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Institutional Ownership · SEC Form 13F

Who owns FCTE (FCTE)


Which tracked institutional funds hold FCTE, how they are positioned, and who is buying versus exiting — from SEC Form 13F-HR filings. See FCTE company fundamentals →

Ownership as of the 2026-Q1 13F filings. 13F is disclosed up to 45 days after quarter-end, so the most recent quarter fills in over the following weeks.

17
Institutional holders
2,813,827
Shares held (tracked funds)

How the tape is positioned

2 tracked funds added or opened FCTE while 3 trimmed or exited it between 2025-Q4 and 2026-Q1 — the tape is split. When large holders disagree on a name, the funds moving first are sometimes ahead of the story.

A prompt to read the filings, not a verdict. 13F is a quarter-end snapshot disclosed up to 45 days late; a fund adds or exits for mandate, benchmark, and timing reasons that have nothing to do with a view on the stock. This is a starting question, not a signal to trade.

Conviction spread

FCTE’s largest tracked holder by dollar value, SMI Advisory Services, LLC, sizes it at 9.6% of its own reported 13F book, while the median holder sizes it at 0.0% of theirs — a 9.5pp conviction gap — its largest holder concentrates the name more heavily than the typical one.

Book-share is each fund’s reported value in FCTE divided by its whole reported 13F book, so it is comparable across funds of different sizes and is unaffected by stock splits. A higher share means a fund has committed more of its book to the name — a starting question about conviction, not a verdict or a signal to trade.

Institutional & insider positioning

Between 2025-Q4 and 2026-Q1, across 17 tracked filers holding FCTE, 9 increased or opened the position and 13 reduced or closed it; over the same quarter, there were no open-market insider Form 4s.

This fuses two public signals for the same quarter — how tracked institutions changed their positions and whether insiders bought or sold in the open market. It describes what was filed; it is a starting question, not a verdict or a signal to trade.

New buyers & exits

Funds opening or closing a position in FCTE between the 2025-Q4 and 2026-Q1 13F filings, and the largest changes among funds holding it in both. New buyers and exits are counted on fund presence (split-invariant); adds and trims are measured on reported value.

Full exits 2

  • Brookwood Investment Group LLC$1M
  • SUSQUEHANNA INTERNATIONAL GROUP, LLP$814K

Largest adds

  • THEORY FINANCIAL LLC$5M
  • SMI Advisory Services, LLC$1M

Largest trims

  • GTS SECURITIES LLC$280K

Institutional holders

One row per tracked fund, largest reported value first. “% of value” is the fund’s share of this security’s tracked institutional value — not of shares outstanding. Rows marked stale are from an earlier filing than the security’s latest quarter — that fund is absent from the newest snapshot (position exited, or reported under a different name).

FundSharesReported value% of valueQuarter
SMI Advisory Services, LLC added2,312,825$58M65.1%2026-Q1
THEORY FINANCIAL LLC added304,894$8M8.4%2026-Q1
VestGen Advisors, LLC trimmed58,461$2M1.7%2026-Q1
IFP Advisors, Inc added55,844$1M1.5%2026-Q1
Cambridge Investment Research Advisors, Inc. added20,879$515K0.6%2026-Q1
GTS SECURITIES LLC trimmed20,063$494K0.6%2026-Q1
NCM Capital Management, LLC16,600$409K0.5%2026-Q1
JANE STREET GROUP, LLC trimmed9,194$227K0.3%2026-Q1
Accurate Wealth Management, LLC trimmed8,117$216K0.2%2026-Q1
MORGAN STANLEY added2,362$58K0.1%2026-Q1
JPMORGAN CHASE & CO trimmed1,496$36K0.0%2026-Q1
UBS Group AG trimmed1,264$31K0.0%2026-Q1
EVOLUTION WEALTH MANAGEMENT INC.776$19K0.0%2026-Q1
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO new505$12K0.0%2026-Q1
Sound Income Strategies, LLC202$5K0.0%2026-Q1
Financial Management Professionals, Inc.200$5K0.0%2026-Q1
Qube Research & Technologies Ltd new145$4K0.0%2026-Q1
Financial Enhancement Group LLC trimmed118,499$3M3.5%2025-Q2 stale
Trek Financial, LLC trimmed97,555$2M2.7%2025-Q1 stale
Proficio Capital Partners LLC added68,061$2M2.0%2025-Q2 stale
PEAK FINANCIAL ADVISORS LLC added61,812$2M1.8%2025-Q2 stale
JT Stratford LLC added54,865$1M1.6%2025-Q3 stale
Stratos Wealth Advisors, LLC trimmed47,411$1M1.4%2025-Q2 stale
Brookwood Investment Group LLC added47,833$1M1.3%2025-Q4 stale
SUSQUEHANNA INTERNATIONAL GROUP, LLP trimmed32,704$814K0.9%2025-Q4 stale
Stratos Investment Management, LLC new20,572$517K0.6%2025-Q1 stale
Peak Asset Management, LLC new19,328$514K0.6%2025-Q2 stale
RAYMOND JAMES FINANCIAL INC added18,255$485K0.5%2025-Q3 stale
CITADEL ADVISORS LLC added17,341$461K0.5%2025-Q2 stale
Foguth Wealth Management, LLC.16,490$414K0.5%2025-Q1 stale
SFI Advisors, LLC added14,453$360K0.4%2025-Q4 stale
Ancora Advisors LLC added13,000$326K0.4%2025-Q1 stale
Optiver Holding B.V. new11,500$306K0.3%2025-Q3 stale
Hilltop Holdings Inc.11,046$294K0.3%2025-Q2 stale
FLOW TRADERS U.S. LLC trimmed10,155$253K0.3%2025-Q4 stale
Thrivent Financial for Lutherans added9,492$236K0.3%2025-Q4 stale
Straight Path Wealth Management trimmed8,548$227K0.3%2025-Q2 stale
Insight Advisors, LLC/ PA8,171$217K0.2%2025-Q3 stale
Ferguson Shapiro LLC trimmed7,781$207K0.2%2025-Q2 stale
BANK OF MONTREAL /CAN/ trimmed1,275$34K0.0%2025-Q2 stale
Allworth Financial LP new378$10K0.0%2025-Q2 stale
PNC Financial Services Group, Inc.370$10K0.0%2025-Q3 stale
Deane Retirement Strategies, Inc. new348$9K0.0%2025-Q2 stale
Principia Wealth Advisory, LLC new368$9K0.0%2025-Q4 stale
BANK OF AMERICA CORP /DE/ new358$9K0.0%2025-Q4 stale
Blue Trust, Inc. new265$7K0.0%2025-Q4 stale
CWM, LLC206$5K0.0%2025-Q4 stale
Royal Bank of Canada trimmed56$1K0.0%2025-Q2 stale
CONCOURSE FINANCIAL GROUP SECURITIES, INC.00.0%2025-Q2 stale

Ownership over time

Tracked institutional holder count and total shares held by filing quarter (independent scales). The curated-era tail and any mid-ingest latest quarter are handled honestly — a partial quarter is not drawn as a collapse.

HoldersTotal shares

Reading this table

Funds hold the same stock for different reasons — an index fund “holds” almost everything, an active manager sizes a name to a mandate and a benchmark, and each fund entered at its own price and time. Because 13F is filed up to 45 days after quarter-end, every row is a backward-looking snapshot; a manager may have traded since. Share-class siblings (a company’s A and C shares) are rolled up to one line so a dual-class name is never double-counted. Compare like-for-like. A large holder is not an endorsement, and a fund exiting is not a warning — this is a starting question, not a verdict.

About 13F filings

A Form 13F is a quarterly disclosure that institutional investment managers with over $100 million in US-listed equities must file with the SEC. In plain English: it is a snapshot of the long stock positions a fund held at the end of a quarter. It covers long US-listed equities only — not short positions, options, cash, or private holdings — and the funds shown are the large sample we track, not the complete 13F universe.

Learn how to read institutional ownership