Who owns GAUG
Which tracked institutional funds hold GAUG, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See GAUG company fundamentals →
Ownership as of the 2026-Q2 13F filings (latest filed 2026-08-26). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
9 tracked funds added or opened GAUG while 13 trimmed or exited it between 2026-Q1 and 2026-Q2 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
GAUG’s largest tracked holder by dollar value, Arax Advisory Partners, sizes it at 0.4% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.4pp conviction gap — its largest holder concentrates the name more heavily than the typical one.
Book-share is each fund’s reported value in GAUG divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2026-Q1 and 2026-Q2, across 96 tracked filers holding GAUG, 22 increased or opened the position and 59 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in GAUG between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 4
- Schulz Wealth, LTD.$3M
- FOUNDERS FINANCIAL SECURITIES LLC$2M
- OLD MISSION CAPITAL LLC$1M
- CITADEL ADVISORS LLC$883K
Full exits 5
- Cambridge Investment Research Advisors, Inc.$1M
- CENTAURUS FINANCIAL, INC.$822K
- Wood Tarver Financial Group, LLC$654K
- CAPTRUST FINANCIAL ADVISORS$628K
- HRT FINANCIAL LP$575K
Largest adds
- Arax Advisory Partners$33M
- SUSQUEHANNA INTERNATIONAL GROUP, LLP$2M
- MILESTONE ASSET MANAGEMENT, LLC$601K
- JPMORGAN CHASE & CO$523K
- COMMONWEALTH EQUITY SERVICES, LLC$400K
Largest trims
- Americana Partners, LLC$2M
- LPL Financial LLC$2M
- MAI Capital Management$2M
- MGO ONE SEVEN LLC$2M
- Kestra Advisory Services, LLC$2M
- Horizon Investments, LLC$1M
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| Arax Advisory Partners added | 1,526,954 | $63M | 29.3% | 2026-Q2 |
| COMMONWEALTH EQUITY SERVICES, LLC trimmed | 279,530 | $12M | 5.4% | 2026-Q2 |
| RAYMOND JAMES FINANCIAL INC trimmed | 253,335 | $10M | 4.9% | 2026-Q2 |
| Kestra Advisory Services, LLC trimmed | 181,305 | $8M | 3.5% | 2026-Q2 |
| MILESTONE ASSET MANAGEMENT, LLC added | 149,372 | $6M | 2.9% | 2026-Q2 |
| OSAIC HOLDINGS, INC. trimmed | 119,908 | $5M | 2.3% | 2026-Q2 |
| Americana Partners, LLC trimmed | 93,760 | $4M | 1.8% | 2026-Q2 |
| Schulz Wealth, LTD. trimmed | 76,101 | $3M | 1.5% | 2026-Q2 |
| Cetera Investment Advisers trimmed | 75,168 | $3M | 1.4% | 2026-Q2 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP added | 67,608 | $3M | 1.3% | 2026-Q2 |
| CITY HOLDING CO trimmed | 55,600 | $2M | 1.1% | 2026-Q2 |
| LPL Financial LLC trimmed | 54,972 | $2M | 1.1% | 2026-Q2 |
| Sage Capital Advisors,llc trimmed | 54,533 | $2M | 1.0% | 2026-Q2 |
| ENVESTNET ASSET MANAGEMENT INC trimmed | 51,556 | $2M | 1.0% | 2026-Q2 |
| Tanglewood Legacy Advisors, LLC trimmed | 48,766 | $2M | 0.9% | 2026-Q2 |
| INDEPENDENT FINANCIAL GROUP, LLC trimmed | 47,072 | $2M | 0.9% | 2026-Q2 |
| FOUNDERS FINANCIAL SECURITIES LLC added | 44,760 | $2M | 0.9% | 2026-Q2 |
| ROYAL BANK OF CANADA trimmed | 44,435 | $2M | 0.9% | 2026-Q2 |
| Brookstone Capital Management added | 43,958 | $2M | 0.8% | 2026-Q2 |
| Chris Bulman Inc added | 43,286 | $2M | 0.8% | 2026-Q2 |
| Horizon Investments, LLC trimmed | 42,313 | $2M | 0.8% | 2026-Q2 |
| WealthPlan Investment Management, LLC trimmed | 38,015 | $2M | 0.7% | 2026-Q2 |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | 35,170 | $1M | 0.7% | 2026-Q2 |
| OLD MISSION CAPITAL LLC trimmed | 30,932 | $1M | 0.6% | 2026-Q2 |
| MAI Capital Management trimmed | 29,110 | $1M | 0.6% | 2026-Q2 |
| Concurrent Investment Advisors, LLC trimmed | 28,785 | $1M | 0.6% | 2026-Q2 |
| CreativeOne Wealth, LLC | 22,243 | $921K | 0.4% | 2026-Q2 |
| Kovack Advisors, Inc. trimmed | 22,202 | $920K | 0.4% | 2026-Q2 |
| CITADEL ADVISORS LLC added | 21,310 | $883K | 0.4% | 2026-Q2 |
| JPMORGAN CHASE & CO added | 20,988 | $866K | 0.4% | 2026-Q2 |
| Sanctuary Advisors, LLC trimmed | 20,570 | $852K | 0.4% | 2026-Q2 |
| Mutual Advisors, LLC trimmed | 20,509 | $849K | 0.4% | 2026-Q2 |
| TRUIST FINANCIAL CORP trimmed | 19,445 | $805K | 0.4% | 2026-Q2 |
| LVZ, Inc. | 17,960 | $744K | 0.3% | 2026-Q2 |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | 17,885 | $741K | 0.3% | 2026-Q2 |
| UPTICK PARTNERS, LLC trimmed | 17,707 | $733K | 0.3% | 2026-Q2 |
| Kestra Investment Management, LLC | 17,597 | $729K | 0.3% | 2026-Q2 |
| FSB PREMIER WEALTH MANAGEMENT, INC. trimmed | 17,517 | $726K | 0.3% | 2026-Q2 |
| WealthPLAN Partners, LLC trimmed | 14,134 | $585K | 0.3% | 2026-Q2 |
| HARBOUR INVESTMENTS, INC. trimmed | 13,755 | $570K | 0.3% | 2026-Q2 |
| Savvy Advisors, Inc. trimmed | 13,417 | $556K | 0.3% | 2026-Q2 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | 12,695 | $526K | 0.2% | 2026-Q2 |
| Beacon Pointe Advisors, LLC trimmed | 12,306 | $510K | 0.2% | 2026-Q2 |
| Ameritas Advisory Services, LLC added | 11,689 | $484K | 0.2% | 2026-Q2 |
| Keystone Wealth Services, LLC | 10,401 | $431K | 0.2% | 2026-Q2 |
| HBW ADVISORY SERVICES LLC | 9,753 | $404K | 0.2% | 2026-Q2 |
| US BANCORP \DE\ | 9,565 | $396K | 0.2% | 2026-Q2 |
| CoreCap Advisors, LLC added | 9,466 | $392K | 0.2% | 2026-Q2 |
| Grantvest Financial Group LLC | 9,373 | $388K | 0.2% | 2026-Q2 |
| Mayfair Advisory Group, LLC | 9,123 | $379K | 0.2% | 2026-Q2 |
| Diligent Investors, LLC | 7,465 | $309K | 0.1% | 2026-Q2 |
| Madrona Financial Services, LLC | 7,308 | $303K | 0.1% | 2026-Q2 |
| Steward Partners Investment Advisory, LLC | 6,997 | $290K | 0.1% | 2026-Q2 |
| NorthCrest Asset Manangement, LLC trimmed | 6,814 | $283K | 0.1% | 2026-Q2 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 6,667 | $276K | 0.1% | 2026-Q2 |
| MGO ONE SEVEN LLC trimmed | 6,600 | $273K | 0.1% | 2026-Q2 |
| Stratos Wealth Advisors, LLC | 6,426 | $266K | 0.1% | 2026-Q2 |
| Prosperity Consulting Group, LLC trimmed | 6,354 | $263K | 0.1% | 2026-Q2 |
| Keating Financial Advisory Services, Inc. trimmed | 6,283 | $260K | 0.1% | 2026-Q2 |
| Focus Partners Wealth | 6,000 | $249K | 0.1% | 2026-Q2 |
| Darwin Wealth Management, LLC | 5,843 | $242K | 0.1% | 2026-Q2 |
| AXXCESS WEALTH MANAGEMENT, LLC trimmed | 5,843 | $242K | 0.1% | 2026-Q2 |
| First Heartland Consultants, Inc. | 5,686 | $236K | 0.1% | 2026-Q2 |
| RFG Advisory, LLC | 5,509 | $228K | 0.1% | 2026-Q2 |
| Foundations Investment Advisors, LLC added | 5,432 | $225K | 0.1% | 2026-Q2 |
| MML INVESTORS SERVICES, LLC trimmed | 5,427 | $225K | 0.1% | 2026-Q2 |
| SILVER OAK SECURITIES, INCORPORATED trimmed | 5,401 | $224K | 0.1% | 2026-Q2 |
| Financial Network Wealth Advisors LLC trimmed | 5,249 | $217K | 0.1% | 2026-Q2 |
| IMG Wealth Management, Inc. trimmed | 5,246 | $217K | 0.1% | 2026-Q2 |
| Cornerstone Wealth, LLC/TN new | 5,119 | $213K | 0.1% | 2026-Q2 |
| BARCLAYS PLC | 5,028 | $208K | 0.1% | 2026-Q2 |
| DHJJ Financial Advisors, Ltd. trimmed | 5,022 | $208K | 0.1% | 2026-Q2 |
| CROSSPOINT FINANCIAL, LLC trimmed | 5,000 | $207K | 0.1% | 2026-Q2 |
| Gallagher Fiduciary Advisors, LLC new | 4,929 | $204K | 0.1% | 2026-Q2 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC added | 11,577 | $199K | 0.1% | 2026-Q2 |
| Farther Finance Advisors, LLC added | 4,646 | $192K | 0.1% | 2026-Q2 |
| Triumph Capital Management added | 4,399 | $182K | 0.1% | 2026-Q2 |
| REAP Financial Group, LLC trimmed | 4,261 | $176K | 0.1% | 2026-Q2 |
| Benson Wealth Management INC | 3,773 | $156K | 0.1% | 2026-Q2 |
| Integrity Financial Corp /WA trimmed | 3,107 | $129K | 0.1% | 2026-Q2 |
| MORGAN STANLEY | 2,930 | $121K | 0.1% | 2026-Q2 |
| REICON WEALTH ADVISORS, LLC trimmed | 2,911 | $121K | 0.1% | 2026-Q2 |
| Clearstead Advisors, LLC | 2,645 | $110K | 0.1% | 2026-Q2 |
| SOA Wealth Advisors, LLC. | 2,058 | $85K | 0.0% | 2026-Q2 |
| FIDUCIARY FINANCIAL ADVISORS new | 2,010 | $83K | 0.0% | 2026-Q2 |
| LANARK FINANCIAL, INC. | 1,782 | $74K | 0.0% | 2026-Q2 |
| Integrated Wealth Concepts LLC new | 1,500 | $62K | 0.0% | 2026-Q2 |
| Archer Investment Corp trimmed | 1,477 | $61K | 0.0% | 2026-Q2 |
| PRIVATE TRUST CO NA | 1,169 | $48K | 0.0% | 2026-Q2 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 1,135 | $47K | 0.0% | 2026-Q2 |
| Topsail Wealth Management, LLC | 700 | $29K | 0.0% | 2026-Q2 |
| AE Wealth Management LLC trimmed | 592 | $25K | 0.0% | 2026-Q2 |
| NATIONAL BANK OF CANADA /FI/ | 506 | $21K | 0.0% | 2026-Q2 |
| Pinnacle Bancorp, Inc. | 275 | $11K | 0.0% | 2026-Q2 |
| NFSG Corp | 88 | $4K | 0.0% | 2026-Q2 |
| UBS Group AG trimmed | 50 | $2K | 0.0% | 2026-Q2 |
| Cambridge Investment Research Advisors, Inc. | 30,426 | $1M | 0.5% | 2026-Q1 stale (1 quarter behind) |
| Janney Montgomery Scott LLC trimmed | 43,135 | $2M | 0.8% | 2025-Q4 stale (2 quarters behind) |
| GRIES FINANCIAL LLC new | 760,258 | $29M | 13.6% | 2025-Q3 stale (3 quarters behind) |
| Synergy Asset Management, LLC added | 398,544 | $15M | 6.8% | 2025-Q3 stale (3 quarters behind) |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.