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Institutional Ownership · SEC Form 13F

Who owns HFSI (HFSI)


Which tracked institutional funds hold HFSI, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See HFSI company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

68
Institutional holders
17,134,166
Shares held (tracked funds)

How the tape is positioned

The tracked-fund tape on HFSI is one-sided between 2025-Q4 and 2026-Q1: 34 added or opened and 6 trimmed or exited — on balance accumulating.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

HFSI’s largest tracked holder by dollar value, New England Capital Financial Advisors LLC, sizes it at 24.2% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 24.2pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in HFSI divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 68 tracked filers holding HFSI, 55 increased or opened the position and 15 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in HFSI between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 13

  • BANK OF AMERICA CORP /DE/$42M
  • BENJAMIN EDWARDS INC$34M
  • Wealthspire Retirement, LLC$21M
  • ENVESTNET ASSET MANAGEMENT INC$12M
  • Mutual Advisors, LLC$8M
  • WNY Asset Management, LLC$6M

Largest adds

  • New England Capital Financial Advisors LLC$77M
  • RAYMOND JAMES FINANCIAL INC$22M
  • ROYAL BANK OF CANADA$13M
  • NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$10M
  • Retirement Planning Group, LLC$4M
  • CITIZENS FINANCIAL GROUP INC/RI$3M

Largest trims

  • Hartford Funds Management Co LLC$2M
  • Bleakley Financial Group, LLC$2M
  • SURIENCE PRIVATE WEALTH LLC$2M
  • WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$1M
  • CORE WEALTH ADVISORS, LLC$821K
  • GOLDMAN SACHS GROUP INC$654K

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
New England Capital Financial Advisors LLC added2,544,936$88M14.6%2026-Q1
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO added2,123,291$74M12.2%2026-Q1
Hartford Funds Management Co LLC trimmed1,536,590$53M8.8%2026-Q1
BANK OF AMERICA CORP /DE/ new1,221,387$42M7.0%2026-Q1
RAYMOND JAMES FINANCIAL INC added1,188,578$41M6.8%2026-Q1
BENJAMIN EDWARDS INC new971,387$34M5.6%2026-Q1
Retirement Management Systems Inc. added723,138$25M4.2%2026-Q1
Modern Wealth Management, LLC added706,004$25M4.1%2026-Q1
Bleakley Financial Group, LLC trimmed613,012$21M3.5%2026-Q1
Wealthspire Retirement, LLC new601,079$21M3.5%2026-Q1
OSAIC HOLDINGS, INC. added462,425$16M2.7%2026-Q1
Centric Wealth Management added411,612$14M2.4%2026-Q1
ROYAL BANK OF CANADA added385,812$13M2.2%2026-Q1
ENVESTNET ASSET MANAGEMENT INC added344,031$12M2.0%2026-Q1
Live Oak Investment Partners added255,507$9M1.5%2026-Q1
STIFEL FINANCIAL CORP added240,236$8M1.4%2026-Q1
Mutual Advisors, LLC new222,529$8M1.3%2026-Q1
CITIZENS FINANCIAL GROUP INC/RI added216,447$8M1.3%2026-Q1
MGO ONE SEVEN LLC added211,083$7M1.2%2026-Q1
WNY Asset Management, LLC new180,087$6M1.0%2026-Q1
COMMONWEALTH EQUITY SERVICES, LLC added164,391$6M0.9%2026-Q1
TRUIST FINANCIAL CORP new161,539$6M0.9%2026-Q1
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC trimmed160,652$6M0.9%2026-Q1
JONES FINANCIAL COMPANIES LLLP added149,037$5M0.9%2026-Q1
Sanctuary Advisors, LLC added136,366$5M0.8%2026-Q1
Retirement Planning Group, LLC added122,142$4M0.7%2026-Q1
Summit Financial, LLC added118,319$4M0.7%2026-Q1
Sonoma Allocations LLC added92,595$3M0.5%2026-Q1
CORE WEALTH ADVISORS, LLC trimmed84,557$3M0.5%2026-Q1
Cambridge Investment Research Advisors, Inc. trimmed78,743$3M0.5%2026-Q1
Strategic Blueprint, LLC added71,521$2M0.4%2026-Q1
CARY STREET PARTNERS FINANCIAL LLC added67,286$2M0.4%2026-Q1
JPMORGAN CHASE & CO added57,727$2M0.3%2026-Q1
Kovack Advisors, Inc. added49,369$2M0.3%2026-Q1
&PARTNERS new41,610$1M0.2%2026-Q1
LIBERTY ONE INVESTMENT MANAGEMENT, LLC added34,126$1M0.2%2026-Q1
Steward Partners Investment Advisory, LLC added31,215$1M0.2%2026-Q1
Hobart Private Capital, LLC added26,668$926K0.2%2026-Q1
Gateway Wealth Partners, LLC added24,950$866K0.1%2026-Q1
Marks Group Wealth Management, Inc new23,579$819K0.1%2026-Q1
NATIXIS ADVISORS, LLC new22,737$789K0.1%2026-Q1
MML INVESTORS SERVICES, LLC added22,429$779K0.1%2026-Q1
Arkadios Wealth Advisors added21,441$744K0.1%2026-Q1
Mariner, LLC added21,038$730K0.1%2026-Q1
AdvisorNet Financial, Inc added19,159$665K0.1%2026-Q1
SURIENCE PRIVATE WEALTH LLC trimmed17,963$624K0.1%2026-Q1
Cetera Investment Advisers new17,426$605K0.1%2026-Q1
Destiny Capital Corp/CO new17,212$598K0.1%2026-Q1
UPTICK PARTNERS, LLC new15,818$549K0.1%2026-Q1
HARBOUR INVESTMENTS, INC. new13,519$469K0.1%2026-Q1
Concurrent Investment Advisors, LLC new10,230$355K0.1%2026-Q1
Meridian Financial Advisors, LLC trimmed9,950$345K0.1%2026-Q1
Bright Futures Wealth Management, LLC. trimmed9,003$313K0.1%2026-Q1
Cypress Wealth Services, LLC added8,664$301K0.0%2026-Q1
Coquina Private Wealth LLC added7,949$276K0.0%2026-Q1
Capital Investment Advisory Services, LLC7,659$266K0.0%2026-Q1
Stonebridge Financial Group, LLC / MO added6,856$238K0.0%2026-Q1
ALEXANDER LABRUNERIE & CO., INC.6,574$228K0.0%2026-Q1
GOLDMAN SACHS GROUP INC trimmed6,502$226K0.0%2026-Q1
Capital Analysts, LLC added5,206$181K0.0%2026-Q1
Wealth Enhancement Trust Services, Inc. added4,673$162K0.0%2026-Q1
Geneos Wealth Management Inc. trimmed2,102$73K0.0%2026-Q1
IFP Advisors, Inc added1,803$63K0.0%2026-Q1
Ascentis Independent Advisors new1,008$35K0.0%2026-Q1
Bogart Wealth, LLC added714$25K0.0%2026-Q1
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC new530$18K0.0%2026-Q1
Farther Finance Advisors, LLC added315$11K0.0%2026-Q1
MORGAN STANLEY trimmed123$4K0.0%2026-Q1
WELLINGTON MANAGEMENT GROUP LLP trimmed145,400$5M0.9%2025-Q3 stale
JANE STREET GROUP, LLC added49,826$2M0.3%2025-Q2 stale
CITADEL ADVISORS LLC trimmed20,555$731K0.1%2025-Q3 stale
D.A. DAVIDSON & CO. new7,540$268K0.0%2025-Q4 stale
AXXCESS WEALTH MANAGEMENT, LLC6,983$248K0.0%2025-Q4 stale
Breakwater Capital Group new6,232$222K0.0%2025-Q3 stale
Kestra Advisory Services, LLC new1,104$39K0.0%2025-Q4 stale
FSA Wealth Management LLC new200$7K0.0%2025-Q3 stale
Allworth Financial LP new200$7K0.0%2025-Q4 stale
CONCOURSE FINANCIAL GROUP SECURITIES, INC.00.0%2025-Q2 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

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