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Institutional Ownership · SEC Form 13F

Who owns FINS (FINS)


Which tracked institutional funds hold FINS, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See FINS company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

43
Institutional holders
21,965,935
Shares held (tracked funds)

How the tape is positioned

The tracked-fund tape on FINS is one-sided between 2025-Q4 and 2026-Q1: 1 added or opened and 10 trimmed or exited — on balance reducing.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

FINS’s largest tracked holder by dollar value, SIT INVESTMENT ASSOCIATES INC, sizes it at 2.8% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 2.8pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in FINS divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 43 tracked filers holding FINS, 18 increased or opened the position and 20 reduced or closed it; over the same quarter, open-market insider Form 4s were net purchases.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in FINS between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

Largest adds

  • SIT INVESTMENT ASSOCIATES INC$3M

Largest trims

  • Karpus Management, Inc.$8M
  • ENVESTNET ASSET MANAGEMENT INC$2M
  • Shaker Financial Services, LLC$1M
  • WELLS FARGO & COMPANY/MN$1M
  • STIFEL FINANCIAL CORP$787K
  • MORGAN STANLEY$718K

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
SIT INVESTMENT ASSOCIATES INC added10,873,638$139M49.0%2026-Q1
Karpus Management, Inc. trimmed4,697,846$60M21.2%2026-Q1
WELLS FARGO & COMPANY/MN trimmed1,269,741$16M5.7%2026-Q1
UBS Group AG added740,594$9M3.3%2026-Q1
MORGAN STANLEY trimmed622,896$8M2.8%2026-Q1
NATIONS FINANCIAL GROUP INC, /IA/ /ADV484,445$6M2.2%2026-Q1
ROYAL BANK OF CANADA trimmed408,270$5M1.8%2026-Q1
STIFEL FINANCIAL CORP trimmed371,496$5M1.7%2026-Q1
Advisors Asset Management, Inc. trimmed353,662$5M1.6%2026-Q1
ENVESTNET ASSET MANAGEMENT INC trimmed239,403$3M1.1%2026-Q1
Noble Wealth Management PBC trimmed235,470$3M1.1%2026-Q1
RIVERBRIDGE PARTNERS LLC added233,477$3M1.1%2026-Q1
FIRST TRUST ADVISORS LP added203,077$3M0.9%2026-Q1
Thomas J. Herzfeld Advisors, Inc. trimmed193,430$2M0.9%2026-Q1
LPL Financial LLC trimmed177,645$2M0.8%2026-Q1
Closed-End Fund Advisors, Inc. trimmed120,700$2M0.5%2026-Q1
Dakota Wealth Management added80,835$1M0.4%2026-Q1
Twelve Points Wealth Management LLC added79,150$1M0.4%2026-Q1
RAYMOND JAMES FINANCIAL INC trimmed78,999$1M0.4%2026-Q1
Focus Partners Wealth added73,779$941K0.3%2026-Q1
OSAIC HOLDINGS, INC. added72,979$930K0.3%2026-Q1
&PARTNERS added54,329$693K0.2%2026-Q1
Invesco Ltd. added42,624$543K0.2%2026-Q1
Cetera Investment Advisers trimmed37,729$481K0.2%2026-Q1
CHOREO, LLC trimmed26,020$332K0.1%2026-Q1
Summit Asset Management, LLC26,000$332K0.1%2026-Q1
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC24,370$308K0.1%2026-Q1
Live Oak Private Wealth LLC21,670$276K0.1%2026-Q1
Rockefeller Capital Management L.P. added19,686$251K0.1%2026-Q1
WEDBUSH SECURITIES INC added18,807$240K0.1%2026-Q1
Mayflower Financial Advisors, LLC new18,700$238K0.1%2026-Q1
Lido Advisors, LLC13,467$172K0.1%2026-Q1
Shaker Financial Services, LLC trimmed11,954$152K0.1%2026-Q1
COMMONWEALTH EQUITY SERVICES, LLC added10,343$132K0.0%2026-Q1
PFG Investments, LLC10,080$129K0.0%2026-Q1
CoreCap Advisors, LLC new7,258$93K0.0%2026-Q1
FIFTH THIRD BANCORP added4,446$57K0.0%2026-Q1
Mountain Hill Investment Partners Corp.3,333$42K0.0%2026-Q1
GHP Investment Advisors, Inc. new2,500$32K0.0%2026-Q1
Larson Financial Group LLC added400$5K0.0%2026-Q1
N.E.W. Advisory Services LLC357$5K0.0%2026-Q1
HIGHLINE WEALTH PARTNERS LLC300$4K0.0%2026-Q1
Corient Private Wealth LLC trimmed30$3830.0%2026-Q1
Kovitz Investment Group Partners, LLC added70,779$928K0.3%2025-Q3 stale
Transform Wealth, LLC added43,350$584K0.2%2025-Q1 stale
Catalina Capital Group, LLC16,052$210K0.1%2025-Q3 stale
StoneX Group Inc. trimmed15,349$203K0.1%2025-Q4 stale
HighTower Advisors, LLC trimmed15,334$199K0.1%2025-Q2 stale
SFI Advisors, LLC13,513$182K0.1%2025-Q1 stale
SUSQUEHANNA INTERNATIONAL GROUP, LLP added11,428$151K0.1%2025-Q4 stale
Ignite Planners, LLC trimmed11,452$150K0.1%2025-Q3 stale
Chicago Partners Investment Group LLC trimmed10,138$134K0.0%2025-Q1 stale
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO new5,833$76K0.0%2025-Q2 stale
COMERICA BANK trimmed4,446$59K0.0%2025-Q4 stale
Kestra Advisory Services, LLC new4,000$53K0.0%2025-Q4 stale
BANK OF AMERICA CORP /DE/ trimmed3,010$39K0.0%2025-Q3 stale
CONCOURSE FINANCIAL GROUP SECURITIES, INC.00.0%2025-Q2 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership