Who owns Fidus Investment (FDUS)
Which tracked institutional funds hold FDUS, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See FDUS company fundamentals →
Ownership as of the 2026-Q2 13F filings (latest filed 2026-08-19). 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.
How the tape is positioned
27 tracked funds added or opened FDUS while 19 trimmed or exited it between 2026-Q1 and 2026-Q2 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.
A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.
Conviction spread
FDUS’s largest tracked holder by dollar value, VAN ECK ASSOCIATES CORP, sizes it at 0.0% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 0.0pp conviction gap — its largest holder concentrates the name more heavily than the typical one.
Book-share is each fund’s reported value in FDUS divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.
Institutional & insider positioning
Between 2026-Q1 and 2026-Q2, across 126 tracked filers holding FDUS, 64 increased or opened the position and 65 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.
This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.
New buyers & exits
Funds opening or closing a position in FDUS between the 2026-Q1 and 2026-Q2 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.
New buyers 5
- MARSHALL WACE, LLP$2M
- VARCOV Co.$859K
- Adams Asset Advisors, LLC$628K
- Global Retirement Partners, LLC$621K
- NORTHERN TRUST CORP$524K
Full exits 9
- Columbus Macro, LLC$9M
- MILLENNIUM MANAGEMENT LLC$4M
- HighTower Advisors, LLC$2M
- TUDOR INVESTMENT CORP ET AL$1M
- CANADA LIFE ASSURANCE Co$696K
- Magnetar Financial LLC$686K
Largest adds
- VAN ECK ASSOCIATES CORP$5M
- Qube Research & Technologies Ltd$3M
- UBS Group AG$2M
- RAYMOND JAMES FINANCIAL INC$2M
- FRANKLIN RESOURCES INC$2M
- Beacon Pointe Advisors, LLC$1M
Largest trims
- ENVESTNET ASSET MANAGEMENT INC$9M
- Cetera Investment Advisers$8M
- LPL Financial LLC$1M
- TWO SIGMA INVESTMENTS, LP$1M
- JANE STREET GROUP, LLC$1M
- CITADEL ADVISORS LLC$803K
Institutional holders
One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).
| Fund | Shares | Reported value | % of value | Quarter |
|---|---|---|---|---|
| VAN ECK ASSOCIATES CORP added | 929,242 | $18M | 8.9% | 2026-Q2 |
| RAYMOND JAMES FINANCIAL INC added | 829,588 | $16M | 8.0% | 2026-Q2 |
| UBS Group AG added | 499,624 | $10M | 4.8% | 2026-Q2 |
| Baird Financial Group, Inc. added | 416,390 | $8M | 4.0% | 2026-Q2 |
| Muzinich & Co., Inc. added | 368,298 | $7M | 3.5% | 2026-Q2 |
| Legal & General Group Plc added | 310,317 | $6M | 3.0% | 2026-Q2 |
| MORGAN STANLEY added | 302,643 | $6M | 2.9% | 2026-Q2 |
| Qube Research & Technologies Ltd added | 230,205 | $4M | 2.2% | 2026-Q2 |
| Sumitomo Mitsui Trust Group, Inc. added | 230,108 | $4M | 2.2% | 2026-Q2 |
| FRANKLIN RESOURCES INC added | 224,978 | $4M | 2.2% | 2026-Q2 |
| NOVARE CAPITAL MANAGEMENT LLC added | 219,069 | $4M | 2.1% | 2026-Q2 |
| PFG Advisors added | 205,088 | $4M | 2.0% | 2026-Q2 |
| TWO SIGMA INVESTMENTS, LP trimmed | 194,900 | $4M | 1.9% | 2026-Q2 |
| BlackRock, Inc. trimmed | 138,053 | $3M | 1.3% | 2026-Q2 |
| Ethos Financial Group, LLC trimmed | 130,999 | $2M | 1.3% | 2026-Q2 |
| Plan Group Financial, LLC added | 125,520 | $2M | 1.2% | 2026-Q2 |
| Beacon Pointe Advisors, LLC added | 111,853 | $2M | 1.1% | 2026-Q2 |
| RIVERBRIDGE PARTNERS LLC added | 110,869 | $2M | 1.1% | 2026-Q2 |
| MARSHALL WACE, LLP added | 110,489 | $2M | 1.1% | 2026-Q2 |
| Capital Investment Advisory Services, LLC added | 106,974 | $2M | 1.0% | 2026-Q2 |
| IHT Wealth Management, LLC added | 104,311 | $2M | 1.0% | 2026-Q2 |
| Advisors Asset Management, Inc. trimmed | 99,294 | $2M | 1.0% | 2026-Q2 |
| Schonfeld Strategic Advisors LLC added | 90,246 | $2M | 0.9% | 2026-Q2 |
| Legacy Capital Wealth Partners, LLC added | 85,990 | $2M | 0.8% | 2026-Q2 |
| LPL Financial LLC trimmed | 80,352 | $2M | 0.8% | 2026-Q2 |
| Sound Income Strategies, LLC added | 72,904 | $1M | 0.7% | 2026-Q2 |
| Creative Planning added | 71,859 | $1M | 0.7% | 2026-Q2 |
| Davis Investment Partners, LLC trimmed | 70,771 | $1M | 0.7% | 2026-Q2 |
| Palogic Value Management, L.P. trimmed | 70,647 | $1M | 0.7% | 2026-Q2 |
| Greenland Capital Management LP added | 67,000 | $1M | 0.6% | 2026-Q2 |
| Significant Wealth Partners LLC added | 64,831 | $1M | 0.6% | 2026-Q2 |
| D.A. DAVIDSON & CO. trimmed | 63,813 | $1M | 0.6% | 2026-Q2 |
| NewEdge Advisors, LLC trimmed | 60,317 | $1M | 0.6% | 2026-Q2 |
| ROCKLAND TRUST CO | 55,912 | $1M | 0.5% | 2026-Q2 |
| Cetera Investment Advisers trimmed | 55,251 | $1M | 0.5% | 2026-Q2 |
| Trexquant Investment LP trimmed | 51,779 | $987K | 0.5% | 2026-Q2 |
| INDEPENDENT FINANCIAL GROUP, LLC added | 51,715 | $986K | 0.5% | 2026-Q2 |
| CITADEL ADVISORS LLC trimmed | 51,353 | $979K | 0.5% | 2026-Q2 |
| WT Wealth Management | 51,113 | $975K | 0.5% | 2026-Q2 |
| Haven Private, LLC added | 50,068 | $955K | 0.5% | 2026-Q2 |
| D. E. Shaw & Co., Inc. trimmed | 45,952 | $876K | 0.4% | 2026-Q2 |
| VARCOV Co. new | 45,067 | $859K | 0.4% | 2026-Q2 |
| ENVESTNET ASSET MANAGEMENT INC trimmed | 39,313 | $750K | 0.4% | 2026-Q2 |
| BANK OF AMERICA CORP /DE/ added | 38,692 | $738K | 0.4% | 2026-Q2 |
| COMMONWEALTH EQUITY SERVICES, LLC trimmed | 36,286 | $692K | 0.3% | 2026-Q2 |
| Y-Intercept (Hong Kong) Ltd trimmed | 35,921 | $685K | 0.3% | 2026-Q2 |
| Campbell & CO Investment Adviser LLC trimmed | 33,855 | $646K | 0.3% | 2026-Q2 |
| VestGen Advisors, LLC added | 33,415 | $637K | 0.3% | 2026-Q2 |
| Adams Asset Advisors, LLC new | 32,919 | $628K | 0.3% | 2026-Q2 |
| Global Retirement Partners, LLC added | 32,589 | $621K | 0.3% | 2026-Q2 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 31,228 | $596K | 0.3% | 2026-Q2 |
| Stratos Wealth Partners, LTD. added | 31,042 | $592K | 0.3% | 2026-Q2 |
| Cornerstone Wealth Management, LLC added | 29,862 | $569K | 0.3% | 2026-Q2 |
| Hennion & Walsh Asset Management, Inc. trimmed | 29,739 | $567K | 0.3% | 2026-Q2 |
| MERCER GLOBAL ADVISORS INC /ADV added | 29,228 | $557K | 0.3% | 2026-Q2 |
| Clearstead Advisors, LLC added | 28,240 | $539K | 0.3% | 2026-Q2 |
| NORTHERN TRUST CORP added | 27,459 | $524K | 0.3% | 2026-Q2 |
| Quantbot Technologies LP trimmed | 27,126 | $517K | 0.3% | 2026-Q2 |
| Apollon Wealth Management, LLC added | 27,011 | $515K | 0.3% | 2026-Q2 |
| Monument Capital Management added | 26,460 | $505K | 0.3% | 2026-Q2 |
| Steward Partners Investment Advisory, LLC trimmed | 26,293 | $501K | 0.3% | 2026-Q2 |
| DAVENPORT & Co LLC trimmed | 26,058 | $497K | 0.2% | 2026-Q2 |
| UMB Bank, n.a. new | 25,050 | $478K | 0.2% | 2026-Q2 |
| AMERIPRISE FINANCIAL INC trimmed | 24,436 | $466K | 0.2% | 2026-Q2 |
| STIFEL FINANCIAL CORP added | 24,072 | $459K | 0.2% | 2026-Q2 |
| Secure Asset Management, LLC added | 23,728 | $452K | 0.2% | 2026-Q2 |
| Summit Trail Advisors, LLC added | 23,377 | $446K | 0.2% | 2026-Q2 |
| OpenArc Corporate Advisory, LLC | 22,614 | $431K | 0.2% | 2026-Q2 |
| Virtus Investment Advisers, LLC trimmed | 22,003 | $420K | 0.2% | 2026-Q2 |
| OPPENHEIMER & CO INC added | 20,733 | $395K | 0.2% | 2026-Q2 |
| EAGLE GLOBAL ADVISORS LLC trimmed | 20,415 | $389K | 0.2% | 2026-Q2 |
| Accredited Investors Inc. added | 20,024 | $382K | 0.2% | 2026-Q2 |
| Invesco Ltd. added | 497,921 | $10M | 5.1% | 2025-Q3 stale (3 quarters behind) |
| Columbus Macro, LLC added | 505,567 | $9M | 4.4% | 2026-Q1 stale (1 quarter behind) |
| MILLENNIUM MANAGEMENT LLC trimmed | 204,386 | $4M | 1.8% | 2026-Q1 stale (1 quarter behind) |
| GraniteShares Advisors LLC added | 145,333 | $3M | 1.5% | 2025-Q3 stale (3 quarters behind) |
| HighTower Advisors, LLC trimmed | 92,582 | $2M | 0.8% | 2026-Q1 stale (1 quarter behind) |
| TWO SIGMA ADVISERS, LP trimmed | 72,013 | $1M | 0.7% | 2025-Q4 stale (2 quarters behind) |
| Capital Advisory Group Advisory Services, LLC trimmed | 70,546 | $1M | 0.7% | 2025-Q4 stale (2 quarters behind) |
| TUDOR INVESTMENT CORP ET AL added | 76,315 | $1M | 0.7% | 2026-Q1 stale (1 quarter behind) |
| MGB Wealth Management, LLC trimmed | 61,793 | $1M | 0.6% | 2025-Q4 stale (2 quarters behind) |
| Enterprise Bank & Trust Co | 55,912 | $1M | 0.6% | 2025-Q2 stale (4 quarters behind) |
| HRT FINANCIAL LP added | 54,066 | $1M | 0.5% | 2025-Q2 stale (4 quarters behind) |
| CREDIT AGRICOLE S A | 50,401 | $973K | 0.5% | 2025-Q4 stale (2 quarters behind) |
| Closed-End Fund Advisors, Inc. new | 38,831 | $749K | 0.4% | 2025-Q4 stale (2 quarters behind) |
| CANADA LIFE ASSURANCE Co trimmed | 39,723 | $696K | 0.4% | 2026-Q1 stale (1 quarter behind) |
| Magnetar Financial LLC new | 39,390 | $686K | 0.3% | 2026-Q1 stale (1 quarter behind) |
| Brevan Howard Capital Management LP added | 38,362 | $668K | 0.3% | 2026-Q1 stale (1 quarter behind) |
| Jump Financial, LLC new | 32,635 | $630K | 0.3% | 2025-Q4 stale (2 quarters behind) |
| GOLDMAN SACHS GROUP INC new | 32,514 | $628K | 0.3% | 2025-Q4 stale (2 quarters behind) |
| MQS Management LLC trimmed | 34,627 | $603K | 0.3% | 2026-Q1 stale (1 quarter behind) |
| TrueMark Investments, LLC added | 30,021 | $579K | 0.3% | 2025-Q4 stale (2 quarters behind) |
| Dynamic Technology Lab Private Ltd added | 31,425 | $547K | 0.3% | 2026-Q1 stale (1 quarter behind) |
| LEVEL FOUR ADVISORY SERVICES, LLC trimmed | 27,051 | $522K | 0.3% | 2025-Q4 stale (2 quarters behind) |
| Quantinno Capital Management LP | 27,165 | $473K | 0.2% | 2026-Q1 stale (1 quarter behind) |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP added | 22,006 | $425K | 0.2% | 2025-Q4 stale (2 quarters behind) |
| OPTIMUM INVESTMENT ADVISORS added | 20,628 | $418K | 0.2% | 2025-Q3 stale (3 quarters behind) |
| OXFORD ASSET MANAGEMENT LLP new | 20,239 | $391K | 0.2% | 2025-Q4 stale (2 quarters behind) |
| Verition Fund Management LLC added | 20,200 | $390K | 0.2% | 2025-Q4 stale (2 quarters behind) |
| Ascentis Independent Advisors added | 22,268 | $388K | 0.2% | 2026-Q1 stale (1 quarter behind) |
Ownership over time
Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.
Reading this table
Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.
About 13F filings
A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.