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Institutional Ownership · SEC Form 13F

Who owns HFXI (HFXI)


Which tracked institutional funds hold HFXI, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See HFXI company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

99
Institutional holders
31,697,518
Shares held (tracked funds)

How the tape is positioned

28 tracked funds added or opened HFXI while 14 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

HFXI’s largest tracked holder by dollar value, MORGAN STANLEY, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp gap the other way — the median holder sizes HFXI more heavily than its largest holder by dollar value does.

Book-share is each fund’s reported value in HFXI divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 99 tracked filers holding HFXI, 60 increased or opened the position and 37 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in HFXI between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 5

  • Ameritas Investment Partners, Inc.$12M
  • Independent Advisor Alliance$2M
  • NorthRock Partners, LLC$2M
  • Intentional Wealth Strategies, LLC$2M
  • Ameritas Advisory Services, LLC$821K

Full exits 2

  • Diversify Advisory Services, LLC$8M
  • CITADEL ADVISORS LLC$686K

Largest adds

  • MORGAN STANLEY$40M
  • AMERIPRISE FINANCIAL INC$35M
  • COMMONWEALTH EQUITY SERVICES, LLC$22M
  • ROYAL BANK OF CANADA$18M
  • LPL Financial LLC$13M
  • JANE STREET GROUP, LLC$9M

Largest trims

  • BANK OF AMERICA CORP /DE/$23M
  • Cerity Partners LLC$5M
  • Mariner, LLC$2M
  • FLYNN ZITO CAPITAL MANAGEMENT, LLC$966K
  • INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$802K
  • BLVD Private Wealth, LLC$771K

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
MORGAN STANLEY added5,477,258$184M16.9%2026-Q1
AMERIPRISE FINANCIAL INC added4,698,023$158M14.5%2026-Q1
New York Life Investment Management LLC trimmed3,116,330$105M9.6%2026-Q1
BANK OF AMERICA CORP /DE/ trimmed2,470,231$83M7.6%2026-Q1
RAYMOND JAMES FINANCIAL INC added2,323,365$78M7.2%2026-Q1
LPL Financial LLC added1,818,249$61M5.6%2026-Q1
UBS Group AG added1,610,100$54M5.0%2026-Q1
Mariner, LLC trimmed1,599,300$54M4.9%2026-Q1
COMMONWEALTH EQUITY SERVICES, LLC added826,923$28M2.5%2026-Q1
ROYAL BANK OF CANADA added719,888$24M2.2%2026-Q1
Mason & Associates Inc added656,839$21M2.0%2026-Q1
FLYNN ZITO CAPITAL MANAGEMENT, LLC trimmed584,985$20M1.8%2026-Q1
Landmark Wealth Management, LLC added489,573$16M1.5%2026-Q1
Ameritas Investment Partners, Inc. new348,013$12M1.1%2026-Q1
OSAIC HOLDINGS, INC. trimmed334,123$11M1.0%2026-Q1
ENVESTNET ASSET MANAGEMENT INC added324,446$11M1.0%2026-Q1
JANE STREET GROUP, LLC added310,475$10M1.0%2026-Q1
Sanctuary Advisors, LLC trimmed292,215$10M0.9%2026-Q1
Concurrent Investment Advisors, LLC added261,279$9M0.8%2026-Q1
MARINO, STRAM & ASSOCIATES LLC added250,304$8M0.8%2026-Q1
Rockefeller Capital Management L.P. added247,901$8M0.8%2026-Q1
Gladstone Institutional Advisory LLC trimmed242,052$8M0.7%2026-Q1
Cerity Partners LLC trimmed233,733$8M0.7%2026-Q1
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC trimmed198,008$7M0.6%2026-Q1
Veridan Wealth LLC added175,951$6M0.5%2026-Q1
Cetera Investment Advisers added142,949$5M0.4%2026-Q1
Prosperity Financial Group, Inc. added140,068$5M0.4%2026-Q1
MML INVESTORS SERVICES, LLC added137,291$5M0.4%2026-Q1
KESTRA PRIVATE WEALTH SERVICES, LLC added108,284$4M0.3%2026-Q1
OPPENHEIMER & CO INC added107,993$4M0.3%2026-Q1
Private Advisor Group, LLC added100,351$3M0.3%2026-Q1
Equitable Holdings, Inc. trimmed91,193$3M0.3%2026-Q1
Wiser Advisor Group LLC added85,561$3M0.3%2026-Q1
Independent Advisor Alliance new73,980$2M0.2%2026-Q1
Waterloo Capital, L.P. trimmed73,550$2M0.2%2026-Q1
WESCAP Management Group, Inc.69,316$2M0.2%2026-Q1
NorthRock Partners, LLC new68,582$2M0.2%2026-Q1
THOROUGHBRED FINANCIAL SERVICES, LLC trimmed58,634$2M0.2%2026-Q1
Capital Investment Advisors, LLC added56,672$2M0.2%2026-Q1
Farther Finance Advisors, LLC trimmed52,662$2M0.2%2026-Q1
Redwood Financial Network Corp trimmed53,306$2M0.2%2026-Q1
Intentional Wealth Strategies, LLC new52,079$2M0.2%2026-Q1
Steward Partners Investment Advisory, LLC added44,972$2M0.1%2026-Q1
TSFG, LLC added37,005$1M0.1%2026-Q1
Golden State Wealth Management, LLC trimmed36,705$1M0.1%2026-Q1
Fortis Group Advisors, LLC added29,379$1M0.1%2026-Q1
HighTower Advisors, LLC added30,305$1M0.1%2026-Q1
Revisor Wealth Management LLC trimmed29,431$988K0.1%2026-Q1
MONECO ADVISORS, LLC added28,854$969K0.1%2026-Q1
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO added28,185$946K0.1%2026-Q1
Hilton Head Capital Partners, LLC26,202$880K0.1%2026-Q1
Ameritas Advisory Services, LLC added24,452$821K0.1%2026-Q1
D.A. DAVIDSON & CO. trimmed24,153$811K0.1%2026-Q1
Stratos Wealth Partners, LTD. added22,230$746K0.1%2026-Q1
Indivisible Partners added21,523$723K0.1%2026-Q1
MRP Capital Investments, LLC21,000$705K0.1%2026-Q1
NewEdge Wealth, LLC14,802$497K0.0%2026-Q1
ATTICUS WEALTH MANAGEMENT, LLC added14,302$480K0.0%2026-Q1
Integrated Advisors Network LLC added13,788$463K0.0%2026-Q1
GGM Financial LLC trimmed12,834$431K0.0%2026-Q1
Covenant Asset Management, LLC added11,958$402K0.0%2026-Q1
Nova Wealth Management, Inc. added10,854$364K0.0%2026-Q1
Dynamic Advisor Solutions LLC trimmed10,843$364K0.0%2026-Q1
Cambridge Investment Research Advisors, Inc. trimmed10,680$359K0.0%2026-Q1
O'SHAUGHNESSY ASSET MANAGEMENT, LLC trimmed10,452$351K0.0%2026-Q1
LODESTAR PRIVATE ASSET MANAGEMENT LLC trimmed9,205$309K0.0%2026-Q1
BLVD Private Wealth, LLC trimmed8,032$270K0.0%2026-Q1
Kovack Advisors, Inc. added7,789$267K0.0%2026-Q1
Trademark Financial Management, LLC added7,811$262K0.0%2026-Q1
FMR LLC added7,474$251K0.0%2026-Q1
TRUIST FINANCIAL CORP new7,038$236K0.0%2026-Q1
CATALYST FINANCIAL PARTNERS LLC new6,855$230K0.0%2026-Q1
TFB Advisors LLC new6,435$216K0.0%2026-Q1
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC trimmed5,913$202K0.0%2026-Q1
Signature Equity Partners, LLC added5,000$168K0.0%2026-Q1
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC added3,490$117K0.0%2026-Q1
FIFTH THIRD BANCORP new3,012$101K0.0%2026-Q1
WEBSTER BANK, N. A. new2,918$98K0.0%2026-Q1
Western Wealth Management, LLC new1,983$67K0.0%2026-Q1
Advisory Services Network, LLC1,875$63K0.0%2026-Q1
True Wealth Design, LLC new1,850$62K0.0%2026-Q1
CWM, LLC new1,696$57K0.0%2026-Q1
CITIGROUP INC added1,600$54K0.0%2026-Q1
JNBA Financial Advisors trimmed1,446$49K0.0%2026-Q1
WELLS FARGO & COMPANY/MN trimmed1,421$48K0.0%2026-Q1
GW&K Investment Management, LLC1,340$45K0.0%2026-Q1
Diversify Advisory Services, LLC added249,631$8M0.8%2025-Q4 stale
CW Advisors, LLC new233,216$6M0.6%2025-Q1 stale
Cornerstone Wealth Management, LLC added187,523$6M0.5%2025-Q2 stale
Eldridge Investment Advisors, Inc. added126,168$3M0.3%2025-Q1 stale
CITADEL ADVISORS LLC trimmed21,149$686K0.1%2025-Q4 stale
GTS SECURITIES LLC added16,264$448K0.0%2025-Q1 stale
Independent Wealth Network Inc. added11,197$363K0.0%2025-Q4 stale
FLOW TRADERS U.S. LLC trimmed9,346$290K0.0%2025-Q3 stale
Wealthcare Advisory Partners LLC new8,264$256K0.0%2025-Q3 stale
Savvy Advisors, Inc. new7,201$223K0.0%2025-Q3 stale
Advisor Resource Council trimmed6,400$208K0.0%2025-Q4 stale
ELEVATION POINT WEALTH PARTNERS, LLC new3,428$101K0.0%2025-Q2 stale
COMERICA BANK3,012$98K0.0%2025-Q4 stale
NewEdge Advisors, LLC added1,604$52K0.0%2025-Q4 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership