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Institutional Ownership · SEC Form 13F

Who owns GAU


Which tracked institutional funds hold GAU, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See GAU company fundamentals →

Ownership as of the 2026-Q1 13F filings (latest filed 2026-05-18). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

92
Institutional holders
148M
Shares held (tracked funds)

How the tape is positioned

23 tracked funds added or opened GAU while 16 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

GAU’s largest tracked holder by dollar value, DONALD SMITH & CO., INC., sizes it at 1.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 1.0pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in GAU divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 92 tracked filers holding GAU, 58 increased or opened the position and 38 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in GAU between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 1

  • LAZARD ASSET MANAGEMENT LLC$2M

Full exits 2

  • U S GLOBAL INVESTORS INC$6M
  • TWO SIGMA ADVISERS, LP$1M

Largest adds

  • TWO SIGMA INVESTMENTS, LP$8M
  • AMERICAN CENTURY COMPANIES INC$8M
  • TORONTO DOMINION BANK$5M
  • Connor, Clark & Lunn Investment Management Ltd.$5M
  • BANK OF MONTREAL /CAN/$5M
  • Walleye Capital LLC$4M

Largest trims

  • Equinox Partners Investment Management LLC$12M
  • Pale Fire Capital SE$10M
  • MILLENNIUM MANAGEMENT LLC$10M
  • Ruffer LLP$3M
  • CITADEL ADVISORS LLC$2M
  • SUSQUEHANNA INTERNATIONAL GROUP, LLP$2M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
DONALD SMITH & CO., INC. added23,101,316$58M14.0%2026-Q1
Ruffer LLP trimmed13,224,532$33M8.0%2026-Q1
FRANKLIN RESOURCES INC added12,217,262$31M7.4%2026-Q1
Equinox Partners Investment Management LLC trimmed9,357,961$23M5.6%2026-Q1
AMERICAN CENTURY COMPANIES INC added7,156,643$18M4.3%2026-Q1
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP added6,872,117$17M4.1%2026-Q1
AEGIS FINANCIAL CORP6,409,321$16M3.8%2026-Q1
Connor, Clark & Lunn Investment Management Ltd. added5,500,226$14M3.3%2026-Q1
RENAISSANCE TECHNOLOGIES LLC added5,006,653$13M3.0%2026-Q1
VAN ECK ASSOCIATES CORP added4,805,134$12M2.9%2026-Q1
TWO SIGMA INVESTMENTS, LP added4,632,012$12M2.8%2026-Q1
ACADIAN ASSET MANAGEMENT LLC added4,578,665$11M2.7%2026-Q1
Pale Fire Capital SE trimmed4,000,000$10M2.4%2026-Q1
BANK OF AMERICA CORP /DE/ added3,907,638$10M2.4%2026-Q1
MORGAN STANLEY added3,784,402$9M2.3%2026-Q1
D. E. Shaw & Co., Inc. added3,646,600$9M2.2%2026-Q1
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main3,500,000$9M2.1%2026-Q1
MARSHALL WACE, LLP added3,023,168$8M1.8%2026-Q1
TORONTO DOMINION BANK added2,230,970$6M1.3%2026-Q1
BANK OF MONTREAL /CAN/ added2,079,772$5M1.3%2026-Q1
GOLDMAN SACHS GROUP INC added1,903,683$5M1.2%2026-Q1
Polunin Capital Partners Ltd trimmed1,847,117$5M1.1%2026-Q1
Walleye Capital LLC added1,477,180$4M0.9%2026-Q1
JANE STREET GROUP, LLC trimmed1,173,040$3M0.7%2026-Q1
MILLENNIUM MANAGEMENT LLC trimmed1,035,390$3M0.6%2026-Q1
CITADEL ADVISORS LLC trimmed882,968$2M0.5%2026-Q1
Aquatic Capital Management LLC added853,772$2M0.5%2026-Q1
SUSQUEHANNA INTERNATIONAL GROUP, LLP trimmed772,450$2M0.5%2026-Q1
LAZARD ASSET MANAGEMENT LLC new769,355$2M0.5%2026-Q1
Quadrature Capital Ltd trimmed732,407$2M0.4%2026-Q1
Man Group plc added537,249$1M0.3%2026-Q1
Point72 Asset Management, L.P. trimmed532,345$1M0.3%2026-Q1
XTX Topco Ltd trimmed499,682$1M0.3%2026-Q1
UBS Group AG added474,793$1M0.3%2026-Q1
De Lisle Partners LLP trimmed445,044$1M0.3%2026-Q1
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO added431,034$1M0.3%2026-Q1
TD Asset Management Inc added388,372$968K0.2%2026-Q1
Qube Research & Technologies Ltd added307,298$771K0.2%2026-Q1
BOOTHBAY FUND MANAGEMENT, LLC added296,204$743K0.2%2026-Q1
NATIONAL BANK OF CANADA /FI/ trimmed274,001$654K0.2%2026-Q1
MACKENZIE FINANCIAL CORP added258,585$647K0.2%2026-Q1
JPMORGAN CHASE & CO added278,850$641K0.2%2026-Q1
Centiva Capital, LP added231,394$581K0.1%2026-Q1
Dynamic Technology Lab Private Ltd added220,446$553K0.1%2026-Q1
DIMENSIONAL FUND ADVISORS LP added191,664$481K0.1%2026-Q1
CIBC WORLD MARKET INC. added171,310$428K0.1%2026-Q1
Engineers Gate Manager LP added159,250$400K0.1%2026-Q1
Graham Capital Management, L.P. added145,349$365K0.1%2026-Q1
GWN SECURITIES INC. added141,215$354K0.1%2026-Q1
STATE STREET CORP added116,793$293K0.1%2026-Q1
Net Worth Advisory Group trimmed103,009$259K0.1%2026-Q1
Orvieto Partners, L.P.100,000$251K0.1%2026-Q1
Schonfeld Strategic Advisors LLC trimmed89,412$224K0.1%2026-Q1
Ashton Thomas Private Wealth, LLC new78,045$195K0.0%2026-Q1
AXQ CAPITAL, LP new76,469$192K0.0%2026-Q1
State of Tennessee, Department of Treasury new71,446$179K0.0%2026-Q1
Gotham Asset Management, LLC new67,248$169K0.0%2026-Q1
SPROTT INC. trimmed62,362$157K0.0%2026-Q1
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND new55,499$139K0.0%2026-Q1
Russell Investments Group, Ltd. added53,114$133K0.0%2026-Q1
ROYAL BANK OF CANADA trimmed43,532$109K0.0%2026-Q1
BALYASNY ASSET MANAGEMENT L.P. added42,072$106K0.0%2026-Q1
MIRABELLA FINANCIAL SERVICES LLP added39,150$98K0.0%2026-Q1
Federation des caisses Desjardins du Quebec added37,358$91K0.0%2026-Q1
OXFORD ASSET MANAGEMENT LLP trimmed30,455$76K0.0%2026-Q1
CoreCap Advisors, LLC30,000$75K0.0%2026-Q1
Northwest & Ethical Investments L.P. trimmed29,890$75K0.0%2026-Q1
TUDOR INVESTMENT CORP ET AL trimmed27,010$68K0.0%2026-Q1
AFG FIDUCIARY SERVICES LIMITED PARTNERSHIP new26,500$67K0.0%2026-Q1
HighTower Advisors, LLC25,010$63K0.0%2026-Q1
PROFUND ADVISORS LLC new22,485$56K0.0%2026-Q1
Mariner, LLC added17,250$43K0.0%2026-Q1
TD Waterhouse Canada Inc. added16,024$41K0.0%2026-Q1
Invesco Ltd. trimmed10,636,900$13M3.2%2025-Q1 stale
Hillsdale Investment Management Inc. added5,290,195$12M2.8%2025-Q3 stale
U S GLOBAL INVESTORS INC new2,193,071$6M1.3%2025-Q4 stale
Castle Hook Partners LP new1,210,000$3M0.6%2025-Q3 stale
Alberta Investment Management Corp new1,000,000$2M0.5%2025-Q3 stale
Forge First Asset Management Inc. new1,000,000$2M0.5%2025-Q3 stale
STIFEL FINANCIAL CORP new1,164,764$1M0.4%2025-Q2 stale
TWO SIGMA ADVISERS, LP trimmed569,900$1M0.3%2025-Q4 stale
Jain Global LLC new404,900$881K0.2%2025-Q3 stale
Cubist Systematic Strategies, LLC added316,858$693K0.2%2025-Q3 stale
Anson Funds Management LP new300,000$653K0.2%2025-Q3 stale
MMCAP International Inc. SPC new250,000$544K0.1%2025-Q3 stale
Quantbot Technologies LP trimmed158,076$400K0.1%2025-Q4 stale
SAPIENT CAPITAL LLC added287,394$353K0.1%2025-Q1 stale
Squarepoint Ops LLC added108,384$274K0.1%2025-Q4 stale
Timelo Investment Management Inc. new125,000$274K0.1%2025-Q3 stale
Diametric Capital, LP new105,096$267K0.1%2025-Q4 stale
Amundi new72,700$184K0.0%2025-Q4 stale
LMR Partners LLP new53,525$136K0.0%2025-Q4 stale
WOLVERINE TRADING, LLC added45,628$102K0.0%2025-Q3 stale
PRUDENTIAL FINANCIAL INC trimmed24,200$62K0.0%2025-Q4 stale
OMERS ADMINISTRATION Corp new25,900$57K0.0%2025-Q3 stale
COMMONWEALTH EQUITY SERVICES, LLC25,016$55K0.0%2025-Q3 stale
Periscope Capital Inc. new25,000$54K0.0%2025-Q3 stale
HRT FINANCIAL LP trimmed21,327$53K0.0%2025-Q4 stale
PRELUDE CAPITAL MANAGEMENT, LLC new16,832$43K0.0%2025-Q4 stale
Artisan Partners Limited Partnership30,000$38K0.0%2025-Q2 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership