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Institutional Ownership · SEC Form 13F

Who owns FICS (FICS)


Which tracked institutional funds hold FICS, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See FICS company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

68
Institutional holders
4,059,716
Shares held (tracked funds)

How the tape is positioned

13 tracked funds added or opened FICS while 16 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

FICS’s largest tracked holder by dollar value, LPL Financial LLC, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in FICS divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 68 tracked filers holding FICS, 36 increased or opened the position and 32 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in FICS between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

New buyers 6

  • D.A. DAVIDSON & CO.$3M
  • MERCER GLOBAL ADVISORS INC /ADV$2M
  • KESTRA PRIVATE WEALTH SERVICES, LLC$2M
  • CITADEL ADVISORS LLC$1M
  • GTS SECURITIES LLC$566K
  • FIFTH THIRD BANCORP$501K

Full exits 4

  • VestGen Advisors, LLC$4M
  • Pursuit Wealth Management LLC$3M
  • Coppell Advisory Solutions LLC$1M
  • NATIONS FINANCIAL GROUP INC, /IA/ /ADV$524K

Largest adds

  • Centennial Wealth Advisory LLC$2M
  • Steward Partners Investment Advisory, LLC$1M
  • Golden State Wealth Management, LLC$840K
  • Gateway Wealth Partners, LLC$810K
  • COMMONWEALTH EQUITY SERVICES, LLC$610K
  • Janney Montgomery Scott LLC$507K

Largest trims

  • LPL Financial LLC$7M
  • Chris Bulman Inc$3M
  • Brookstone Capital Management$3M
  • JANE STREET GROUP, LLC$2M
  • NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$1M
  • NewEdge Advisors, LLC$1M

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
LPL Financial LLC trimmed1,086,769$42M23.3%2026-Q1
Cetera Investment Advisers added411,682$16M8.8%2026-Q1
CWM, LLC added374,235$15M8.0%2026-Q1
Key Financial Inc added249,690$10M5.3%2026-Q1
Centennial Wealth Advisory LLC added146,665$6M3.1%2026-Q1
Golden State Wealth Management, LLC added135,096$5M2.9%2026-Q1
RAYMOND JAMES FINANCIAL INC trimmed112,083$4M2.4%2026-Q1
Chris Bulman Inc trimmed107,829$4M2.3%2026-Q1
Brookstone Capital Management trimmed105,701$4M2.3%2026-Q1
WEDBUSH SECURITIES INC trimmed81,424$3M1.7%2026-Q1
COMMONWEALTH EQUITY SERVICES, LLC added72,282$3M1.5%2026-Q1
Janney Montgomery Scott LLC added66,124$3M1.4%2026-Q1
D.A. DAVIDSON & CO. new64,441$3M1.4%2026-Q1
Midwest Financial Group LLC trimmed64,411$3M1.4%2026-Q1
ENVESTNET ASSET MANAGEMENT INC added56,837$2M1.2%2026-Q1
Cambridge Investment Research Advisors, Inc. added56,249$2M1.2%2026-Q1
HARBOUR INVESTMENTS, INC. trimmed50,498$2M1.1%2026-Q1
STIFEL FINANCIAL CORP added44,848$2M1.0%2026-Q1
OSAIC HOLDINGS, INC. trimmed44,687$2M1.0%2026-Q1
MERCER GLOBAL ADVISORS INC /ADV new44,334$2M0.9%2026-Q1
Gateway Wealth Partners, LLC added41,850$2M0.9%2026-Q1
KESTRA PRIVATE WEALTH SERVICES, LLC new38,457$2M0.8%2026-Q1
Summit Financial, LLC added38,354$1M0.8%2026-Q1
NORTHBRIDGE FINANCIAL GROUP, LLC added36,036$1M0.8%2026-Q1
JANE STREET GROUP, LLC trimmed35,506$1M0.8%2026-Q1
Steward Partners Investment Advisory, LLC added33,323$1M0.7%2026-Q1
Moors & Cabot, Inc. added33,166$1M0.7%2026-Q1
CITADEL ADVISORS LLC trimmed32,851$1M0.7%2026-Q1
Sanctuary Advisors, LLC trimmed31,904$1M0.7%2026-Q1
Private Advisor Group, LLC trimmed30,015$1M0.6%2026-Q1
Ameritas Investment Partners, Inc. added25,878$1M0.6%2026-Q1
Sigma Planning Corp trimmed24,919$973K0.5%2026-Q1
DHJJ Financial Advisors, Ltd. added23,046$900K0.5%2026-Q1
SUSQUEHANNA INTERNATIONAL GROUP, LLP trimmed21,868$854K0.5%2026-Q1
DRIVE WEALTH MANAGEMENT, LLC added20,531$801K0.4%2026-Q1
MGO ONE SEVEN LLC added18,858$736K0.4%2026-Q1
Rockefeller Capital Management L.P. added15,750$615K0.3%2026-Q1
Gladstone Institutional Advisory LLC added15,332$599K0.3%2026-Q1
GTS SECURITIES LLC trimmed14,490$566K0.3%2026-Q1
FIFTH THIRD BANCORP new12,830$501K0.3%2026-Q1
FOUNDERS FINANCIAL SECURITIES LLC added10,715$435K0.2%2026-Q1
Sovran Advisors, LLC added9,233$374K0.2%2026-Q1
Arax Advisory Partners trimmed8,469$331K0.2%2026-Q1
Foundations Investment Advisors, LLC trimmed8,052$314K0.2%2026-Q1
OneDigital Investment Advisors LLC added7,772$303K0.2%2026-Q1
Triad Wealth Partners, LLC trimmed7,742$302K0.2%2026-Q1
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC added6,577$260K0.1%2026-Q1
BENJAMIN EDWARDS INC new6,469$253K0.1%2026-Q1
IFP Advisors, Inc6,462$252K0.1%2026-Q1
Claris Financial LLC added6,393$250K0.1%2026-Q1
COLUMBIA ADVISORY PARTNERS LLC trimmed6,351$248K0.1%2026-Q1
Kestra Advisory Services, LLC added5,730$224K0.1%2026-Q1
NewEdge Advisors, LLC trimmed29,379$197K0.1%2026-Q1
JPMORGAN CHASE & CO trimmed3,744$143K0.1%2026-Q1
MORGAN STANLEY2,676$104K0.1%2026-Q1
TD Capital Management LLC trimmed2,376$93K0.1%2026-Q1
BARRETT & COMPANY, INC.2,000$78K0.0%2026-Q1
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO trimmed1,851$72K0.0%2026-Q1
Farther Finance Advisors, LLC1,664$66K0.0%2026-Q1
NBC SECURITIES, INC. trimmed1,640$64K0.0%2026-Q1
US BANCORP \DE\1,191$46K0.0%2026-Q1
REAP Financial Group, LLC added728$28K0.0%2026-Q1
PRIVATE TRUST CO NA523$20K0.0%2026-Q1
VSM Wealth Advisory, LLC410$16K0.0%2026-Q1
AE Wealth Management LLC333$13K0.0%2026-Q1
Wilkerson Advisory Group LLC243$9K0.0%2026-Q1
FMR LLC143$6K0.0%2026-Q1
WELLS FARGO & COMPANY/MN added1$410.0%2026-Q1
Good Life Advisors, LLC added178,545$7M3.9%2025-Q2 stale
VestGen Advisors, LLC new88,344$4M1.9%2025-Q4 stale
WORLD EQUITY GROUP, INC. added82,902$3M1.7%2025-Q3 stale
Pursuit Wealth Management LLC new75,792$3M1.7%2025-Q4 stale
RiverTree Advisors, LLC new35,894$1M0.8%2025-Q2 stale
Coppell Advisory Solutions LLC added31,704$1M0.7%2025-Q4 stale
AVANTAX ADVISORY SERVICES, INC. trimmed30,574$1M0.7%2025-Q2 stale
TOWNSQUARE CAPITAL LLC trimmed23,953$878K0.5%2025-Q1 stale
NATIONS FINANCIAL GROUP INC, /IA/ /ADV trimmed13,068$524K0.3%2025-Q4 stale
COMERICA BANK added11,615$466K0.3%2025-Q4 stale
Global Retirement Partners, LLC trimmed10,772$432K0.2%2025-Q4 stale
Stratos Wealth Partners, LTD. trimmed10,004$394K0.2%2025-Q2 stale
Clarity Capital Partners LLC added7,923$312K0.2%2025-Q2 stale
IFG Advisory, LLC trimmed6,719$256K0.1%2025-Q3 stale
J.W. COLE ADVISORS, INC. trimmed6,332$254K0.1%2025-Q4 stale
IFC & Insurance Marketing, Inc. new5,084$204K0.1%2025-Q4 stale
Capital Analysts, LLC added2,186$86K0.0%2025-Q2 stale
TUCKER ASSET MANAGEMENT LLC added1,633$66K0.0%2025-Q4 stale
UBS Group AG trimmed497$20K0.0%2025-Q4 stale
PRINCIPAL SECURITIES, INC. added474$18K0.0%2025-Q3 stale
Tidemark, LLC200$7K0.0%2025-Q1 stale
Ameritas Advisory Services, LLC new144$6K0.0%2025-Q2 stale
PSI Advisors, LLC18$6600.0%2025-Q1 stale
Wagner Wealth Management, LLC11$4070.0%2025-Q1 stale
CONCOURSE FINANCIAL GROUP SECURITIES, INC.00.0%2025-Q2 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership