Who owns HEEM
Which tracked institutional funds hold HEEM, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See HEEM company fundamentals →
Ownership as of the 2026-Q2 13F filings (latest filed 2026-08-14). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
The tracked-fund tape on HEEM is one-sided between 2026-Q1 and 2026-Q2: 24 added or opened and 2 trimmed or exited — on balance accumulating.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
HEEM’s largest tracked holder by dollar value, TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, sizes it at 0.1% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.1pp conviction gap — its largest holder concentrates the name more heavily than the typical one.
Book-share is each fund’s reported value in HEEM divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2026-Q1 and 2026-Q2, across 52 tracked filers holding HEEM, 26 increased or opened the position and 18 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in HEEM between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 3
- SCOTIA CAPITAL INC.$2M
- Global Retirement Partners, LLC$642K
- MML INVESTORS SERVICES, LLC$548K
Full exits 2
- SUSQUEHANNA INTERNATIONAL GROUP, LLP$1M
- PARK AVENUE SECURITIES LLC$501K
Largest adds
- WELLS FARGO & COMPANY/MN$7M
- MORGAN STANLEY$5M
- TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC$5M
- Vertex Planning Partners, LLC$3M
- COLDSTREAM CAPITAL MANAGEMENT INC$2M
- BANK OF AMERICA CORP /DE/$2M
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC trimmed | 697,766 | $31M | 17.0% | 2026-Q2 |
| WELLS FARGO & COMPANY/MN added | 518,557 | $23M | 12.6% | 2026-Q2 |
| MORGAN STANLEY added | 410,259 | $18M | 10.0% | 2026-Q2 |
| BANK OF AMERICA CORP /DE/ trimmed | 389,928 | $17M | 9.5% | 2026-Q2 |
| COLDSTREAM CAPITAL MANAGEMENT INC trimmed | 299,834 | $13M | 7.3% | 2026-Q2 |
| Pictet Asset Management Holding SA trimmed | 252,301 | $11M | 6.1% | 2026-Q2 |
| Vertex Planning Partners, LLC added | 213,736 | $10M | 5.2% | 2026-Q2 |
| ENVESTNET ASSET MANAGEMENT INC added | 135,156 | $6M | 3.3% | 2026-Q2 |
| Friedenthal Financial trimmed | 133,965 | $6M | 3.3% | 2026-Q2 |
| Cetera Investment Advisers added | 118,228 | $5M | 2.9% | 2026-Q2 |
| TRUIST FINANCIAL CORP added | 108,394 | $5M | 2.6% | 2026-Q2 |
| KINGSWOOD WEALTH ADVISORS, LLC added | 79,163 | $4M | 1.9% | 2026-Q2 |
| COMMONWEALTH EQUITY SERVICES, LLC trimmed | 77,723 | $3M | 1.9% | 2026-Q2 |
| LPL Financial LLC added | 73,832 | $3M | 1.8% | 2026-Q2 |
| Forefront Analytics, LLC trimmed | 58,203 | $3M | 1.4% | 2026-Q2 |
| AMERIPRISE FINANCIAL INC trimmed | 40,464 | $2M | 1.0% | 2026-Q2 |
| SCOTIA CAPITAL INC. new | 40,224 | $2M | 1.0% | 2026-Q2 |
| Savant Capital, LLC | 35,133 | $2M | 0.9% | 2026-Q2 |
| UBS Group AG added | 31,560 | $1M | 0.8% | 2026-Q2 |
| OSAIC HOLDINGS, INC. added | 30,230 | $1M | 0.7% | 2026-Q2 |
| Wealth Preservation Advisors, LLC added | 22,460 | $1M | 0.5% | 2026-Q2 |
| TIAA TRUST, NATIONAL ASSOCIATION trimmed | 17,241 | $771K | 0.4% | 2026-Q2 |
| Wharton Business Group, LLC trimmed | 15,865 | $710K | 0.4% | 2026-Q2 |
| RAYMOND JAMES FINANCIAL INC added | 15,255 | $682K | 0.4% | 2026-Q2 |
| Global Retirement Partners, LLC added | 14,359 | $642K | 0.3% | 2026-Q2 |
| MML INVESTORS SERVICES, LLC trimmed | 12,246 | $548K | 0.3% | 2026-Q2 |
| BLAIR WILLIAM & CO/IL added | 11,506 | $515K | 0.3% | 2026-Q2 |
| Advisory Services Network, LLC added | 11,286 | $505K | 0.3% | 2026-Q2 |
| Prospera Financial Services Inc | 9,775 | $437K | 0.2% | 2026-Q2 |
| EverSource Wealth Advisors, LLC new | 8,669 | $388K | 0.2% | 2026-Q2 |
| Cranbrook Wealth Management, LLC | 8,173 | $366K | 0.2% | 2026-Q2 |
| OLD MISSION CAPITAL LLC trimmed | 6,621 | $296K | 0.2% | 2026-Q2 |
| Atria Investments, Inc trimmed | 6,562 | $294K | 0.2% | 2026-Q2 |
| CITADEL ADVISORS LLC trimmed | 4,720 | $211K | 0.1% | 2026-Q2 |
| Gladstone Institutional Advisory LLC new | 4,699 | $210K | 0.1% | 2026-Q2 |
| Invst, LLC new | 4,674 | $209K | 0.1% | 2026-Q2 |
| ROYAL BANK OF CANADA trimmed | 4,314 | $193K | 0.1% | 2026-Q2 |
| FIDUCIARY FINANCIAL ADVISORS new | 3,207 | $144K | 0.1% | 2026-Q2 |
| BANK OF MONTREAL /CAN/ | 3,000 | $134K | 0.1% | 2026-Q2 |
| Golden State Wealth Management, LLC trimmed | 2,363 | $106K | 0.1% | 2026-Q2 |
| LFA - Lugano Financial Advisors SA new | 2,100 | $94K | 0.1% | 2026-Q2 |
| Harbor Asset Planning, Inc. | 2,030 | $91K | 0.0% | 2026-Q2 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO added | 1,641 | $73K | 0.0% | 2026-Q2 |
| AE Wealth Management LLC | 1,434 | $64K | 0.0% | 2026-Q2 |
| FMR LLC trimmed | 1,121 | $50K | 0.0% | 2026-Q2 |
| Steward Partners Investment Advisory, LLC new | 716 | $32K | 0.0% | 2026-Q2 |
| Triumph Capital Management | 700 | $31K | 0.0% | 2026-Q2 |
| Strategic Wealth Partners, Ltd. | 614 | $27K | 0.0% | 2026-Q2 |
| Whipplewood Advisors, LLC | 358 | $16K | 0.0% | 2026-Q2 |
| ASSETMARK, INC | 303 | $14K | 0.0% | 2026-Q2 |
| NATIONAL BANK OF CANADA /FI/ | 212 | $9K | 0.0% | 2026-Q2 |
| JONES FINANCIAL COMPANIES LLLP | 128 | $6K | 0.0% | 2026-Q2 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP added | 32,460 | $1M | 0.7% | 2026-Q1 stale (1 quarter behind) |
| PARK AVENUE SECURITIES LLC added | 13,559 | $501K | 0.3% | 2026-Q1 stale (1 quarter behind) |
| HighTower Advisors, LLC | 8,914 | $329K | 0.2% | 2026-Q1 stale (1 quarter behind) |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 3,775 | $139K | 0.1% | 2026-Q1 stale (1 quarter behind) |
| Kestra Advisory Services, LLC new | 603 | $21K | 0.0% | 2025-Q4 stale (2 quarters behind) |
| OPTIMA CAPITAL LLC trimmed | 107 | $4K | 0.0% | 2025-Q4 stale (2 quarters behind) |
| SYM FINANCIAL Corp new | 72 | $3K | 0.0% | 2025-Q4 stale (2 quarters behind) |
| Forefront Wealth Partners, LLC new | 47,743 | $2M | 0.9% | 2025-Q3 stale (3 quarters behind) |
| JANE STREET GROUP, LLC trimmed | 6,248 | $210K | 0.1% | 2025-Q3 stale (3 quarters behind) |
| FLOW TRADERS U.S. LLC new | 6,074 | $204K | 0.1% | 2025-Q3 stale (3 quarters behind) |
| PRINCIPAL SECURITIES, INC. | 1,105 | $37K | 0.0% | 2025-Q3 stale (3 quarters behind) |
| AVANTAX ADVISORY SERVICES, INC. trimmed | 102,750 | $3M | 1.7% | 2025-Q2 stale (4 quarters behind) |
| GOLDMAN SACHS GROUP INC new | 7,293 | $219K | 0.1% | 2025-Q2 stale (4 quarters behind) |
| Ameritas Advisory Services, LLC new | 215 | $6K | 0.0% | 2025-Q2 stale (4 quarters behind) |
| Capital A Wealth Management, LLC added | 211 | $5K | 0.0% | 2025-Q2 stale (4 quarters behind) |
| Concord Wealth Partners trimmed | 61 | $2K | 0.0% | 2025-Q2 stale (4 quarters behind) |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | — | 0.0% | 2025-Q2 stale (4 quarters behind) |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.