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Institutional Ownership · SEC Form 13F

Who owns Hanmi Financial (HAFC)


Which tracked institutional funds hold HAFC, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See HAFC company fundamentals →

Ownership as of the 2026-Q2 13F filings (latest filed 2026-09-22). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

212
Institutional holders
25M
Shares held (tracked funds)
85.1%
Of shares outstanding

How the tape is positioned

74 tracked funds added or opened HAFC while 28 trimmed or exited it between 2026-Q1 and 2026-Q2 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

HAFC’s largest tracked holder by dollar value, BlackRock, Inc., sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp gap the other way — the median holder sizes HAFC more heavily than its largest holder by dollar value does.

Book-share is each fund’s reported value in HAFC divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2026-Q1 and 2026-Q2, across 212 tracked filers holding HAFC, 115 increased or opened the position and 94 reduced or closed it; over the same quarter, open-market insider Form 4s were net sales.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in HAFC between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 5

  • ExodusPoint Capital Management, LP$3M
  • BALYASNY ASSET MANAGEMENT L.P.$2M
  • PANAGORA ASSET MANAGEMENT INC$1M
  • Assenagon Asset Management S.A.$1M
  • Magnetar Financial LLC$1M

Full exits 12

  • LSV ASSET MANAGEMENT$35M
  • ACADIAN ASSET MANAGEMENT LLC$14M
  • Hillsdale Investment Management Inc.$5M
  • LOOMIS SAYLES & CO L P$5M
  • Thrivent Financial for Lutherans$3M
  • CWM, LLC$1M

Largest adds

  • BlackRock, Inc.$27M
  • DIMENSIONAL FUND ADVISORS LP$11M
  • STATE STREET CORP$10M
  • AMERICAN CENTURY COMPANIES INC$9M
  • CHARLES SCHWAB INVESTMENT MANAGEMENT INC$8M
  • VANGUARD CAPITAL MANAGEMENT LLC$8M

Largest trims

  • EverSource Wealth Advisors, LLC$18M
  • Rhino Investment Partners, Inc$10M
  • FMR LLC$5M
  • JUPITER ASSET MANAGEMENT LTD$3M
  • Stieven Capital Advisors, L.P.$2M
  • UBS Group AG$2M

Institutional holders

One row per tracked fund, most shares held first (every row is from one quarter; reported value breaks ties). “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding.

FundSharesReported value% of valueQuarter
BlackRock, Inc. trimmed4,388,542$142M17.7%2026-Q2
DIMENSIONAL FUND ADVISORS LP added1,786,314$58M7.2%2026-Q2
STATE STREET CORP added1,575,567$51M6.4%2026-Q2
VANGUARD CAPITAL MANAGEMENT LLC added1,317,877$43M5.3%2026-Q2
AMERICAN CENTURY COMPANIES INC added1,110,109$36M4.5%2026-Q2
CHARLES SCHWAB INVESTMENT MANAGEMENT INC added1,043,542$34M4.2%2026-Q2
GEODE CAPITAL MANAGEMENT, LLC trimmed874,145$28M3.5%2026-Q2
AQR CAPITAL MANAGEMENT LLC added793,267$26M3.2%2026-Q2
VANGUARD PORTFOLIO MANAGEMENT LLC added773,601$25M3.1%2026-Q2
GOLDMAN SACHS GROUP INC trimmed545,862$18M2.2%2026-Q2
MORGAN STANLEY added480,573$16M1.9%2026-Q2
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC trimmed472,506$15M1.9%2026-Q2
JPMORGAN CHASE & CO added460,442$15M1.9%2026-Q2
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP added455,124$15M1.8%2026-Q2
Rhino Investment Partners, Inc trimmed405,727$13M1.6%2026-Q2
Bank of New York Mellon Corp added387,948$13M1.6%2026-Q2
Qube Research & Technologies Ltd added371,130$12M1.5%2026-Q2
NORTHERN TRUST CORP added351,911$11M1.4%2026-Q2
PRICE T ROWE ASSOCIATES INC /MD/ added312,194$10M1.3%2026-Q2
Stieven Capital Advisors, L.P. trimmed306,788$10M1.2%2026-Q2
Nuveen, LLC added279,125$9M1.1%2026-Q2
BRIDGEWAY CAPITAL MANAGEMENT, LLC added256,429$8M1.0%2026-Q2
AMERIPRISE FINANCIAL INC trimmed256,391$8M1.0%2026-Q2
TWO SIGMA INVESTMENTS, LP trimmed238,045$8M1.0%2026-Q2
Invesco Ltd. added233,381$8M0.9%2026-Q2
MILLENNIUM MANAGEMENT LLC added220,879$7M0.9%2026-Q2
PRINCIPAL FINANCIAL GROUP INC added212,761$7M0.9%2026-Q2
VANGUARD FIDUCIARY TRUST CO added195,481$6M0.8%2026-Q2
CITADEL ADVISORS LLC added169,213$5M0.7%2026-Q2
JACOBS LEVY EQUITY MANAGEMENT, INC trimmed168,868$5M0.7%2026-Q2
Trexquant Investment LP added167,026$5M0.7%2026-Q2
Public Sector Pension Investment Board trimmed147,360$5M0.6%2026-Q2
FIRST TRUST ADVISORS LP added144,122$5M0.6%2026-Q2
Empowered Funds, LLC added140,554$5M0.6%2026-Q2
Universal- Beteiligungs- und Servicegesellschaft mbH added121,910$4M0.5%2026-Q2
Point72 Asset Management, L.P. added120,240$4M0.5%2026-Q2
RENAISSANCE TECHNOLOGIES LLC trimmed117,358$4M0.5%2026-Q2
ROYCE & ASSOCIATES LP trimmed112,484$4M0.5%2026-Q2
MARTINGALE ASSET MANAGEMENT L P added108,811$4M0.4%2026-Q2
UBS Group AG trimmed107,622$3M0.4%2026-Q2
BANK OF AMERICA CORP /DE/ trimmed101,234$3M0.4%2026-Q2
Elizabeth Park Capital Advisors, Ltd.97,720$3M0.4%2026-Q2
Y-Intercept (Hong Kong) Ltd added95,785$3M0.4%2026-Q2
PRUDENTIAL FINANCIAL INC added94,706$3M0.4%2026-Q2
SEGALL BRYANT & HAMILL, LLC added91,757$3M0.4%2026-Q2
ExodusPoint Capital Management, LP added89,381$3M0.4%2026-Q2
Allianz Asset Management GmbH85,331$2M0.3%2026-Q2
Man Group plc added83,559$3M0.3%2026-Q2
FRANKLIN RESOURCES INC added83,046$3M0.3%2026-Q2
LAZARD ASSET MANAGEMENT LLC added81,820$3M0.3%2026-Q2
RHUMBLINE ADVISERS trimmed79,392$3M0.3%2026-Q2
RBF Capital, LLC75,000$2M0.3%2026-Q2
NOMURA ASSET MANAGEMENT INTERNATIONAL INC.73,400$2M0.3%2026-Q2
IEQ CAPITAL, LLC trimmed72,112$2M0.3%2026-Q2
Petiole USA ltd trimmed68,451$2M0.3%2026-Q2
Russell Investments Group, Ltd. added67,152$2M0.3%2026-Q2
Legal & General Group Plc trimmed64,691$2M0.3%2026-Q2
STATE OF WISCONSIN INVESTMENT BOARD added64,072$2M0.3%2026-Q2
Campbell & CO Investment Adviser LLC added63,489$2M0.3%2026-Q2
INTECH INVESTMENT MANAGEMENT LLC added60,975$2M0.2%2026-Q2
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC trimmed60,065$2M0.2%2026-Q2
Swiss National Bank59,500$2M0.2%2026-Q2
BALYASNY ASSET MANAGEMENT L.P. added56,059$2M0.2%2026-Q2
VOYA INVESTMENT MANAGEMENT LLC added55,096$2M0.2%2026-Q2
WINTON GROUP Ltd trimmed50,486$2M0.2%2026-Q2
De Lisle Partners LLP46,670$2M0.2%2026-Q2
RAYMOND JAMES FINANCIAL INC trimmed45,807$1M0.2%2026-Q2
Vanguard Global Advisers, LLC45,420$1M0.2%2026-Q2
BNP PARIBAS FINANCIAL MARKETS trimmed43,597$1M0.2%2026-Q2
PANAGORA ASSET MANAGEMENT INC new39,702$1M0.2%2026-Q2
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC added39,230$1M0.2%2026-Q2
Quantinno Capital Management LP added38,518$1M0.2%2026-Q2
SALZHAUER MICHAEL trimmed38,201$1M0.2%2026-Q2
LOS ANGELES CAPITAL MANAGEMENT LLC added37,486$1M0.2%2026-Q2
Cerity Partners LLC trimmed37,382$1M0.2%2026-Q2
Assenagon Asset Management S.A. trimmed37,132$1M0.2%2026-Q2
CITIGROUP INC added35,359$1M0.1%2026-Q2
Mariner, LLC added34,055$1M0.1%2026-Q2
SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC trimmed33,476$1M0.1%2026-Q2
SEI INVESTMENTS CO trimmed32,963$1M0.1%2026-Q2
Unison Advisors LLC added32,868$1M0.1%2026-Q2
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM added32,462$1M0.1%2026-Q2
ALLIANCEBERNSTEIN L.P. added31,726$836K0.1%2026-Q2
Magnetar Financial LLC added31,558$1M0.1%2026-Q2
Schonfeld Strategic Advisors LLC added30,669$994K0.1%2026-Q2
WELLS FARGO & COMPANY/MN added29,520$956K0.1%2026-Q2
DEUTSCHE BANK AG\ added29,510$956K0.1%2026-Q2
EVOLVE PRIVATE WEALTH, LLC added29,291$949K0.1%2026-Q2
Allspring Global Investments Holdings, LLC added29,229$970K0.1%2026-Q2
Connor, Clark & Lunn Investment Management Ltd. trimmed29,179$945K0.1%2026-Q2
Engineers Gate Manager LP trimmed28,595$926K0.1%2026-Q2
SummerHaven Investment Management, LLC28,561$925K0.1%2026-Q2
Horizon Investments, LLC trimmed26,677$857K0.1%2026-Q2
Graham Capital Management, L.P. added24,976$809K0.1%2026-Q2
Mirae Asset Global Investments Co., Ltd. added24,682$800K0.1%2026-Q2
VARCOV Co. added24,199$784K0.1%2026-Q2
JUPITER ASSET MANAGEMENT LTD trimmed24,117$781K0.1%2026-Q2
STRS OHIO added24,100$781K0.1%2026-Q2
Jump Financial, LLC trimmed22,426$727K0.1%2026-Q2
State of Tennessee, Department of Treasury added21,466$695K0.1%2026-Q2

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership