Magnetar Financial LLC added | 71,242 | $435K | 1.8% | 2025-Q3 stale |
| TWO SIGMA ADVISERS, LP added | 63,197 | $408K | 1.7% | 2025-Q4 stale |
| Aquatic Capital Management LLC added | 64,831 | $395K | 1.6% | 2025-Q3 stale |
| ETF Store, Inc. added | 60,873 | $393K | 1.6% | 2025-Q4 stale |
| Quadrature Capital Ltd new | 56,559 | $365K | 1.5% | 2025-Q4 stale |
| BALYASNY ASSET MANAGEMENT L.P. added | 37,236 | $351K | 1.4% | 2025-Q1 stale |
| CAPTRUST FINANCIAL ADVISORS new | 50,035 | $323K | 1.3% | 2025-Q4 stale |
| Brevan Howard Capital Management LP added | 40,197 | $245K | 1.0% | 2025-Q3 stale |
| WINTON GROUP Ltd new | 30,516 | $197K | 0.8% | 2025-Q4 stale |
| WOLVERINE TRADING, LLC added | 20,293 | $191K | 0.8% | 2025-Q1 stale |
| Schonfeld Strategic Advisors LLC added | 29,028 | $187K | 0.8% | 2025-Q4 stale |
| Verition Fund Management LLC added | 18,823 | $177K | 0.7% | 2025-Q1 stale |
| Financial Engines Advisors L.L.C. new | 21,604 | $139K | 0.6% | 2025-Q4 stale |
| Squarepoint Ops LLC added | 17,175 | $124K | 0.5% | 2025-Q2 stale |
| NORTHERN TRUST CORP trimmed | 17,337 | $112K | 0.5% | 2025-Q4 stale |
| CITADEL ADVISORS LLC trimmed | 16,841 | $103K | 0.4% | 2025-Q3 stale |
| Cambridge Investment Research Advisors, Inc. trimmed | 14,076 | $101K | 0.4% | 2025-Q2 stale |
| Crew Capital Management, Ltd. trimmed | 10,671 | $101K | 0.4% | 2025-Q1 stale |
| GROUP ONE TRADING LLC added | 16,120 | $98K | 0.4% | 2025-Q3 stale |
| Sheaff Brock Investment Advisors, LLC | 10,205 | $96K | 0.4% | 2025-Q1 stale |
| Lido Advisors, LLC new | 10,084 | $95K | 0.4% | 2025-Q1 stale |
| Mutual Advisors, LLC trimmed | 10,056 | $88K | 0.4% | 2025-Q1 stale |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP trimmed | 13,058 | $84K | 0.3% | 2025-Q4 stale |
| Prime Capital Investment Advisors, LLC | 12,185 | $79K | 0.3% | 2025-Q4 stale |
| Y-Intercept (Hong Kong) Ltd trimmed | 10,731 | $77K | 0.3% | 2025-Q2 stale |
| HRT FINANCIAL LP trimmed | 11,991 | $77K | 0.3% | 2025-Q4 stale |
| MERCER GLOBAL ADVISORS INC /ADV new | 10,000 | $72K | 0.3% | 2025-Q2 stale |
| BNP PARIBAS FINANCIAL MARKETS trimmed | 4,823 | $29K | 0.1% | 2025-Q3 stale |
| Farther Finance Advisors, LLC | 2,315 | $22K | 0.1% | 2025-Q1 stale |
| Garton & Associates Financial Advisors LLC new | 3,055 | $20K | 0.1% | 2025-Q4 stale |
| COMERICA BANK added | 2,653 | $17K | 0.1% | 2025-Q4 stale |
| JPMORGAN CHASE & CO trimmed | 1,453 | $14K | 0.1% | 2025-Q1 stale |
| ORG Partners LLC | 2,120 | $14K | 0.1% | 2025-Q4 stale |
| COLDSTREAM CAPITAL MANAGEMENT INC new | 1,233 | $12K | 0.0% | 2025-Q1 stale |
| Flaharty Asset Management, LLC new | 1,075 | $10K | 0.0% | 2025-Q1 stale |
| HUNTINGTON NATIONAL BANK new | 1,000 | $9K | 0.0% | 2025-Q1 stale |
| FLAGSHIP HARBOR ADVISORS, LLC new | 821 | $5K | 0.0% | 2025-Q4 stale |
| US BANCORP \DE\ | 225 | $2K | 0.0% | 2025-Q1 stale |
| Triumph Capital Management new | 300 | $2K | 0.0% | 2025-Q4 stale |
| SageView Advisory Group, LLC new | 300 | $2K | 0.0% | 2025-Q4 stale |
| Hexagon Capital Partners LLC added | 201 | $2K | 0.0% | 2025-Q1 stale |
| FMR LLC added | 238 | $1K | 0.0% | 2025-Q3 stale |
| JONES FINANCIAL COMPANIES LLLP trimmed | 227 | $1K | 0.0% | 2025-Q3 stale |
| Spire Wealth Management | 100 | $645 | 0.0% | 2025-Q4 stale |
| FLAGSHIP WEALTH ADVISORS, LLC new | 102 | $622 | 0.0% | 2025-Q3 stale |
| Blue Trust, Inc. | 80 | $516 | 0.0% | 2025-Q4 stale |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.