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Institutional Ownership · SEC Form 13F

Who owns FNDX


Which tracked institutional funds hold FNDX, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See FNDX company fundamentals →

Ownership as of the 2026-Q1 13F filings (latest filed 2026-05-18). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

769
Institutional holders
682M
Shares held (tracked funds)

How the tape is positioned

The tracked-fund tape on FNDX is one-sided between 2025-Q4 and 2026-Q1: 195 added or opened and 64 trimmed or exited — on balance accumulating.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

FNDX’s largest tracked holder by dollar value, CHARLES SCHWAB INVESTMENT MANAGEMENT INC, sizes it at 1.8% of its own reported 13F book, while the median holder sizes it at 2.7% of theirs — a 0.9pp gap the other way — the median holder sizes FNDX more heavily than its largest holder by dollar value does.

Book-share is each fund’s reported value in FNDX divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 769 tracked filers holding FNDX, 421 increased or opened the position and 259 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in FNDX between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 23

  • True North Advisors, LLC$58M
  • OLD NATIONAL BANCORP /IN/$31M
  • NorthCoast Asset Management LLC$23M
  • ARQ WEALTH ADVISORS, LLC$11M
  • TUDOR INVESTMENT CORP ET AL$11M
  • IFC & Insurance Marketing, Inc.$7M

Full exits 22

  • TradeWell Securities, LLC.$13M
  • Global Retirement Partners, LLC$5M
  • Foguth Wealth Management, LLC.$4M
  • Main Street Financial Solutions, LLC$4M
  • Clearview Wealth Advisors LLC$4M
  • Prosperity Wealth Management, Inc.$3M

Largest adds

  • CHARLES SCHWAB INVESTMENT MANAGEMENT INC$431M
  • CAPTRUST FINANCIAL ADVISORS$184M
  • KEYBANK NATIONAL ASSOCIATION/OH$121M
  • ENVESTNET ASSET MANAGEMENT INC$44M
  • LPL Financial LLC$22M
  • NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$20M

Largest trims

  • QUADRANT CAPITAL GROUP LLC$85M
  • BlueStem Wealth Partners, LLC$31M
  • OSAIC HOLDINGS, INC.$20M
  • GOLDMAN SACHS GROUP INC$13M
  • Clarkston Capital Partners, LLC$11M
  • AlphaCore Capital LLC$10M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
CHARLES SCHWAB INVESTMENT MANAGEMENT INC added419,422,622$11.7B65.7%2026-Q1
CAPTRUST FINANCIAL ADVISORS added27,495,487$766M4.3%2026-Q1
KEYBANK NATIONAL ASSOCIATION/OH added12,454,472$347M1.9%2026-Q1
Boulay Financial Advisors, LLC added9,567,867$266M1.5%2026-Q1
McAdam, LLC added9,370,273$261M1.5%2026-Q1
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC added8,425,671$235M1.3%2026-Q1
AMERIPRISE FINANCIAL INC trimmed8,164,384$227M1.3%2026-Q1
ENVESTNET ASSET MANAGEMENT INC added6,622,443$184M1.0%2026-Q1
Steele Capital Management, Inc. added6,300,154$175M1.0%2026-Q1
LPL Financial LLC added5,825,215$162M0.9%2026-Q1
MORGAN STANLEY added5,436,335$151M0.9%2026-Q1
Glassman Wealth Services added4,671,904$130M0.7%2026-Q1
Northwest Bancshares, Inc. trimmed3,974,516$111M0.6%2026-Q1
Cetera Investment Advisers added3,891,438$108M0.6%2026-Q1
Charles Schwab Trust Co added3,218,779$90M0.5%2026-Q1
BANK OF AMERICA CORP /DE/ added3,144,222$88M0.5%2026-Q1
AlphaCore Capital LLC trimmed3,050,385$85M0.5%2026-Q1
Gemmer Asset Management LLC added2,683,602$75M0.4%2026-Q1
Bank of New York Mellon Corp added2,629,717$73M0.4%2026-Q1
Clark Capital Management Group, Inc. added2,494,669$69M0.4%2026-Q1
Kelman-Lazarov, Inc. added2,371,188$66M0.4%2026-Q1
RESTON WEALTH MANAGEMENT LLC trimmed2,329,590$65M0.4%2026-Q1
Lee Financial Co trimmed2,183,679$61M0.3%2026-Q1
Bell Investment Advisors, Inc added2,178,555$61M0.3%2026-Q1
Cambridge Investment Research Advisors, Inc. added2,175,364$61M0.3%2026-Q1
Creative Planning added2,169,172$60M0.3%2026-Q1
UBS Group AG trimmed2,145,776$60M0.3%2026-Q1
True North Advisors, LLC added2,073,839$58M0.3%2026-Q1
Private Advisor Group, LLC trimmed2,031,747$57M0.3%2026-Q1
HighTower Advisors, LLC added2,024,776$56M0.3%2026-Q1
Prairiewood Capital, LLC added1,914,777$53M0.3%2026-Q1
Cornerstone Planning Group LLC added1,696,212$51M0.3%2026-Q1
Ashford Advisors, LLC1,835,393$51M0.3%2026-Q1
Koesten, Hirschmann & Crabtree, INC. trimmed1,704,754$47M0.3%2026-Q1
Tanglewood Wealth Management, Inc. added1,702,554$47M0.3%2026-Q1
KAVAR CAPITAL PARTNERS GROUP, LLC added1,594,298$44M0.2%2026-Q1
Leonard Rickey Investment Advisors P.L.L.C. added1,500,003$42M0.2%2026-Q1
Focus Partners Wealth trimmed1,475,727$41M0.2%2026-Q1
Resonant Capital Advisors, LLC added1,465,255$41M0.2%2026-Q1
OSAIC HOLDINGS, INC. trimmed1,300,970$36M0.2%2026-Q1
Mariner, LLC added1,256,720$35M0.2%2026-Q1
COMMONWEALTH EQUITY SERVICES, LLC trimmed1,205,610$34M0.2%2026-Q1
Belpointe Asset Management LLC trimmed1,144,416$32M0.2%2026-Q1
Fortis Capital Advisors, LLC trimmed1,144,416$32M0.2%2026-Q1
GREAT VALLEY ADVISOR GROUP, INC. added1,138,243$32M0.2%2026-Q1
OLD NATIONAL BANCORP /IN/ new1,127,401$31M0.2%2026-Q1
DAVENPORT & Co LLC added1,105,098$31M0.2%2026-Q1
Urban Financial Advisory Corp added1,078,214$30M0.2%2026-Q1
PTM WEALTH MANAGEMENT, LLC trimmed1,051,900$30M0.2%2026-Q1
Eagle Strategies LLC added1,047,751$29M0.2%2026-Q1
Planned Solutions, Inc. trimmed1,043,467$29M0.2%2026-Q1
Richardson Capital Management LLC added1,006,825$28M0.2%2026-Q1
Corient Private Wealth LLC added1,002,283$28M0.2%2026-Q1
Berman McAleer LLC trimmed987,609$28M0.2%2026-Q1
Financial Strategies Group, Inc. added927,402$27M0.2%2026-Q1
Solitude Financial Services added935,707$27M0.2%2026-Q1
ALLEN WEALTH MANAGEMENT, LLC added962,107$27M0.2%2026-Q1
MOLLER WEALTH PARTNERS added961,046$27M0.2%2026-Q1
Wealthspire Retirement, LLC added954,774$27M0.1%2026-Q1
BARTLETT & CO. WEALTH MANAGEMENT LLC trimmed873,539$26M0.1%2026-Q1
Haverford Trust Co added900,180$25M0.1%2026-Q1
TruNorth Capital Management, LLC added888,910$25M0.1%2026-Q1
Certified Advisory Corp added882,278$25M0.1%2026-Q1
Pasadena Private Wealth, LLC trimmed873,054$24M0.1%2026-Q1
CPC Advisors, LLC trimmed837,371$23M0.1%2026-Q1
BlueStem Wealth Partners, LLC trimmed819,334$23M0.1%2026-Q1
NorthCoast Asset Management LLC added813,606$23M0.1%2026-Q1
Firestone Capital Management added776,713$22M0.1%2026-Q1
OXFORD FINANCIAL GROUP, LTD. LLC trimmed769,432$21M0.1%2026-Q1
Your Advocates Ltd., LLP added768,156$21M0.1%2026-Q1
Merit Financial Group, LLC trimmed750,213$21M0.1%2026-Q1
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO added742,041$21M0.1%2026-Q1
ELEVATION WEALTH PARTNERS, LLC added741,202$21M0.1%2026-Q1
Washington Trust Advisors, Inc. trimmed739,590$21M0.1%2026-Q1
CABOT WEALTH MANAGEMENT INC added734,136$20M0.1%2026-Q1
MAI Capital Management added705,882$20M0.1%2026-Q1
ROYAL BANK OF CANADA trimmed693,270$19M0.1%2026-Q1
RAYMOND JAMES FINANCIAL INC added688,232$19M0.1%2026-Q1
Aufman Associates Inc added678,694$19M0.1%2026-Q1
PENNSYLVANIA CAPITAL MANAGEMENT INC /ADV added675,288$19M0.1%2026-Q1
Quantinno Capital Management LP added672,060$19M0.1%2026-Q1
U.S. Capital Wealth Advisors, LLC added652,918$18M0.1%2026-Q1
Cerity Partners LLC added649,070$18M0.1%2026-Q1
Envision Financial LLC trimmed644,177$18M0.1%2026-Q1
VVR Holdings LLC added643,199$18M0.1%2026-Q1
Johnson Bixby & Associates, LLC added637,515$18M0.1%2026-Q1
CAHILL FINANCIAL ADVISORS INC trimmed615,469$17M0.1%2026-Q1
Tradition Wealth Management, LLC added615,116$17M0.1%2026-Q1
Sellwood Investment Partners LLC trimmed608,089$17M0.1%2026-Q1
White Pine Investment CO added605,014$17M0.1%2026-Q1
PRINCIPAL SECURITIES, INC. added603,952$17M0.1%2026-Q1
Northland Capital Management LLC trimmed601,226$17M0.1%2026-Q1
Strata Wealth Advisors, LLC added594,200$17M0.1%2026-Q1
Gotham Asset Management, LLC added585,044$16M0.1%2026-Q1
Asset Allocation Strategies LLC added563,449$16M0.1%2026-Q1
Wealth Forward, LLC added561,949$16M0.1%2026-Q1
HIGHLINE WEALTH PARTNERS LLC added548,912$15M0.1%2026-Q1
Callan Capital, LLC added3,755,197$89M0.5%2025-Q1 stale
ALPS ADVISORS INC added1,385,646$33M0.2%2025-Q1 stale
Burt Wealth Advisors trimmed651,562$17M0.1%2025-Q3 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership