Who owns Great Elm Capital (GECC)
Which tracked institutional funds hold GECC, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See GECC company fundamentals →
Ownership as of the 2026-Q2 13F filings (latest filed 2026-08-14). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
Conviction spread
GECC’s largest tracked holder by dollar value, Northern Right Capital Management, L.P., sizes it at 0.6% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.6pp conviction gap — its largest holder concentrates the name more heavily than the typical one.
Book-share is each fund’s reported value in GECC divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2026-Q1 and 2026-Q2, across 19 tracked filers holding GECC, 6 increased or opened the position and 13 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| Northern Right Capital Management, L.P. | 383,971 | $2M | 29.7% | 2026-Q2 |
| Cruiser Capital Advisors, LLC trimmed | 97,779 | $533K | 7.6% | 2026-Q2 |
| UBS Group AG added | 28,250 | $154K | 2.2% | 2026-Q2 |
| Crestwood Advisors Group, LLC | 26,625 | $145K | 2.1% | 2026-Q2 |
| Vident Advisory, LLC new | 26,609 | $145K | 2.1% | 2026-Q2 |
| Rockefeller Capital Management L.P. | 25,000 | $136K | 1.9% | 2026-Q2 |
| Ethos Financial Group, LLC trimmed | 24,059 | $131K | 1.9% | 2026-Q2 |
| Significant Wealth Partners LLC added | 16,771 | $91K | 1.3% | 2026-Q2 |
| Founders Financial Alliance, LLC new | 13,770 | $75K | 1.1% | 2026-Q2 |
| Rangeley Capital, LLC | 10,000 | $54K | 0.8% | 2026-Q2 |
| TRUST CO OF TOLEDO NA /OH/ | 3,874 | $21K | 0.3% | 2026-Q2 |
| ROYAL BANK OF CANADA | 2,612 | $14K | 0.2% | 2026-Q2 |
| Allworth Financial LP trimmed | 1,400 | $8K | 0.1% | 2026-Q2 |
| MORGAN STANLEY trimmed | 1,387 | $8K | 0.1% | 2026-Q2 |
| Russell Investments Group, Ltd. new | 744 | $4K | 0.1% | 2026-Q2 |
| Triumph Capital Management | 500 | $3K | 0.0% | 2026-Q2 |
| Caitong International Asset Management Co., Ltd new | 44 | $240 | 0.0% | 2026-Q2 |
| WELLS FARGO & COMPANY/MN trimmed | 3 | $15 | 0.0% | 2026-Q2 |
| Arax Advisory Partners | 1 | $6 | 0.0% | 2026-Q2 |
| Granby Capital Management, LLC new | 50,000 | $352K | 5.0% | 2025-Q4 stale (2 quarters behind) |
| TWO SIGMA INVESTMENTS, LP new | 49,526 | $349K | 4.9% | 2025-Q4 stale (2 quarters behind) |
| Squarepoint Ops LLC trimmed | 64,942 | $325K | 4.6% | 2026-Q1 stale (1 quarter behind) |
| Curi Capital, LLC | 60,000 | $301K | 4.3% | 2026-Q1 stale (1 quarter behind) |
| CITADEL ADVISORS LLC added | 39,257 | $277K | 3.9% | 2025-Q4 stale (2 quarters behind) |
| JANE STREET GROUP, LLC added | 41,244 | $207K | 2.9% | 2026-Q1 stale (1 quarter behind) |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP new | 29,306 | $206K | 2.9% | 2025-Q4 stale (2 quarters behind) |
| MARSHALL WACE, LLP trimmed | 27,505 | $194K | 2.7% | 2025-Q4 stale (2 quarters behind) |
| MILLENNIUM MANAGEMENT LLC new | 16,148 | $171K | 2.4% | 2025-Q2 stale (4 quarters behind) |
| Schonfeld Strategic Advisors LLC new | 16,900 | $169K | 2.4% | 2025-Q3 stale (3 quarters behind) |
| Virtu Financial LLC trimmed | 16,008 | $160K | 2.3% | 2025-Q3 stale (3 quarters behind) |
| Papamarkou Wellner Asset Management inc. | 30,200 | $151K | 2.1% | 2026-Q1 stale (1 quarter behind) |
| TrueMark Investments, LLC new | 20,994 | $148K | 2.1% | 2025-Q4 stale (2 quarters behind) |
| KESTRA PRIVATE WEALTH SERVICES, LLC new | 14,491 | $145K | 2.1% | 2025-Q3 stale (3 quarters behind) |
| TWO SIGMA SECURITIES, LLC added | 17,066 | $86K | 1.2% | 2026-Q1 stale (1 quarter behind) |
| Cove Street Capital, LLC | 6,100 | $61K | 0.9% | 2025-Q3 stale (3 quarters behind) |
| NORTHERN TRUST CORP trimmed | 11,765 | $59K | 0.8% | 2026-Q1 stale (1 quarter behind) |
| HRT FINANCIAL LP trimmed | 11,178 | $56K | 0.8% | 2026-Q1 stale (1 quarter behind) |
| OSAIC HOLDINGS, INC. added | 1,074 | $8K | 0.1% | 2025-Q4 stale (2 quarters behind) |
| NewEdge Advisors, LLC added | 911 | $6K | 0.1% | 2025-Q4 stale (2 quarters behind) |
| FARMERS & MERCHANTS INVESTMENTS INC | 500 | $5K | 0.1% | 2025-Q2 stale (4 quarters behind) |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO new | 126 | $631 | 0.0% | 2026-Q1 stale (1 quarter behind) |
| BANK OF AMERICA CORP /DE/ trimmed | 43 | $459 | 0.0% | 2025-Q2 stale (4 quarters behind) |
| RAYMOND JAMES FINANCIAL INC new | 5 | $55 | 0.0% | 2025-Q2 stale (4 quarters behind) |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | — | 0.0% | 2025-Q2 stale (4 quarters behind) |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.